| Aggregate Dollar Range of Shares Held in All of the Fund for the Performance Period and dividing the result by twelve.Performance Period. The Performance Period is equal to thethirty-six month period ending atshorter of (i) the period from February 1, 2010 tothe end of the month for which the fee adjustment is being computedor (ii) the thirty-six month period then ended.
Performance Adjustment Rate. The Performance Adjustment Rate is equal to the product of 0.03 multiplied by the difference, positive or negative, obtained by subtracting (i) the Investment Record of the Benchmark for the Performance Period from (ii) the Investment Performance of the Measuring Class for the Performance Period; provided that the Performance Adjustment Rate for the Fund may not exceed the Maximum Performance Adjustment Rate set forth on Schedule B or be less than the Minimum Performance Adjustment Rate set forth on Schedule B.
Investment Performance and Investment Record. These terms are used as defined in Rule 205-1 under the Investment Advisers Act of 1940, as amended, and shall each be computed on an annualized basis for any Performance Period greater than one year.
Benchmark. The Fund’s initial Benchmark is set forth in Schedule B. If the Trustees determine that another appropriate index of securities prices should be substituted as the Benchmark, the Trustees may determine, with the consent of the Manager, to use such other appropriate index of securities prices for purposes of this Schedule C (the “Replacement Benchmark”) without shareholder approval, unless shareholder approval of the change is otherwise required by applicable law. Any Replacement Benchmark will be applied prospectively to determine the amount of the Performance Adjustment. The Benchmark will continue to be used to determine the amount of the Performance Adjustment for that part of the Performance Period prior to the effective date of the Replacement Benchmark.The Fund’s initial Replacement Benchmark is set forth in Schedule B, together with its effective date of incorporation into the calculation of any adjustment to the Fund’s Base Fee. Any further Replacement Benchmark, and its effective date of incorporation into the calculation of any adjustment to the Fund’s Base Fee, will also be identified on Schedule B.
Measuring Class. The “Measuring Class” of shares of the Fund initially is Class A shares of the Fund. If the Trustees determine that a different class of shares of the Fund is the most appropriate for use in calculating the Performance Adjustment, the Trustees may change, with the consent of the Manager, the class of shares used as the Measuring Class without shareholder approval, unless shareholder approval of such change is otherwise required by applicable law. If a different class of shares (“Replacement Measuring Class”) is substituted in calculating the Performance Adjustment, the use of that Replacement Measuring Class of shares for purposes of calculating the Performance Adjustment may
| A-9 Name of Trustee/Nominee |
apply to the entire Performance Period so long as the Replacement Measuring Class was outstanding at the beginning of such period. If the Replacement Measuring Class of shares was not outstanding for all or a portion of the Performance Period, it may only be used in calculating that portion of the Performance Adjustment attributable to the period during which the Replacement Measuring Class was outstanding and any previous portion of the Performance Period will be calculated using the Measuring Class.
Notwithstanding any other provisions in this Schedule C, the computation of the Performance Adjustment Rate, the Investment Performance of the Measuring Class and the Investment Record of the Benchmark will be made in accordance with the Investment Advisers Act of 1940, as amended, and any applicable rules thereunder.
| Putnam Funds Overseen by Trustee | A-10 Liaquat Ahamed |
| Over $100,000 | Appendix BRavi Akhoury* | Over $100,000 | | Barbara M. Baumann | Over $100,000 | | Katinka Domotorffy | Over $100,000 | | Catharine Bond Hill | Over $100,000 | | Paul L. Joskow* | Over $100,000 | | Kenneth R. Leibler | Over $100,000 | | Jennifer Williams Murphy# | N/A | | Marie Pillai# | N/A | | George Putnam, III | Over $100,000 | | Manoj P. Singh | Over $100,000 | | Mona K. Sutphen | $50,001-$100,000 | | Robert L. Reynolds† | Over $100,000 |
Current* Mr. Akhoury and Pro Forma Examples of The Fund’s Total Annual Operating ExpensesDr. Joskow are retiring and are not standing for re-election to your fund’s Board. Each will serve until June 30, 2022, when he will retire.
The pro forma examples in the tables below are based on what the management fees for the fund would# Mses. Murphy and Pillai have been nominated for its most recent fiscal year had the proposed new contract gone into effect onelection to your fund’s Board and, if elected, will serve as Trustees beginning July 1, 2017, the first day of the fund’s fiscal year. The pro forma calculations are based on the performance of the Russell 3000 Growth Index for the first 24 months and the S&P 500 Index for the remaining 12 months of the thirty-six-month performance period.2022.
Annual fund operating expenses
(expenses you pay each year as a percentage of the value of your investment)
| | | | | | | | | | | | | | | Distribution | | | Total annual | | | | Management | | and service | | Other | | fund operating | | Share class | | fees | | (12b-1) fees | | expenses | | expenses | | Class A (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.25% | 0.23% | 0.99% | | Class A (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 0.25% | 0.23% | 1.03% | | Class B (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 1.00% | 0.23% | 1.74% | | Class B (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 1.00% | 0.23% | 1.78% | | Class C (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 1.00% | 0.23% | 1.74% | | Class C (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 1.00% | 0.23% | 1.78% | | Class M (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.75% | 0.23% | 1.49% | | Class M (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 0.75% | 0.23% | 1.53% | | Class R (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.50% | 0.23% | 1.24% | | Class R (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 0.50% | 0.23% | 1.28% | | Class R6 (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.00% | 0.10% | 0.61% | | Class R6 (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 0.00% | 0.10% | 0.65% |
| | | | | | | | | | | | | | | Distribution | | | Total annual | | | | Management | | and service | | Other | | fund operating | | Share class | | fees | | (12b-1) fees | | expenses | | expenses | | Class Y (Actual Expenses | | | | | | Under Current | | | | | | Management Contract) | 0.51% | 0.00% | 0.23% | 0.74% | | Class Y (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.55% | 0.00% | 0.23% | 0.78% |
How do these fees and expenses look in dollar terms?
Example
The following hypothetical example† Trustee who is intended to help you compare the cost of investing in the fund with the cost of investing in other funds. It assumes that you invest $10,000 in the fund for the time periods indicated and then, except as indicated, redeem all your shares at the end of those periods. It assumes a 5% return on your investment each year and that the fund’s operating expenses remain the same. Your actual costs may be higher or lower.
| | | | | | | | Share class | 1 year | 3 years | 5 years | 10 years | | Class A | | | | | | (Actual Expenses Under Current Management Contract) | $670 | $872 | $1,091 | $1,718 | | Class A | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $674 | $884 | $1,111 | $1,762 | | Class B | | | | | | (Actual Expenses Under Current Management Contract) | $677 | $848 | $1,144 | $1,853 | | Class B | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $681 | $860 | $1,164 | $1,897 | | Class B | | | | | | (no redemption) (Actual Expenses Under Current | | | | | | Management Contract) | $177 | $548 | $944 | $1,853 | | Class B | | | | | | (no redemption) (Pro Forma Expenses Based on | | | | | | Proposed Contract) | $181 | $560 | $964 | $1,897 | | Class C | | | | | | (Actual Expenses Under Current Management Contract) | $277 | $548 | $944 | $2,052 | | Class C | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $281 | $560 | $964 | $2,095 | | Class C | | | | | | (no redemption) (Actual Expenses Under Current | | | | | | Management Contract) | $177 | $548 | $944 | $2,052 | | Class C | | | | | | (no redemption) (Pro Forma Expenses Based on | | | | | | Proposed Contract) | $181 | $560 | $964 | $2,095 | | Class M | | | | | | (Actual Expenses Under Current Management Contract) | $496 | $805 | $1,135 | $2,067 | | Class M | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $500 | $816 | $1,155 | $2,110 | | Class R | | | | | | (Actual Expenses Under Current Management Contract) | $126 | $393 | $681 | $1,500 |
| | | | | | | | | | | | Share class | 1 year | 3 years | 5 years | 10 years | | Class R | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $130 | $406 | $702 | $1,545 | | Class R6 | | | | | | (Actual Expenses Under Current Management | $62 | $195 | $340 | $762 | | Class R6 | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $66 | $208 | $362 | $810 | | Class Y | | | | | | (Actual Expenses Under Current Management Contract) | $76 | $237 | $411 | $918 | | Class Y | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $80 | $249 | $433 | $966 |
The pro forma examples in the tables below are based on what the management fees for the fund would have been for its most recent fiscal year had the proposed new contract gone into effect on July 1, 2015, the first day of the thirty-six-month performance period ending June 30, 2018. The pro forma calculations are based on the performance of the S&P 500 Index for the full thirty-six-month performance period.
| | | | | | | | | | | Distribution | | | Total annual | | | | Management | | and service | | Other | | fund operating | | Share class | | fees | | (12b-1) fees | | expenses | | expenses | | Class A (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.25% | 0.23% | 0.99% | | Class A (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 0.25% | 0.23% | 1.05% | | Class B (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 1.00% | 0.23% | 1.74% | | Class B (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 1.00% | 0.23% | 1.80% | | Class C (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 1.00% | 0.23% | 1.74% | | Class C (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 1.00% | 0.23% | 1.80% | | Class M (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.75% | 0.23% | 1.49% | | Class M (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 0.75% | 0.23% | 1.55% | | Class R (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.50% | 0.23% | 1.24% | | Class R (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 0.50% | 0.23% | 1.30% |
| | | | | | | | | | | | | | Distribution | | | Total annual | | | | Management | | and service | | Other | | fund operating | | Share class | | fees | | (12b-1) fees | | expenses | | expenses | | Class R6 (Actual | | | | | | Expenses Under Current | | | | | | Management Contract) | 0.51% | 0.00% | 0.10% | 0.61% | | Class R6 (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 0.00% | 0.10% | 0.67% | | Class Y (Actual Expenses | | | | | | Under Current | | | | | | Management Contract) | 0.51% | 0.00% | 0.23% | 0.74% | | Class Y (Pro Forma | | | | | | Expenses Based on | | | | | | Proposed Contract) | 0.57% | 0.00% | 0.23% | 0.80% |
How do these fees and expenses look in dollar terms?
Example
The following hypothetical example is intended to help you compare the cost of investing in the fund with the cost of investing in other funds. It assumes that you invest $10,000 in the fund for the time periods indicated and then, except as indicated, redeem all your shares at the end of those periods. It assumes a 5% return on your investment each year and that the fund’s operating expenses remain the same. Your actual costs may be higher or lower.
| | | | | | | | | | | | Share class | 1 year | 3 years | 5 years | 10 years | | Class A | | | | | | (Actual Expenses Under Current Management Contract) | $670 | $872 | $1,091 | $1,718 | | Class A | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $676 | $890 | $1,121 | $1,784 | | Class B | | | | | | (Actual Expenses Under Current Management Contract) | $677 | $848 | $1,144 | $1,853 | | Class B | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $683 | $866 | $1,175 | $1,919 | | Class B | | | | | | (no redemption) (Actual Expenses Under Current | | | | | | Management Contract) | $177 | $548 | $944 | $1,853 | | Class B | | | | | | (no redemption) (Pro Forma Expenses Based on | | | | | | Proposed Contract) | $183 | $566 | $975 | $1,919 | | Class C | | | | | | (Actual Expenses Under Current Management Contract) | $277 | $548 | $944 | $2,052 | | Class C | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $283 | $566 | $975 | $2,116 | | Class C | | | | | | (no redemption) (Actual Expenses Under Current | | | | | | Management Contract) | $177 | $548 | $944 | $2,052 | | Class C | | | | | | (no redemption) (Pro Forma Expenses Based on | | | | | | Proposed Contract) | $183 | $566 | $975 | $2,116 |
| | | | | | | | | | | | Share class | 1 year | 3 years | 5 years | 10 years | | Class M | | | | | | (Actual Expenses Under Current Management Contract) | $496 | $805 | $1,135 | $2,067 | | Class M | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $502 | $822 | $1,165 | $2,131 | | Class R | | | | | | (Actual Expenses Under Current Management Contract) | $126 | $393 | $681 | $1,500 | | Class R | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $132 | $412 | $713 | $1,568 | | Class R6 | | | | | | (Actual Expenses Under Current Management | $62 | $195 | $340 | $762 | | Class R6 | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $68 | $214 | $373 | $835 | | Class Y | | | | | | (Actual Expenses Under Current Management Contract) | $76 | $237 | $411 | $918 | | Class Y | | | | | | (Pro Forma Expenses Based on Proposed Contract) | $82 | $255 | $444 | $990 |
Previous Trustee approval of management contract for the fund in June 2018
General conclusions
The Board of Trustees of the Putnam funds oversees the management of each fund and, as required by law, determines annually whether to approve the continuance of your fund’s management contract with Putnam Investment Management, LLC (“Putnam Management”) and the sub-management contract with respect to your fund between Putnam Management and its affiliate, Putnam Investments Limited (“PIL”). The Board, with the assistance of its Contract Committee, requests and evaluates all information it deems reasonably necessary under the circumstances in connection with its annual contract review. The Contract Committee consists solely of Trustees who are notan “interested persons”person” (as this term is defined in the Investment Company Act of 1940,1940) of the fund and Putnam Management. Mr. Reynolds is deemed an “interested person” by virtue of his positions as amended (the “1940 Act”))an officer of the fund and Putnam Management. Mr. Reynolds is the President and Chief Executive Officer of Putnam Investments, LLC and President of your fund and each of the other Putnam funds. None of the other Trustees is an “interested person”.
Putnam Variable Trust As of December 31, 2021, except as shown in the tables below, the Trustees/nominees, and the Trustees/nominees and officers as a group, did not own variable annuity contracts or variable life insurance policies that invested in the funds that are series of Putnam Variable Trust. These tables show the value of the Trustees’ and nominees’ indirect beneficial ownership interest in these funds. As of December 31, 2021, none of the Trustees or nominees beneficially owned shares of any of the following funds: Putnam VT Global Health Care Fund, Putnam VT Government Money Market Fund, or Putnam VT Multi-Asset Absolute Return Fund. All references in the tables are to Class IA shares unless otherwise indicated. As reflected in the tables above, Trustees/nominees and officers own shares of the retail Putnam funds that are counterparts to Putnam Variable Trust’s various portfolios. | Trustee/Nominee Name | | Fund Name | Paul L. Joskow* | George Putnam, III | | Putnam VT Diversified Income Fund | $1-$10,000 | N/A | | Putnam VT Emerging Markets Equity Fund | $1-$10,000 | N/A | | Putnam VT Focused International Equity Fund | $1-$10,000 | N/A | | Putnam VT George Putnam Balanced Fund | $1-$10,000 | N/A | | Putnam VT Global Asset Allocation Fund | $1-$10,000 | $10,001-$50,000 | | Putnam VT Growth Opportunities Fund | $1-$10,000 | N/A | | Putnam VT High Yield Fund | $1-$10,000 | N/A | | Putnam VT Income Fund | $1-$10,000 | N/A | | Putnam VT International Equity Fund | $1-$10,000 | N/A | | Putnam VT International Value Fund | $1-$10,000 | N/A | | Putnam VT Large Cap Value Fund | $10,001-$50,000 | N/A | | Putnam VT Mortgage Securities Fund | $1-$10,000 | N/A | | Putnam VT Multi-Cap Core Fund | $1-$10,000 | N/A | | Putnam VT Research Fund | $1-$10,000 | N/A | | Putnam VT Small Cap Growth Fund | $1-$10,000 | N/A | | Putnam VT Small Cap Value Fund | $1-$10,000 | N/A | | Putnam VT Sustainable Future Fund | $1-$10,000 | N/A | | Putnam VT Sustainable Leaders Fund | $10,001-$50,000 | N/A |
* Dr. Joskow is retiring and is not standing for re-election to your fund’s Board. He will serve until June 30, 2022, when he will retire. Appendix D — Trustee Compensation Table The following table includes the year each Trustee became a Trustee of the Putnam funds, (“Independent Trustees”). At the outset of the review process, members of the Board’s independent staff and independent legal counsel discussed with representatives of Putnam Management the annual contract review materials furnished to the Contract Committee during the course of the previous year’s review, identifying possible changes in these materials that might be necessary or desirable for the coming year. Following these discussions and in consultation with the Contract Committee, the Independent Trustees’ independent legal counsel requested that Putnam Management and its affiliates furnish specified information, together with any additional information that Putnam Management considered relevant, to the Contract Committee. Over the course of several months ending in June 2018, the Contract Committee met on a number of occasions with representatives of Putnam Management, and separately in executive session, to consider the information that Putnam Management provided. Throughout this process, the Contract Committee was assisted by the members of the Board’s independent staff and by independent legal counsel for the Putnam funds and the Independent Trustees.
In May 2018, the Contract Committee met in executive session to discuss and consider its recommendations with respect to the continuance of the contracts. At the Trustees’ June 2018 meeting, the Contract Committee met in executive session with the other Independent Trustees to review a summary of the key financial, performance, and other data that the Contract Committee considered in the course of its review. The Contract Committee then presented its written report, which summarized the key factors that the Committee had considered and set forth its recommendations. The Contract Committee recommended, and the Independent Trustees approved, the continuance of your fund’s management and sub-management contracts, effective July 1, 2018. (Because PIL is an affiliate of Putnam Management and Putnam Management remains fully responsible for all services provided by PIL, the Trustees have not attempted to evaluate PIL as a separate entity, and all subsequent references to Putnam Management below should be deemed to include reference to PIL as necessary or appropriate in the context.)
The Independent Trustees’ approval was based on the following conclusions:
• That the fee schedule in effect for your fund represented reasonable compensation in light of the nature and quality of the services being provided to the fund, the fees paid to each of those Trustees by competitive funds, the costs incurred by Putnam Managementeach fund included in providing services to the fund, and the application of certain reductions and waivers noted below; and
• That the fee schedule in effectthis proxy statement for your fund represented an appropriate sharing between fund shareholders and Putnam Management of such economies of scale as may exist in the management of the fund at current asset levels.
These conclusions were based on a comprehensive consideration of all information provided to the Trustees and were not the result of any single factor. Some of the factors that figured particularly in the Trustees’ deliberations and how the Trustees considered these factors are described below, although individual Trustees may have evaluated the information presented differently, giving different weights to various factors. It is also important to recognize that the management arrangements for your fund and the other Putnam funds are the result of many years of review and discussion between the Independent Trustees and Putnam Management, that some aspects of the arrangements may receive greater scrutiny in some years than others, and that the Trustees’ conclusions may be based, in part, on their consideration of fee arrangements in previous years. For example, with some minor exceptions, the funds’ current fee arrangements under the management contracts were first implemented at the beginning of 2010 following extensive review by the Contract Committee and discussions with representatives of Putnam Management, as well as approval by shareholders.
Management fee schedules and total expenses
The Trustees reviewed the management fee schedules in effect for all Putnam funds, including fee levels and breakpoints. The Trustees also reviewed the total expenses of each Putnam fund, recognizing that in most cases management fees represented the major, but not the sole, determinant of total costs to fund shareholders. (In a few instances, funds have implemented so-called “all-in” management fees covering substantially all routine fund operating costs.)
In reviewing fees and expenses, the Trustees generally focus their attention on material changes in circumstances – for example, changes in assets under management, changes in a fund’s investment strategy, changes in Putnam Management’s operating costs or profitability, or changes in competitive practices in the mutual fund industry — that suggest that consideration of fee changes might be warranted. The Trustees concluded that the circumstances did not indicate that changes to the management fee structure for your fund would be appropriate at this time.
Under its management contract, your fund has the benefit of breakpoints in its management fee schedule that provide shareholders with economies of scale in the form of reduced fee rates as assets under management in the Putnam family of funds increase. The Trustees concluded that the fee schedule in effect for your fund represented
an appropriate sharing of economies of scale between fund shareholders and Putnam Management.
In addition, your fund’s management contract provides that its management fees will be adjusted up or down depending upon whether your fund’s performance is better or worse than the performance of an appropriate index of securities prices specified in the management contract. In the course of reviewing investment performance, the Trustees examined the operation of your fund’s performance fees and concluded that these fees were operating effectively to align further Putnam Management’s economic interests with those of the fund’s shareholders.
As in the past, the Trustees also focused on the competitiveness of each fund’s total expense ratio. In order to support the effort to have fund expenses meet competitive standards, the Trustees and Putnam Management have implemented certain expense limitations that were in effect during your fund’s fiscal year ending in 2017. These expense limitations were: (i) a contractual expense limitation applicable to all open-end funds of 25 basis points on investor servicing fees and expenses and (ii) a contractual expense limitation applicable to specified open-end funds, including your fund, of 20 basis points on so-called “other expenses” (i.e., all expenses exclusive of management fees, distribution fees, investor servicing fees, investment-related expenses, interest, taxes, brokerage commissions, acquired fund fees and expenses and extraordinary expenses). These expense limitations attempt to maintain competitive expense levels for the funds. Most funds, including your fund, had sufficiently low expenses that these expense limitations were not operative during their fiscal years ending in 2017. Putnam Management has agreed to maintain these expense limitations until at least March 21, 2020. Putnam Management’s support for these expense limitation arrangements was an important factor in the Trustees’ decision to approve the continuance of your fund’s management and sub-management contracts.
The Trustees reviewed comparative fee and expense information for a custom group of competitive funds selected by Broadridge Financial Solutions, Inc. (“Broadridge”). This comparative information included your fund’s percentile ranking for effective management fees and total expenses (excluding any applicable 12b-1 fee), which provides a general indication of your fund’s relative standing. In the custom peer group, your fund ranked in the first quintile in effective management fees (determined for your fund and the other funds in the custom peer group based on fund asset size and the applicable contractual management fee schedule) and in the second quintile in total expenses (excluding any applicable 12b-1 fees) as of December 31, 2017. The first quintile represents the least expensive funds and the fifth quintile the most expensive funds. The fee and expense data reported by Broadridge as of December 31, 2017 reflected the most recent fiscal year-end data available in Broadridge’s database at that time.
In connection with their review of fund management fees and total expenses, the Trustees also reviewed the costs of the services providedyear (ended prior to March 31, 2022), and the profits realized by Putnam Management and its affiliates from their contractual relationships with the funds. This
information included trends in revenues, expenses and profitability of Putnam Management and its affiliates relatingfees paid to the investment management, investor servicing and distribution services provided to the funds. In this regard, the Trustees also reviewed an analysis of Putnam Management’s revenues, expenses and profitability, allocated on a fund-by-fund basis, with respect to the funds’ management, distribution, and investor servicing contracts. For each fund, the analysis presented information about revenues, expenses and profitability for each of the agreements separately and for the agreements taken together on a combined basis. Thethose Trustees concluded that, at current asset levels, the fee schedules in place represented reasonable compensation for the services being provided and represented an appropriate sharing between fund shareholders and Putnam Management of such economies of scale as may exist in the managementby all of the Putnam funds at that time.during calendar year 2021. Mses. Murphy and Pillai did not serve as Trustees of the Board during any fund’s recently completed fiscal year or during the calendar year 2021 and are therefore not included in the table below.
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam California
Tax Exempt Income Fund | Putnam Convertible
Securities Fund | Putnam Diversified
Income Trust | Putnam Dynamic Asset
Allocation Balanced Fund | | Liaquat Ahamed / 2012(3) | $3,299 | N/A | $4,270 | N/A | $7,858 | N/A | $7,563 | N/A | | Ravi Akhoury / 2009(4) | $3,299 | N/A | $4,270 | N/A | $7,858 | N/A | $7,563 | N/A | | Barbara M. Baumann / 2010(3) | $3,299 | N/A | $4,270 | N/A | $7,858 | N/A | $7,563 | N/A | | Katinka Domotorffy / 2012(3) | $3,299 | N/A | $4,270 | N/A | $7,858 | N/A | $7,563 | N/A | | Catharine Bond Hill / 2017 | $3,299 | N/A | $4,270 | N/A | $7,858 | N/A | $7,563 | N/A | | Paul L. Joskow / 1997(3)(4) | $3,299 | $612 | $4,270 | $415 | $7,858 | $1,520 | $7,563 | $1,373 | | Kenneth R. Leibler / 2006(5) | $4,395 | N/A | $5,807 | N/A | $10,472 | N/A | $10,073 | N/A | | George Putnam, III / 1984(6) | $3,527 | $1,049 | $4,591 | $708 | $8,403 | $2,606 | $8,086 | $2,353 | | Manoj P. Singh / 2017(7) | $3,527 | N/A | $4,591 | N/A | $8,403 | N/A | $8,086 | N/A | | Mona K. Sutphen / 2020 | $3,141 | N/A | $4,136 | N/A | $7,477 | N/A | $7,212 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | | | | | | | | | | | | | | | | | |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Dynamic Asset Allocation Conservative Fund | Putnam Dynamic Asset Allocation Equity Fund | Putnam Dynamic Asset Allocation Growth Fund | Putnam Dynamic Risk Allocation Fund | | Liaquat Ahamed / 2012(3) | $3,033 | N/A | $258 | N/A | $8,436 | N/A | $301 | N/A | | Ravi Akhoury / 2009(4) | $3,033 | N/A | $258 | N/A | $8,436 | N/A | $301 | N/A | | Barbara M. Baumann / 2010(3) | $3,033 | N/A | $263 | N/A | $8,436 | N/A | $306 | N/A | | Katinka Domotorffy / 2012(3) | $3,033 | N/A | $258 | N/A | $8,436 | N/A | $301 | N/A | | Catharine Bond Hill / 2017 | $3,033 | N/A | $258 | N/A | $8,436 | N/A | $301 | N/A | | Paul L. Joskow / 1997(3)(4) | $3,033 | $561 | $258 | $41 | $8,436 | $1,473 | $301 | $47 | | Kenneth R. Leibler / 2006(5) | $4,041 | N/A | $349 | N/A | $11,233 | N/A | $407 | N/A | | George Putnam, III / 1984(6) | $3,243 | $962 | $277 | $71 | $9,019 | $2,523 | $323 | $82 | | Manoj P. Singh / 2017(7) | $3,243 | N/A | $272 | N/A | $9,019 | N/A | $317 | N/A | | Mona K. Sutphen / 2020 | $2,890 | N/A | $249 | N/A | $8,048 | N/A | $290 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
The information examined by
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Emerging Markets Equity Fund | Putnam Fixed Income Absolute Return Fund | Putnam Floating Rate Income Fund | Putnam Focused Equity Fund | | Liaquat Ahamed / 2012(3) | $1,916 | N/A | $2,058 | N/A | $1,285 | N/A | $2,587 | N/A | | Ravi Akhoury / 2009(4) | $1,916 | N/A | $2,058 | N/A | $1,285 | N/A | $2,587 | N/A | | Barbara M. Baumann / 2010(3) | $1,916 | N/A | $2,058 | N/A | $1,335 | N/A | $2,587 | N/A | | Katinka Domotorffy / 2012(3) | $1,916 | N/A | $2,058 | N/A | $1,285 | N/A | $2,587 | N/A | | Catharine Bond Hill / 2017 | $1,916 | N/A | $2,058 | N/A | $1,285 | N/A | $2,587 | N/A | | Paul L. Joskow / 1997(3)(4) | $1,916 | $241 | $2,058 | $205 | $1,285 | $59 | $2,587 | $391 | | Kenneth R. Leibler / 2006(5) | $2,577 | N/A | $2,802 | N/A | $1,742 | N/A | $3,494 | N/A | | George Putnam, III / 1984(6) | $2,054 | $413 | $2,213 | $350 | $1,380 | $100 | $2,776 | $670 | | Manoj P. Singh / 2017(7) | $2,054 | N/A | $2,213 | N/A | $1,330 | N/A | $2,776 | N/A | | Mona K. Sutphen / 2020 | $1,852 | N/A | $1,994 | N/A | $1,135 | N/A | $2,491 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Focused International Equity Fund | George Putnam Balanced Fund | Putnam Global Health Care Fund | Putnam Global Income Trust | | Liaquat Ahamed / 2012(3) | $4,329 | N/A | 6,225 | N/A | $5,475 | N/A | $1,083 | N/A | | Ravi Akhoury / 2009(4) | $4,329 | N/A | 6,225 | N/A | $5,475 | N/A | $1,083 | N/A | | Barbara M. Baumann / 2010(3) | $4,329 | N/A | 6,225 | N/A | $5,475 | N/A | $1,083 | N/A | | Katinka Domotorffy / 2012(3) | $4,329 | N/A | 6,225 | N/A | $5,475 | N/A | $1,083 | N/A | | Catharine Bond Hill / 2017 | $4,329 | N/A | 6,225 | N/A | $5,475 | N/A | $1,083 | N/A | | Paul L. Joskow / 1997(3)(4) | $4,329 | $409 | 6,225 | $879 | $5,475 | $784 | $1,083 | $107 | | Kenneth R. Leibler / 2006(5) | $5,887 | N/A | 8,399 | N/A | $7,394 | N/A | $1,473 | N/A | | George Putnam, III / 1984(6) | $4,654 | $700 | 6,678 | $1,508 | $5,875 | $1,344 | $1,164 | $182 | | Manoj P. Singh / 2017(7) | $4,654 | N/A | 6,678 | N/A | $5,875 | N/A | $1,164 | N/A | | Mona K. Sutphen / 2020 | $4,199 | N/A | 5,999 | N/A | $5,273 | N/A | $1,049 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Global Technology Fund | Putnam Government Money Market Fund | Putnam Growth Opportunities Fund | Putnam High Yield Fund | | Liaquat Ahamed / 2012(3) | $3,678 | N/A | 564 | N/A | $30,621 | N/A | $5,268 | N/A | | Ravi Akhoury / 2009(4) | $3,678 | N/A | 564 | N/A | $30,621 | N/A | $5,268 | N/A | | Barbara M. Baumann / 2010(3) | $3,678 | N/A | 564 | N/A | $30,621 | N/A | $5,268 | N/A | | Katinka Domotorffy / 2012(3) | $3,678 | N/A | 564 | N/A | $30,621 | N/A | $5,268 | N/A | | Catharine Bond Hill / 2017 | $3,678 | N/A | 564 | N/A | $30,621 | N/A | $5,268 | N/A | | Paul L. Joskow / 1997(3)(4) | $3,678 | $480 | 564 | $106 | $30,621 | $4,264 | $5,268 | $407 | | Kenneth R. Leibler / 2006(5) | $4,952 | N/A | 752 | N/A | $41,314 | N/A | $7,165 | N/A | | George Putnam, III / 1984(6) | $3,943 | $822 | 603 | $182 | $32,849 | $7,316 | $5,663 | $692 | | Manoj P. Singh / 2017(7) | $3,943 | N/A | 603 | N/A | $32,849 | N/A | $5,663 | N/A | | Mona K. Sutphen / 2020 | $3,546 | N/A | 537 | N/A | $29,526 | N/A | $5,100 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Income Fund | Putnam Income Strategies Portfolio | Putnam Intermediate-Term Municipal Income Fund | Putnam International Capital Opportunities Fund | | Liaquat Ahamed / 2012(3) | $16,263 | N/A | $51 | N/A | $60 | N/A | $1,307 | N/A | | Ravi Akhoury / 2009(4) | $16,263 | N/A | $51 | N/A | $60 | N/A | $1,307 | N/A | | Barbara M. Baumann / 2010(3) | $16,263 | N/A | $51 | N/A | $60 | N/A | $1,307 | N/A | | Katinka Domotorffy / 2012(3) | $16,263 | N/A | $51 | N/A | $60 | N/A | $1,307 | N/A | | Catharine Bond Hill / 2017 | $16,263 | N/A | $51 | N/A | $60 | N/A | $1,307 | N/A | | Paul L. Joskow / 1997(3)(4) | $16,263 | $1,649 | $51 | $7 | $60 | $5 | $1,307 | $182 | | Kenneth R. Leibler / 2006(5) | $22,137 | N/A | $69 | N/A | $82 | N/A | $1,762 | N/A | | George Putnam, III / 1984(6) | $17,487 | $2,818 | $55 | $12 | $64 | $8 | $1,402 | $313 | | Manoj P. Singh / 2017(7) | $17,487 | N/A | $55 | N/A | $64 | N/A | $1,402 | N/A | | Mona K. Sutphen / 2020 | $15,737 | N/A | $49 | N/A | $58 | N/A | $1,259 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam International Equity Fund | Putnam International Value Fund | Putnam Large Cap Value Fund | Putnam Massachusetts Tax Exempt Income Fund | | Liaquat Ahamed / 2012(3) | $2,929 | N/A | $440 | N/A | $63,674 | N/A | $1,098 | N/A | | Ravi Akhoury / 2009(4) | $2,929 | N/A | $440 | N/A | $63,674 | N/A | $1,098 | N/A | | Barbara M. Baumann / 2010(3) | $2,982 | N/A | $447 | N/A | $63,674 | N/A | $1,119 | N/A | | Katinka Domotorffy / 2012(3) | $2,929 | N/A | $440 | N/A | $63,674 | N/A | $1,098 | N/A | | Catharine Bond Hill / 2017 | $2,929 | N/A | $440 | N/A | $63,674 | N/A | $1,098 | N/A | | Paul L. Joskow / 1997(3)(4) | $2,929 | $449 | $440 | $65 | $63,674 | $4,262 | $1,098 | $167 | | Kenneth R. Leibler / 2006(5) | $3,962 | N/A | $594 | N/A | $86,517 | N/A | $1,485 | N/A | | George Putnam, III / 1984(6) | $3,144 | $770 | $472 | $112 | $68,433 | $7,249 | $1,179 | $287 | | Manoj P. Singh / 2017(7) | $3,091 | N/A | $464 | N/A | $68,433 | N/A | $1,158 | N/A | | Mona K. Sutphen / 2020 | $2,818 | N/A | $423 | N/A | $61,895 | N/A | $1,058 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Minnesota Tax Exempt Income Fund | Putnam Money Market Fund | Putnam Mortgage Opportunities Fund | Putnam Mortgage Securities Fund | | Liaquat Ahamed / 2012(3) | $527 | N/A | $2,182 | N/A | $733 | N/A | $2,036 | N/A | | Ravi Akhoury / 2009(4) | $527 | N/A | $2,182 | N/A | $733 | N/A | $2,036 | N/A | | Barbara M. Baumann / 2010(3) | $537 | N/A | $2,182 | N/A | $752 | N/A | $2,036 | N/A | | Katinka Domotorffy / 2012(3) | $527 | N/A | $2,182 | N/A | $733 | N/A | $2,036 | N/A | | Catharine Bond Hill / 2017 | $527 | N/A | $2,182 | N/A | $733 | N/A | $2,036 | N/A | | Paul L. Joskow / 1997(3)(4) | $527 | $80 | $2,182 | $425 | $733 | $111 | $2,036 | $390 | | Kenneth R. Leibler / 2006(5) | $713 | N/A | $2,908 | N/A | $988 | N/A | $2,713 | N/A | | George Putnam, III / 1984(6) | $566 | $138 | $2,333 | $729 | $786 | $191 | $2,177 | $669 | | Manoj P. Singh / 2017(7) | $556 | N/A | $2,333 | N/A | $768 | N/A | $2,177 | N/A | | Mona K. Sutphen / 2020 | $508 | N/A | $2,074 | N/A | $711 | N/A | $1,938 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Multi-Asset
Absolute Return Fund | Putnam Multi-Cap Core Fund | Putnam New Jersey Tax Exempt Income Fund | Putnam New York Tax Exempt Income Fund | | Liaquat Ahamed / 2012(3) | $3,066 | N/A | $11,878 | N/A | $605 | N/A | $4,395 | N/A | | Ravi Akhoury / 2009(4) | $3,066 | N/A | $11,878 | N/A | $605 | N/A | $4,395 | N/A | | Barbara M. Baumann / 2010(3) | $3,066 | N/A | $12,208 | N/A | $617 | N/A | $4,395 | N/A | | Katinka Domotorffy / 2012(3) | $3,066 | N/A | $11,878 | N/A | $605 | N/A | $4,395 | N/A | | Catharine Bond Hill / 2017 | $3,066 | N/A | $11,878 | N/A | $605 | N/A | $4,395 | N/A | | Paul L. Joskow / 1997(3)(4) | $3,066 | $317 | $11,878 | $1,503 | $605 | $94 | $4,395 | $325 | | Kenneth R. Leibler / 2006(5) | $4,180 | N/A | $16,080 | N/A | $818 | N/A | $5,982 | N/A | | George Putnam, III / 1984(6) | $3,298 | $543 | $12,753 | $2,584 | $650 | $162 | $4,726 | $553 | | Manoj P. Singh / 2017(7) | $3,298 | N/A | $12,424 | N/A | $638 | N/A | $4,726 | N/A | | Mona K. Sutphen / 2020 | $2,969 | N/A | $10,869 | N/A | $583 | N/A | $4,263 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Ohio Tax Exempt Income Fund | Putnam Pennsylvania Tax Exempt Income Fund | Putnam PanAgora Risk Parity Fund | Putnam Research Fund | | Liaquat Ahamed / 2012(3) | $404 | N/A | $563 | N/A | $157 | N/A | $1,538 | N/A | | Ravi Akhoury / 2009(4) | $404 | N/A | $563 | N/A | $157 | N/A | $1,538 | N/A | | Barbara M. Baumann / 2010(3) | $412 | N/A | $574 | N/A | $157 | N/A | $1,538 | N/A | | Katinka Domotorffy / 2012(3) | $404 | N/A | $563 | N/A | $157 | N/A | $1,538 | N/A | | Catharine Bond Hill / 2017 | $404 | N/A | $563 | N/A | $157 | N/A | $1,538 | N/A | | Paul L. Joskow / 1997(3)(4) | $404 | $63 | $563 | $87 | $157 | $22 | $1,538 | $215 | | Kenneth R. Leibler / 2006(5) | $546 | N/A | $761 | N/A | $212 | N/A | $2,074 | N/A | | George Putnam, III / 1984(6) | $433 | $108 | $604 | $150 | $169 | $38 | $1,649 | $369 | | Manoj P. Singh / 2017(7) | $425 | N/A | $593 | N/A | $169 | N/A | $1,649 | N/A | | Mona K. Sutphen / 2020 | $389 | N/A | $542 | N/A | $151 | N/A | $1,484 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Retirement Advantage 2025 Fund | Putnam Retirement Advantage 2030 Fund | Putnam Retirement Advantage 2035 Fund | Putnam Retirement Advantage 2040 Fund | | Liaquat Ahamed / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Ravi Akhoury / 2009(4) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Barbara M. Baumann / 2010(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Katinka Domotorffy / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Catharine Bond Hill / 2017 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Paul L. Joskow / 1997(3)(4) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Kenneth R. Leibler / 2006(5) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | George Putnam, III / 1984(6) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Manoj P. Singh / 2017(7) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Mona K. Sutphen / 2020 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Retirement Advantage 2045 Fund | Putnam Retirement Advantage 2050 Fund | Putnam Retirement Advantage 2055 Fund | Putnam Retirement Advantage 2060 Fund | | Liaquat Ahamed / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Ravi Akhoury / 2009(4) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Barbara M. Baumann / 2010(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Katinka Domotorffy / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Catharine Bond Hill / 2017 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Paul L. Joskow / 1997(3)(4) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Kenneth R. Leibler / 2006(5) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | George Putnam, III / 1984(6) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Manoj P. Singh / 2017(7) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Mona K. Sutphen / 2020 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Retirement Advantage 2065 Fund | Putnam Retirement Advantage Maturity Fund | Putnam RetirementReady 2025 Fund | Putnam RetirementReady 2030 Fund | | Liaquat Ahamed / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Ravi Akhoury / 2009(4) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Barbara M. Baumann / 2010(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Katinka Domotorffy / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Catharine Bond Hill / 2017 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Paul L. Joskow / 1997(3)(4) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Kenneth R. Leibler / 2006(5) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | George Putnam, III / 1984(6) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Manoj P. Singh / 2017(7) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Mona K. Sutphen / 2020 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam RetirementReady 2035 Fund | Putnam RetirementReady 2040 Fund | Putnam RetirementReady 2045 Fund | Putnam RetirementReady 2050 Fund | | Liaquat Ahamed / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Ravi Akhoury / 2009(4) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Barbara M. Baumann / 2010(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Katinka Domotorffy / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Catharine Bond Hill / 2017 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Paul L. Joskow / 1997(3)(4) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Kenneth R. Leibler / 2006(5) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | George Putnam, III / 1984(6) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Manoj P. Singh / 2017(7) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Mona K. Sutphen / 2020 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam RetirementReady 2055 Fund | Putnam RetirementReady 2060 Fund | Putnam RetirementReady 2065 Fund | Putnam RetirementReady Maturity Fund | | Liaquat Ahamed / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Ravi Akhoury / 2009(4) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Barbara M. Baumann / 2010(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Katinka Domotorffy / 2012(3) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Catharine Bond Hill / 2017 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Paul L. Joskow / 1997(3)(4) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Kenneth R. Leibler / 2006(5) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | George Putnam, III / 1984(6) | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | | Manoj P. Singh / 2017(7) | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Mona K. Sutphen / 2020 | $0 | N/A | $0 | N/A | $0 | N/A | $0 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Short Duration Bond Fund | Putnam Short-Term Investment Fund | Putnam Short-Term Municipal Income Fund | Putnam Small Cap Growth Fund | | Liaquat Ahamed / 2012(3) | $9,411 | N/A | $10,971 | N/A | $203 | N/A | $2,524 | N/A | | Ravi Akhoury / 2009(4) | $9,411 | N/A | $10,971 | N/A | $203 | N/A | $2,524 | N/A | | Barbara M. Baumann / 2010(3) | $9,411 | N/A | $10,971 | N/A | $203 | N/A | $2,564 | N/A | | Katinka Domotorffy / 2012(3) | $9,411 | N/A | $10,971 | N/A | $203 | N/A | $2,524 | N/A | | Catharine Bond Hill / 2017 | $9,411 | N/A | $10,971 | N/A | $203 | N/A | $2,524 | N/A | | Paul L. Joskow / 1997(3)(4) | $9,411 | $854 | $10,971 | $1,760 | $203 | $16 | $2,524 | $373 | | Kenneth R. Leibler / 2006(5) | $12,804 | N/A | $14,863 | N/A | $277 | N/A | $3,415 | N/A | | George Putnam, III / 1984(6) | $10,118 | $1,459 | $11,782 | $3,023 | $219 | $27 | $2,710 | $640 | | Manoj P. Singh / 2017(7) | $10,118 | N/A | $11,782 | N/A | $219 | N/A | $2,669 | N/A | | Mona K. Sutphen / 2020 | $9,143 | N/A | $10,560 | N/A | $197 | N/A | $2,423 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Small Cap
Value Fund | Putnam Strategic Intermediate Municipal Fund | Putnam Sustainable Future Fund | Putnam Sustainable Leaders Fund | | Liaquat Ahamed / 2012(3) | $552 | N/A | $953 | N/A | $2,290 | N/A | $20,439 | N/A | | Ravi Akhoury / 2009(4) | $552 | N/A | $953 | N/A | $2,290 | N/A | $20,439 | N/A | | Barbara M. Baumann / 2010(3) | $572 | N/A | $953 | N/A | $2,350 | N/A | $20,797 | N/A | | Katinka Domotorffy / 2012(3) | $552 | N/A | $953 | N/A | $2,290 | N/A | $20,439 | N/A | | Catharine Bond Hill / 2017 | $552 | N/A | $953 | N/A | $2,290 | N/A | $20,439 | N/A | | Paul L. Joskow / 1997(3)(4) | $552 | $35 | $953 | $148 | $2,290 | $291 | $20,439 | $3,045 | | Kenneth R. Leibler / 2006(5) | $748 | N/A | $1, 288 | N/A | $3,102 | N/A | $27,659 | N/A | | George Putnam, III / 1984(6) | $593 | $60 | $1,023 | $253 | $2,460 | $500 | $21,943 | $5,227 | | Manoj P. Singh / 2017(7) | $573 | N/A | $1,023 | N/A | $2,400 | N/A | $21,584 | N/A | | Mona K. Sutphen / 2020 | $491 | N/A | $917 | N/A | $2,105 | N/A | $19,671 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam Tax Exempt Income Fund | Putnam Tax-Free High Yield Fund | Putnam Ultra Short Duration Income Fund | Putnam VT Diversified Income Fund | | Liaquat Ahamed / 2012(3) | $2,579 | N/A | $3,027 | N/A | $59,779 | N/A | $631 | N/A | | Ravi Akhoury / 2009(4) | $2,579 | N/A | $3,027 | N/A | $59,779 | N/A | $631 | N/A | | Barbara M. Baumann / 2010(3) | $2,579 | N/A | $3,027 | N/A | $59,779 | N/A | $631 | N/A | | Katinka Domotorffy / 2012(3) | $2,579 | N/A | $3,027 | N/A | $59,779 | N/A | $631 | N/A | | Catharine Bond Hill / 2017 | $2,579 | N/A | $3,027 | N/A | $59,778 | N/A | $631 | N/A | | Paul L. Joskow / 1997(3)(4) | $2,579 | $474 | $3,027 | $454 | $59,779 | $9,326 | $631 | $42 | | Kenneth R. Leibler / 2006(5) | $3,436 | N/A | $4,089 | N/A | $80,876 | N/A | $850 | N/A | | George Putnam, III / 1984(6) | $2,758 | $813 | $3,248 | $780 | $64,174 | $16,009 | $676 | $72 | | Manoj P. Singh / 2017(7) | $2,758 | N/A | $3,248 | N/A | $64,174 | N/A | $676 | N/A | | Mona K. Sutphen / 2020 | $2,458 | N/A | $2,917 | N/A | $57,510 | N/A | $607 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam VT Emerging Markets Equity Fund | Putnam VT Focused International Equity Fund | Putnam VT George Putnam Balanced Fund | Putnam VT Global Asset Allocation Fund | | Liaquat Ahamed / 2012(3) | $128 | N/A | $756 | N/A | $819 | N/A | $449 | N/A | | Ravi Akhoury / 2009(4) | $128 | N/A | $756 | N/A | $819 | N/A | $449 | N/A | | Barbara M. Baumann / 2010(3) | $128 | N/A | $756 | N/A | $819 | N/A | $449 | N/A | | Katinka Domotorffy / 2012(3) | $128 | N/A | $756 | N/A | $819 | N/A | $449 | N/A | | Catharine Bond Hill / 2017 | $128 | N/A | $756 | N/A | $819 | N/A | $449 | N/A | | Paul L. Joskow / 1997(3)(4) | $128 | $9 | $756 | $48 | $819 | $52 | $449 | $29 | | Kenneth R. Leibler / 2006(5) | $173 | N/A | $1,019 | N/A | $1,104 | N/A | $605 | N/A | | George Putnam, III / 1984(6) | $138 | $15 | $811 | $83 | $878 | $90 | $482 | $50 | | Manoj P. Singh / 2017(7) | $138 | N/A | $811 | N/A | $878 | N/A | $482 | N/A | | Mona K. Sutphen / 2020 | $124 | N/A | $729 | N/A | $790 | N/A | $433 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam VT Global Health Care Fund | Putnam VT Government Money Market Fund | Putnam VT Growth Opportunities Fund | Putnam VT High Yield Fund | | Liaquat Ahamed / 2012(3) | $567 | N/A | 288 | N/A | $3,980 | N/A | $617 | N/A | | Ravi Akhoury / 2009(4) | $567 | N/A | 288 | N/A | $3,980 | N/A | $617 | N/A | | Barbara M. Baumann / 2010(3) | $567 | N/A | 288 | N/A | $3,980 | N/A | $617 | N/A | | Katinka Domotorffy / 2012(3) | $567 | N/A | 288 | N/A | $3,980 | N/A | $617 | N/A | | Catharine Bond Hill / 2017 | $567 | N/A | 288 | N/A | $3,980 | N/A | $617 | N/A | | Paul L. Joskow / 1997(3)(4) | $567 | $35 | 288 | $19 | $3,980 | $251 | $617 | $40 | | Kenneth R. Leibler / 2006(5) | $764 | N/A | 389 | N/A | $5,364 | N/A | $832 | N/A | | George Putnam, III / 1984(6) | $608 | $61 | 309 | $33 | $4,268 | $434 | $662 | $70 | | Manoj P. Singh / 2017(7) | $608 | N/A | 309 | N/A | $4,268 | N/A | $662 | N/A | | Mona K. Sutphen / 2020 | $546 | N/A | 277 | N/A | $3,833 | N/A | $594 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam VT Income Fund | Putnam VT International Equity Fund | Putnam VT International Value Fund | Putnam VT Large Cap Value Fund | | Liaquat Ahamed / 2012(3) | $808 | N/A | $854 | N/A | $272 | N/A | $5,442 | N/A | | Ravi Akhoury / 2009(4) | $808 | N/A | $854 | N/A | $272 | N/A | $5,442 | N/A | | Barbara M. Baumann / 2010(3) | $808 | N/A | $854 | N/A | $272 | N/A | $5,442 | N/A | | Katinka Domotorffy / 2012(3) | $808 | N/A | $854 | N/A | $272 | N/A | $5,442 | N/A | | Catharine Bond Hill / 2017 | $808 | N/A | $854 | N/A | $272 | N/A | $5,442 | N/A | | Paul L. Joskow / 1997(3)(4) | $808 | $52 | $854 | $55 | $272 | $17 | $5,442 | $339 | | Kenneth R. Leibler / 2006(5) | $1,089 | N/A | $1,151 | N/A | $367 | N/A | $7,335 | N/A | | George Putnam, III / 1984(6) | $867 | $90 | $916 | $95 | $292 | $30 | $5,836 | $586 | | Manoj P. Singh / 2017(7) | $867 | N/A | $916 | N/A | $292 | N/A | $5,836 | N/A | | Mona K. Sutphen / 2020 | $776 | N/A | $823 | N/A | $263 | N/A | $5,256 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam VT Mortgage Securities Fund | Putnam VT Multi-Asset Absolute Return Fund | Putnam VT Multi-Cap Core Fund | Putnam VT Research Fund | | Liaquat Ahamed / 2012(3) | $162 | N/A | $83 | N/A | $1,005 | N/A | $208 | N/A | | Ravi Akhoury / 2009(4) | $162 | N/A | $83 | N/A | $1,005 | N/A | $208 | N/A | | Barbara M. Baumann / 2010(3) | $162 | N/A | $83 | N/A | $1,005 | N/A | $208 | N/A | | Katinka Domotorffy / 2012(3) | $162 | N/A | $83 | N/A | $1,005 | N/A | $208 | N/A | | Catharine Bond Hill / 2017 | $162 | N/A | $83 | N/A | $1,005 | N/A | $208 | N/A | | Paul L. Joskow / 1997(3)(4) | $162 | $11 | $83 | $5 | $1,005 | $64 | $208 | $12 | | Kenneth R. Leibler / 2006(5) | $218 | N/A | $111 | N/A | $1,355 | N/A | $280 | N/A | | George Putnam, III / 1984(6) | $174 | $19 | $89 | $9 | $1,078 | $111 | $223 | $21 | | Manoj P. Singh / 2017(7) | $174 | N/A | $89 | N/A | $1,078 | N/A | $223 | N/A | | Mona K. Sutphen / 2020 | $156 | N/A | $79 | N/A | $970 | N/A | $201 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | Aggregate
compensation
from the
fund ($) | Pension or
retirement
benefits accrued
as part of fund
expenses ($) | | | Putnam VT Small Cap Growth Fund | Putnam VT Small Cap Value Fund | Putnam VT Sustainable Future Fund | Putnam VT Sustainable Leaders Fund | | Liaquat Ahamed / 2012(3) | $132 | N/A | $489 | N/A | $163 | N/A | $3,415 | N/A | | Ravi Akhoury / 2009(4) | $132 | N/A | $489 | N/A | $163 | N/A | $3,415 | N/A | | Barbara M. Baumann / 2010(3) | $132 | N/A | $489 | N/A | $163 | N/A | $3,415 | N/A | | Katinka Domotorffy / 2012(3) | $132 | N/A | $489 | N/A | $163 | N/A | $3,415 | N/A | | Catharine Bond Hill / 2017 | $132 | N/A | $489 | N/A | $163 | N/A | $3,415 | N/A | | Paul L. Joskow / 1997(3)(4) | $132 | $9 | $489 | $32 | $163 | $11 | $3,415 | $213 | | Kenneth R. Leibler / 2006(5) | $178 | N/A | $659 | N/A | $219 | N/A | $4,602 | N/A | | George Putnam, III / 1984(6) | $142 | $15 | $524 | $55 | $175 | $19 | $3,662 | $368 | | Manoj P. Singh / 2017(7) | $142 | N/A | $524 | N/A | $175 | N/A | $3,662 | N/A | | Mona K. Sutphen / 2020 | $127 | N/A | $473 | N/A | $157 | N/A | $3,293 | N/A | | Robert L. Reynolds / 2008(8) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Trustees/Year | Estimated annual benefits from all
Putnam Funds upon retirement ($)(1) | Total compensation from all Putnam funds ($)(2) | | Liaquat Ahamed / 2012(3) | N/A | $345,000 | | Ravi Akhoury / 2009(4) | N/A | $345,000 | | Barbara M. Baumann / 2010(3) | N/A | $345,000 | | Katinka Domotorffy / 2012(3) | N/A | $345,000 | | Catharine Bond Hill / 2017 | N/A | $345,000 | | Paul L. Joskow / 1997(3)(4) | $113,417 | $345,000 | | Kenneth R. Leibler / 2006(5) | N/A | $465,000 | | George Putnam, III / 1984(6) | $130,333 | $370,000 | | Manoj P. Singh / 2017(7) | N/A | $370,000 | | Mona K. Sutphen / 2020 | N/A | $332,500 | | Robert L. Reynolds / 2008(8) | N/A | N/A |
(1) Estimated benefits for each Trustee are based on Trustee fee rates for calendar years 2003, 2004 and 2005. (2) As of March 31, 2022, there were 100 funds in the Putnam family. (3) Certain Trustees are also owed compensation deferred pursuant to a Trustee Compensation Deferral Plan. As of each fund’s fiscal year ended prior to December 31, 2021, the total amounts of deferred compensation payable each fund listed below, including income earned on such amounts, to these Trustees were (in dollars): | Fund | Mr. Ahamed | Ms. Baumann | Ms. Domotorffy | Dr. Hill | Dr. Joskow | | Putnam California Tax Exempt Income Fund | $21,434 | $17,167 | $17,534 | $7,606 | $76,500 | | Putnam Convertible Securities Fund | $12,230 | $9,769 | $9,972 | $4,553 | $43,510 | | Putnam Diversified Income Fund | $45,702 | $36,603 | $37,387 | $16,218 | $163,114 | | Putnam Dynamic Asset Allocation Balanced Fund | $19,786 | $15,847 | $16,186 | $7,021 | $70,618 | | Putnam Dynamic Asset Allocation Conservative Fund | $8,325 | $6,668 | $6,811 | $2,955 | $29,716 | | Putnam Dynamic Asset Allocation Equity Fund | $304 | $245 | $252 | $101 | $1,093 | | Putnam Dynamic Asset Allocation Growth Fund | $20,666 | $16,552 | $16,906 | $7,334 | $73,759 | | Putnam Dynamic Risk Allocation Fund | $935 | $756 | $775 | $312 | $3,366 | | Putnam Emerging Markets Equity Fund | $11,721 | $9,408 | $9,619 | $4,172 | $41,896 | | Putnam Fixed Income Absolute Return Fund | $6,257 | $4,998 | $5,102 | $2,329 | $22,259 | | Putnam Floating Rate Income Fund | $5,172 | $4,214 | $4,332 | $1,627 | $18,757 | | Putnam Focused Equity Fund | $39,852 | $31,986 | $32,703 | $14,184 | $142,443 | | Putnam Focused International Equity Fund | $36,572 | $29,212 | $29,821 | $13,615 | $130,110 | | George Putnam Balanced Fund | $28,733 | $23,124 | $23,664 | $10,256 | $102,975 | | Putnam Global Health Care Fund | $25,320 | $20,323 | $20,778 | $9,012 | $90,502 | | Putnam Global Income Fund | $5,876 | $4,693 | $4,791 | $2,187 | $20,903 | | Putnam Global Technology Fund | $798 | $641 | $655 | $284 | $2,853 | | Putnam Government Money Market Fund | $211 | $169 | $172 | $75 | $752 | | Putnam Growth Opportunities Fund | $94,561 | $76,102 | $77,879 | $33,754 | $338,891 | | Putnam High Yield Fund | $39,803 | $31,708 | $32,338 | $15,089 | $143,667 | | Putnam Income Fund | $23,297 | $18,609 | $18,997 | $8,673 | $82,884 | | Putnam Income Strategies Portfolio | $1 | $01 | $1 | $0 | $4 | | Putnam Intermediate-Term Municipal Fund | $63 | $50 | $51 | $24 | $226 | | Putnam International Capital Opportunities Fund | $9,472 | $7,602 | $7,773 | $3,371 | $33,856 | | Putnam International Equity Fund | $37,174 | $29,998 | $30,727 | $12,373 | $133,651 | | Putnam International Value Fund | $5,593 | $4,513 | $4,623 | $1,861 | $20,107 | | Putnam Large Cap Value Fund | $169,701 | $135,549 | $138,373 | $63,177 | $603,738 | | Putnam Massachusetts Tax Exempt Income Fund | $3,832 | $3,099 | $3,177 | $1,279 | $13,796 | | Putnam Minnesota Tax Exempt Income Fund | $2,231 | $1,805 | $1,850 | $745 | $8,034 | | Putnam Money Market Fund | $21,414 | $17,151 | $17,518 | $7,599 | $76,429 | | Putnam Mortgage Opportunities Fund | $287 | $232 | $238 | $96 | $1,033 | | Putnam Mortgage Securities Fund | $33,532 | $26,856 | $27,431 | $11,899 | $119,676 | | Putnam Multi-Asset Absolute Return Fund | $12,546 | $10,021 | $10,230 | $4,671 | $44,633 | | Putnam Multi-Cap Core Fund | $34,607 | $28,061 | $28,797 | $11,586 | $124,937 | | Putnam New Jersey Tax Exempt Income Fund | $3,055 | $2,471 | $2,533 | $1,020 | $11,000 | | Putnam New York Tax Exempt Income Fund | $16,606 | $13,229 | $13,492 | $6,295 | $59,939 | | Putnam Ohio Tax Exempt Income Fund | $2,499 | $2,020 | $2,072 | $834 | $8,996 | | Putnam PanAgora Risk Parity Fund | $38 | $31 | $31 | $14 | $136 | | Putnam Pennsylvania Tax Exempt Fund | $2,927 | $2,367 | $2,427 | $977 | $10,540 | | Putnam Research Fund | $5,492 | $4,420 | $4,523 | $1,961 | $19,683 | | Putnam Short Duration Income Fund | $22,789 | $18,340 | $18,768 | $8,135 | $81,671 | | Putnam Short Term Investment Fund | $13,153 | $10,586 | $10,833 | $4,695 | $47,139 | | Putnam Short-Term Municipal Income Fund | $78 | $62 | $64 | $30 | $282 | | Putnam Small Cap Growth Fund | $8,171 | $6,594 | $6,754 | $2,720 | $29,378 | | Putnam Small Cap Value Fund | $4,326 | $3,525 | $3,624 | $1,361 | $15,691 | | Putnam Strategic Intermediate Municipal Fund | $6,269 | $5,045 | $5,163 | $2,238 | $22,467 | | Putnam Sustainable Future Fund | $4,487 | $3,639 | $3,734 | $1,502 | $16,200 | | Putnam Sustainable Leaders Fund | $116,999 | $94,414 | $96,709 | $38,941 | $420,648 | | Putnam Tax Exempt Income Fund | $21,872 | $17,518 | $17,893 | $7,762 | $78,064 |
| Putnam Tax-Free High Yield Fund | $19,413 | $15,623 | $15,988 | $6,929 | $69,572 | | Putnam Ultra Short Duration Bond Fund | $2,254 | $1,800 | $1,838 | $839 | $8,018 | | Putnam VT Diversified Income Fund | $4,451 | $3,813 | $4,327 | $1,833 | $17,143 | | Putnam VT Emerging Markets Equity Fund | $2,141 | $1,834 | $2,081 | $882 | $8,244 | | Putnam VT Focused International Equity Fund | $13,718 | $11,752 | $13,334 | $5,650 | $52,831 | | Putnam VT George Putnam Balanced Fund | $3,389 | $2,903 | $3,294 | $1,396 | $13,050 | | Putnam VT Global Asset Allocation Fund | $5,143 | $4,406 | $4,999 | $2,119 | $19,809 | | Putnam VT Global Health Care Fund | $2,640 | $2,262 | $2,566 | $1,087 | $10,167 | | Putnam VT Government Money Market Fund | $3,270 | $2,802 | $3,179 | $1,347 | $12,595 | | Putnam VT Growth Opportunities Fund | $22,561 | $19,328 | $21,930 | $9,293 | $86,890 | | Putnam VT High Yield Fund | $7,329 | $6,279 | $7,124 | $3,019 | $28,227 | | Putnam VT Income Fund | $7,532 | $6,452 | $7,321 | $3,102 | $29,006 | | Putnam VT International Equity Fund | $5,329 | $4,565 | $5,179 | $2,195 | $20,522 | | Putnam VT International Value Fund | $2,607 | $2,233 | $2,534 | $1,074 | $10,039 | | Putnam VT Large Cap Value Fund | $33,333 | $28,556 | $32,400 | $13,730 | $128,376 | | Putnam VT Mortgage Securities Fund | $2,331 | $1,997 | $2,266 | $960 | $8,978 | | Putnam VT Multi-Asset Absolute Return Fund | $143 | $122 | $139 | $59 | $550 | | Putnam VT Multi-Cap Core Fund | $4,895 | $4,194 | $4,758 | $2,016 | $18,853 | | Putnam VT Research Fund | $2,050 | $1,756 | $1,993 | $844 | $7,895 | | Putnam VT Small Cap Growth Fund | $1,067 | $914 | $1,037 | $440 | $4,110 | | Putnam VT Small Cap Value Fund | $3,444 | $2,951 | $3,348 | $1,419 | $13,264 | | Putnam VT Sustainable Futures Fund | $1,249 | $1,070 | $1,214 | $515 | $4,812 | | Putnam VT Sustainable Leaders Fund | $20,220 | $17,322 | $19,654 | $8,329 | $77,872 |
(4) Mr. Akhoury and Dr. Joskow are not standing for re-election and each will serve until June 30, 2022, when he will retire. (5) Includes additional compensation to Mr. Leibler for service as Chair of the Trustees in connection with their annual contract review for the Putnam funds included information regarding fees charged by Putnam Management and its affiliates to institutional clients, including defined benefit pension and profit-sharing plans and sub-advised mutual funds. This information included, in cases where an institutional product’s investment strategy corresponds with a fund’s strategy, comparisons of those fees with fees charged to the Putnam funds, as well as an assessment of the differences in the services provided to these different types of clients as compared to the services provided to the Putnam funds. The Trustees observed that the differences in fee rates between these clients and the Putnam funds are by no means uniform when examined by individual asset sectors, suggesting that differences in the pricing of investment management services to these types of clients may reflect, among other things, historical competitive forces operating in separate markets. The Trustees considered the fact that in many cases fee rates across different asset classes are higher on average for mutual funds than for institutional clients, as well as the differences between the services that Putnam Management provides to the Putnam funds and those that it provides to its other clients. The Trustees did not rely on these comparisons to any significant extent in concluding that the management fees paid by your fund are reasonable. Investment performance
The quality of the investment process provided by Putnam Management represented a major factor in the Trustees’ evaluation of the quality of services provided by Putnam Management under your fund’s management contract. The Trustees were assisted in their review of the Putnam funds’ investment process and performance by the workfunds.
(6) Includes additional compensation to Mr. Putnam for service as Chair of the investment oversight committeesContract Committee. (7) Includes additional compensation to Mr. Singh for service as Chair of the TrusteesAudit, Compliance and the full Board of Trustees, which meet on a regular basis with the funds’ portfolio teams and with the Chief Investment Officers and other senior members of Putnam Management’s Investment Division throughout the year. The Trustees concluded that Putnam Management generally provides a high-quality investment process — based on the experience and skillsRisk Committee. (8) Mr. Reynolds is an “interested person” of the individuals assignedfunds and Putnam Management. Appendix E — 5% Beneficial Ownership As of March 31, 2022, to the management of fund portfolios, the resources made available to them, and in general Putnam Management’s ability to attract and retain high-quality
personnel — but also recognized that this does not guarantee favorable investment results for every fund in every time period.
The Trustees considered that 2017 was a strong year for the performanceknowledge of the Putnam funds, with generally favorable results for most asset classes, including U.S. equity, international and global equity, taxable and tax exempt fixed income, and global asset allocation Funds. In this regard,no person owned beneficially or of record 5% or more of any class of shares of any Putnam fund, except as shown in the Trustees considered that,tables below. Additional ownership information for the one-year period ended December 31, 2017,Putnam closed-end funds is shown separately at the Putnam open-end Funds’ performance, on an asset-weighted basis, ranked in the 32nd percentileend of their Lipper peers (excluding those Putnam funds that are evaluated based on their total returns and/or comparisons of those returns versus selected investment benchmarks or targeted annual returns). The Trustees observed that this strong performance has continued a positive trend that began in mid-year 2016 across most Putnam funds. They noted that the longer-term performance of the Putnam funds continued to be strong, exemplified by the fact that the Putnam funds were ranked by the Barron’s/Lipper Fund Families survey as the 7th-best performing mutual fund complex out of 55 complexes for the five-year period ended December 31, 2017 and the 9th-best performing mutual fund complex out of 50 complexes for the ten-year period ended 2017. In addition, the survey ranked the Putnam funds 7th out of 59 mutual fund complexes for the one-year period ended 2017; the Putnam funds have ranked 1st or 2nd in the survey for the one-year period three times since 2009 (most recently in 2013). They also noted, however, the disappointing investment performance of some funds for periods ended December 31, 2017 and considered information provided by Putnam Management regarding the factors contributing to the underperformance and actions being taken to improve the performance of these particular funds. The Trustees indicated their intention to continue to monitor closely the performance of those funds, including the effectiveness of any efforts Putnam Management has undertaken to address underperformance and whether additional actions to address areas of underperformance are warranted.Appendix E.
For purposes of the Trustees’ evaluation of the Putnam Funds’ investment performance, the Trustees generally focus on a competitive industry ranking of each fund’s total net return over a one-year, three-year and five-year period. For a number of Putnam funds with relatively unique investment mandates for which Putnam Management informed the Trustees that meaningful competitive performance rankings are not considered to be available, the Trustees evaluated performance based on their total gross and net returns and, in most cases, comparisons of those returns with the returns of selected investment benchmarks. In the case of your fund, the Trustees considered that its class A share cumulative total return performance at net asset value was in the following quartiles of its Lipper Inc. (“Lipper”) peer group (Lipper Multi-Cap Growth Funds) for the one-year, three-year and five-year periods ended December 31, 2017 (the first quartile representing the best-performing funds and the fourth quartile the worst-performing funds):
| Class | Shareholder Name and Address | Holdings | Percentage Owned | | Putnam California Tax Exempt Income Fund | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 13,486,743 | 12.21% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 12,603,633 | 11.41% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 12,216,842 | 11.06% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 8,158,973 | 7.38% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 5,688,951 | 5.15% | | A | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 5,630,494 | 5.10% |
| | | One-year period | Three-year period | Five-year period | 2nd | 2nd | 2ndE-1 |
Over the one-year, three-year and five-year periods ended December 31, 2017, there were 511, 462 and 402 funds, respectively, in your fund’s Lipper peer group. (When considering performance information, shareholders should be mindful that past performance is not a guarantee of future results.)
The Trustees considered Putnam Management’s continued efforts to support fund performance through initiatives including structuring compensation for portfolio managers and research analysts to enhance accountability for fund performance, emphasizing accountability in the portfolio management process, and affirming its commitment to a fundamental-driven approach to investing. The Trustees noted further that Putnam Management continued to strengthen its fundamental research capabilities by adding new investment personnel.
Brokerage and soft-dollar allocations; investor servicing
The Trustees considered various potential benefits that Putnam Management may receive in connection with the services it provides under the management contract with your fund. These include benefits related to brokerage allocation and the use of soft dollars, whereby a portion of the commissions paid by a fund for brokerage may be used to acquire research services that are expected to be useful to Putnam Management in managing the assets of the fund and of other clients. Subject to policies established by the Trustees, soft dollars generated by these means are used predominantly to acquire brokerage and research services (including third-party research and market data) that enhance Putnam Management’s investment capabilities and supplement Putnam Management’s internal research efforts. However, the Trustees noted that a portion of available soft dollars continues to be used to pay fund expenses. The Trustees indicated their continued intent to monitor regulatory and industry developments in this area with the assistance of their Brokerage Committee. The Trustees also indicated their continued intent to monitor the allocation of the Putnam funds’ brokerage in order to ensure that the principle of seeking best price and execution remains paramount in the portfolio trading process.
Putnam Management may also receive benefits from payments that the funds make to Putnam Management’s affiliates for investor or distribution services. In conjunction with the annual review of your fund’s management and sub-management contracts, the Trustees reviewed your fund’s investor servicing agreement with Putnam Investor Services, Inc. (“PSERV”) and its distributor’s contracts and distribution plans with Putnam Retail Management Limited Partnership (“PRM”), both of which are affiliates of Putnam Management. The Trustees concluded that the fees payable by the funds to PSERV and PRM, as applicable, for such services are fair and reasonable in relation to the nature and quality of such services, the fees paid by competitive funds, and the costs incurred by PSERV and PRM, as applicable, in providing such services. Furthermore, the Trustees were of the view that the services provided were required for the operation of the funds, and that they were of a quality at least equal to those provided by other providers.
| | | | | | | Other Similar Funds Advised by Putnam Management | | | | Fund | Net Assets as of | Current Management Fee Schedule | Amount of Management Fee Paid in the Most Recent | Has compensation been waived, | Current Investment | | 12/31/18 ($) (in | | Fiscal Year (after applicable waivers, performance | reduced or otherwise agreed to be | Goal | | millions) | | adjustments and reimbursements, if any) ($) | reduced under any applicable contract? | | Putnam | $336.43 million | 0.710% of the first $5 billion of Total Open-End Mutual Fund Average Net Assets; | 0.553% | An expense limitation agreement is in | long-term capital | Sustainable | | 0.660% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | place; however, the fund’s expenses | appreciation | Future Fund | | 0.610% of the next $10 billion of Total Open-End Mutual Fund Average Net Assets; | | were not reduced as a result of this limit | | | | 0.560% of the next $10 billion of Total Open-End Mutual Fund Average Net Assets; | | for the most recent fiscal year. | | | | 0.510% of the next $50 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.490% of the next $50 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.480% of the next $100 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.475% of any excess thereafter. | | | | Putnam Growth | $4.615 billion | 0.710% of the first $5 billion of Total Open-End Mutual Fund Average Net Assets; | 0.445% | An expense limitation agreement is in | capital appreciation | Opportunities | | 0.660% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | place; however, the fund’s expenses | | Fund | | 0.610% of the next $10 billion of Total Open-End Mutual Fund Average Net Assets; | | were not reduced as a result of this limit | | | | 0.560% of the next $10 billion of Total Open-End Mutual Fund Average Net Assets; | | for the most recent fiscal year. | | | | 0.510% of the next $50 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.490% of the next $50 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.480% of the next $100 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.475% of any excess thereafter. | | | | | | Benchmark: Russell 1000 Growth Index | | | | | | Maximum Performance Adjustment Rate: 0.12% | | | | | | Minimum Performance Adjustment Rate: 0.12% | | | | Putnam Small | $385.56 million | 0.780% of the first $5 billion of Total Open | 0.573% | An expense limitation agreement is in | capital appreciation | Cap Growth | | End Mutual Fund Average Net Assets; | | place and during the most recent fiscal | | Fund | | 0.730% of the next $5 billion of Total Open End Mutual Fund Average Net Assets; | | year the fund’s expenses were reduced | | | | 0.680% of the next $10 billion of Total Open End Mutual Fund Average Net Assets; | | by $77,871. | | | | 0.630% of the next $10 billion of Total Open End Mutual Fund Average Net Assets; | | | | | | 0.580% of the next $50 billion of Total Open End Mutual Fund Average Net Assets; | | | | | | 0.560% of the next $50 billion of Total Open End Mutual Fund Average Net Assets; | | | | | | 0.550% of the next $100 billion of Total Open End Mutual Fund Average Net Assets; | | | | | | 0.545% of any excess thereafter. | | | | | | Benchmark: Russell 2000 Growth Index | | | | | | Maximum Performance Adjustment Rate: 0.18% | | | | | | Minimum Performance Adjustment Rate: 0.18% | | | | Putnam VT | $29.14 million | 0.710% of the first $5 billion of Total | 0.551% | An expense limitation agreement is in | long-term capital | Sustainable | | Open-End Mutual Fund Average Net Assets; | | place and during the most recent fiscal | appreciation | Future Fund | | 0.660% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | year the fund’s expenses were reduced | | | | 0.610% of the next $10 billion of Total | | by $26,289. | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.560% of the next $10 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.510% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.490% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.480% of the next $100 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.475% of any excess thereafter. | | | |
| B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 23,953 | 54.88% | | B | VIOLETA L DE VERA & VICKY L DE VERA JTWROS TOD LILY KWAN SUBJECT TO STA TOD RULES 307 PEACH BLOSSOM LN TEHACHAPI, CA 93561-2437 | 6,043 | 13.85% | | B | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 5,024 | 11.51% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 3,197 | 7.32% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 568,412 | 30.49% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 246,058 | 13.20% | | C | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 199,452 | 10.70% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 123,912 | 6.65% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 113,407 | 6.08% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 107,562 | 5.77% |
| R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 189,916 | 100.00% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 10,475,156 | 49.43% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 2,062,322 | 9.73% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,470,791 | 6.94% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,453,925 | 6.86% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 1,086,526 | 5.13% | | Putnam Convertible Securities Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,865,503 | 9.65% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,578,845 | 8.17% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,120,055 | 5.80% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,000,893 | 5.18% |
| Fund | Net Assets as of | Current Management Fee Schedule | Amount of Management Fee Paid in the Most Recent | Has compensation been waived, | Current Investment | | 12/31/18 ($) (in | | Fiscal Year (after applicable waivers, performance | reduced or otherwise agreed to be | Goal | | millions) | | adjustments and reimbursements, if any) ($) | reduced under any applicable contract? | | Putnam VT | $663.97 million | 0.710% of the first $5 billion of Total | 0.552% | An expense limitation agreement is in | long-term capital | Sustainable | | Open-End Mutual Fund Average Net Assets; | | place; however, the fund’s expenses | appreciation | Leaders Fund | | 0.660% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | were not reduced as a result of this limit | | | | 0.610% of the next $10 billion of Total | | for the most recent fiscal year. | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.560% of the next $10 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.510% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.490% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.480% of the next $100 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.475% of any excess thereafter. | | | | Putnam | $736.47 million | 0.710% of the first $5 billion of Total Open-End Mutual Fund Average Net Assets; | 0.552% | An expense limitation agreement is in | capital appreciation | VT Growth | | 0.660% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | place; however, the fund’s expenses | | Opportunities | | 0.610% of the next $10 billion of Total | | were not reduced as a result of this limit | | Fund | | Open-End Mutual Fund Average Net Assets; | | for the most recent fiscal year. | | | | 0.560% of the next $10 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.510% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.490% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.480% of the next $100 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.475% of any excess thereafter. | | | | Putnam VT | $21.69 million | 0.780% of the first $5 billion of Total Open-End Mutual Fund Average Net Assets; | 0.621% | An expense limitation agreement is in | capital appreciation | Small Cap | | 0.730% of the next $5 billion of Total Open-End Mutual Fund Average Net Assets; | | place and during the most recent fiscal | | Growth Fund | | 0.680% of the next $10 billion of Total | | year the fund’s expenses were reduced | | | | Open-End Mutual Fund Average Net Assets; | | by $38,870. | | | | 0.630% of the next $10 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.580% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.560% of the next $50 billion of Total | | | | | | Open-End Mutual Fund Average Net Assets; | | | | | | 0.550% of the next $100 billion of Total Open-End Mutual Fund Average Net Assets; | | | | | | 0.545% of any excess thereafter. | | | |
| B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 15,219 | 18.97% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 13,946 | 17.38% | | B | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 7,422 | 9.25% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 6,123 | 7.63% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 5,364 | 6.69% | | B | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 4,389 | 5.47% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 4,222 | 5.26% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 143,531 | 19.69% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 98,095 | 13.45% |
1Each fund is subject to an expense limitation agreement pursuant to which
| C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 92,735 | 12.72% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 77,212 | 10.59% | | C | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 54,121 | 7.42% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 48,015 | 6.59% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 40,713 | 5.58% | | I | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON MA 02110 | 798 | 100.00% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 51,700 | 38.40% | | R | MATRIX TR CO AGENT FOR NEWPORT TR CORNERSTONE MEDICAL GROUP, P.C. 401(K) PS PLAN & TRUST 35 IRON POINT CIRCLE FOLSOM CA 95630-8587 | 20,027 | 14.88% | | R | VOYA INSTITUTIONAL TRUST COMPANY VOYA FINANCIAL 1 ORANGE WAY WINDSOR CT 06095-4773 | 10,131 | 7.53% | | R | ASCENSUS TRUST COMPANY FBO CORELATION INC 401(K) PLAN 214940 PO BOX 10758 FARGO ND 58106-0758 | 10,035 | 7.45% |
| R | ASCENSUS TRUST COMPANY FBO COST EFFECTIVE COMPUTER SYSTEMS, IN 686097 PO BOX 10758 FARGO ND 58106-0758 | 7,889 | 5.86% | | R6 | GREAT-WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 461,537 | 30.18% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 114,507 | 7.49% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,904,667 | 14.61% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,772,245 | 13.59% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,559,367 | 11.96% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 875,845 | 6.72% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 696,409 | 5.34% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 653,935 | 5.02% |
| Putnam Diversified Income Trust | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 12,386,953 | 10.86% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 10,673,676 | 9.36% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 8,603,304 | 7.55% | | A | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 8,050,945 | 7.06% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 7,841,412 | 6.88% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 7,036,647 | 6.17% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 6,374,959 | 5.59% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 308,447 | 33.37% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 139,491 | 15.09% |
| B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 60,966 | 6.60% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 56,101 | 6.07% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 47,394 | 5.13% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 4,935,487 | 18.86% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 4,505,169 | 17.22% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 4,320,061 | 16.51% | | C | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 2,091,091 | 7.99% | | C | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,632,035 | 6.24% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 1,546,836 | 5.91% |
| M | SMBC NIKKO SECURITIES INC. FBO SUMITOMO MITSUI BANKING CORP 3-1, MARUNOUCHI 3-CHOME CHIYODA-KU, TOKYO 100-8325 JAPAN | 8,574,020 | 71.83% | | M | SMBC NIKKO SECURITIES INC. 3-1, MARUNOUCHI 3-CHOME CHIYODA-KU, TOKYO 100-8325 JAPAN | 3,360,980 | 28.16% | | R | CAPITAL BANK & TRUST CO TRUSTEE FBO ROLSTON HOGSTROM INC 401K PROFIT SHARING PLAN C/O FASCORE 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 89,406 | 26.82% | | R | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 87,109 | 26.13% | | R | MATRIX TRUST COMPANY CUST FBO MILLWRIGHT HOLDINGS LLC 401K 717 17TH ST STE 1300 DENVER CO 80202-3304 | 26,955 | 8.09% | | R | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 25,618 | 7.69% | | R | MATRIX TRUST COMPANY CUST FBO RICH, WIGHTMAN & COMPANY CERTIFIED 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 21,846 | 6.55% | | R6 | GREAT-WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,678,651 | 33.24% | | R6 | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN NY 11245-0003 | 729,577 | 14.45% |
| Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 27,056,691.049 | 17.55% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 22,142,987 | 14.36% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 17,018,993 | 11.04% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 15,543,713 | 10.08% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 15,420,496 | 10.00% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 11,158,725 | 7.24% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 11,132,535 | 7.22% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 8,429,626 | 5.47% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 8,142,345 | 5.28% |
| Putnam Dynamic Asset Allocation Balanced Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 8,018,322 | 9.29% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 7,118,172 | 8.24% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 278,409 | 19.30% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 205,838 | 14.27% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 120,485 | 8.35% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 81,900 | 5.68% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 2,556,834 | 19.45% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,136,631 | 16.26% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,672,557 | 12.73% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 941,381 | 7.16% |
| C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 822,691 | 6.26% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 709,564 | 5.40% | | P* | RETIREMENT READY2030 FUND - CLASS Y SHARES | 5,389,048 | 30.00% | | P* | RETIREMENT READY2035 FUND - CLASS Y SHARES | 3,819,709 | 21.26% | | P* | RETIREMENT READY2040 FUND - CLASS Y SHARES | 1,763,651 | 9.82% | | P* | RETIREMENT READY2025 FUND - CLASS Y SHARES | 1,757,817 | 9.79% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 822,114 | 66.61% | | R | ASCENSUS TRUST COMPANY FBO EXCEPTIONAL CARE FOR CHILDREN 403(B 690855 PO BOX 10758 FARGO ND 58106-0758 | 69,834 | 5.66% | | R5 | GREAT-WEST TRUST COMPANY, LLC - RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD RD GREENWOOD VILLAGE, CO 80111-5002 | 3,091,931 | 99.83% | | R6 | GREAT-WEST TRUST COMPANY, LLC - EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 561,190.591 | 33.81% | | R6 | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 6,311,668 | 8.53% | | R6 | GREAT-WEST TRUST COMPANY, LLC SAN DIEGO COUNTY SCHOOLS FRINGE 457 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,592,340 | 7.86% |
| R6 | NFS LLC FBO FIIOC AS AGENT FOR QUALIFIED EMPLOYEE BENEFIT PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY #KW1C COVINGTON KY 41015-1987 | 1,468,059 | 7.37% | | R6 | GREAT-WEST TRUST COMPANY, LLC SAN DIEGO COUNTY SCHOOLS FRINGE 403 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,375,518 | 5.63% | | R6 | VOYA RETIREMENT INSURANCE & ANNUITY VOYA FINANCIAL 1 ORANGE WAY WINDSOR CT 06095-4773 | 1,050,914 | 5.20% | | Y | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 3,091,931 | 14.19% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 2,937,997 | 13.48% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 2,551,229 | 11.71% | | Y | GREAT-WEST TRUST COMPANY, LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,312,537 | 10.61% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,342,364 | 6.16% | | Putnam Dynamic Asset Allocation Conservative Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,842,712 | 9.69% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,301,064 | 8.33% |
| A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 2,059,258 | 5.19% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 99,611 | 19.40% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 83,067 | 16.17% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 58,046 | 11.30% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 43,472 | 8.46% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,707,841 | 20.62% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,208,720 | 14.60% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,170,495 | 14.13% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 841,296 | 10.16% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 551,748 | 6.66% | | P* | RETIREMENT READY MATURITY FUND – CLASS Y SHARES | 6,977,201 | 44.74% |
| P* | RETIREMENT READY 2025 FUND - CLASS Y SHARES | 3,513,784 | 22.53% | | P* | RETIREMENT READY 2030 FUND - CLASS Y SHARES | 1,585,281 | 10.17% | | P* | RETIREMENT READY MATURITY FUND – CLASS A SHARES | 826,316 | 5.30% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 382,846 | 70.52% | | R | MATRIX TR CO AGENT FOR ADV TRST INC MISSISSIPPI COAST TRANSPORTATION AU 717 17TH ST STE 1300 DENVER CO 80202-3304 | 43,988 | 8.10% | | R5 | GREAT WEST TRUST CO LLC FBO RECORDKEEPING FOR VARIOUS BEN PL OMNIPUTNAM C/O MUTUAL FUND TRADING 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 | 428,950 | 99.52% | | R6 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,546,609 | 28.29% | | R6 | NFS LLC FBO FIIOC AS AGENT FOR QUALIFIED EMPLOYEE BENEFIT PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY #KW1C COVINGTON KY 41015-1987 | 938,554 | 10.43% | | R6 | GREAT-WEST TRUST COMPANY, LLC SAN DIEGO COUNTY SCHOOLS FRINGE 403 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 902,351 | 10.02% | | R6 | GREAT-WEST TRUST COMPANY, LLC SAN DIEGO COUNTY SCHOOLS FRINGE 403 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 831,554 | 9.24% | | R6 | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 813,841 | 9.04% |
| R6 | VOYA RETIREMENT INSURANCE & ANNUITY VOYA FINANCIAL 1 ORANGE WAY WINDSOR CT 06095-4773 | 544,473 | 6.05% | | Y | GREAT WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 | 4,068,246 | 27.17% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,773,334 | 11.84% | | Y | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,625,851 | 10.86% | | Y | GREAT-WEST TRUST COMPANY, LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,588,167 | 10.61% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,173,394 | 7.84% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,131,226 | 7.55% | | Putnam Dynamic Asset Allocation Equity Fund | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110-1802 | 1,422 | 65.87% | | A | ROBERT L. REYNOLDS c/o ROBERT L. REYNOLDS 100 FEDERAL STREET BOSTON, MA 02110 | 369 | 17.07% | | A | RAVI AKHOURY c/o RAVI AKHOURY 100 FEDERAL STREET BOSTON, MA 02110 | 369 | 17.07% | | P* | RETIREMENT READY 2050 FUND - CLASS Y SHARES | 1,872,453 | 30.66% | | P* | RETIREMENT READY 2045 FUND - CLASS Y SHARES | 1,094,728 | 17.93% |
| P* | RETIREMENT READY 2055 FUND - CLASS Y SHARES | 880,199 | 14.41% | | P* | RETIREMENT READY 2050 FUND - CLASS R6 SHARES | 340,570 | 5.58% | | Putnam Dynamic Asset Allocation Growth Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 8,104,149 | 8.66% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 5,971,966 | 6.38% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 216,544 | 14.87% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 145,328 | 9.98% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 134,637 | 9.25% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 3,226,287 | 27.55% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,869,032 | 15.96% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 1,127,359 | 9.63% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 674,582 | 5.76% |
| C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 659,814 | 5.63% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 608,732 | 5.20% | | P* | RETIREMENT READY 2040 FUND - CLASS Y SHARES | 5,172,271 | 28.54% | | P* | RETIREMENT READY 2045 FUND - CLASS Y SHARES | 3,616,020 | 19.96% | | P* | RETIREMENT READY 2050 FUND - CLASS Y SHARES | 2,052,787 | 11.33% | | P* | RETIREMENT READY 2035 FUND - CLASS Y SHARES | 1,646,795 | 9.09% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 746,554 | 65.74% | | R | MATRIX TRUST COMPANY CUST FBO PRO TECH FABRICATIONS 717 17TH ST STE 1300 DENVER CO 80202-3304 | 57,873 | 5.10% | | R5 | GREAT-WEST TRUST COMPANY, LLC RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 773,122 | 93.18% | | R5 | MATRIX TRUST COMPANY CUST FBO EAR NOSE & THROAT PHYSICIANS OF N M 35 IRON POINT CIR STE 300 FOLSOM CA 95630-8589 | 53,727 | 6.48% | | R6 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,776,455 | 29.14% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,046,800 | 10.32% | | R6 | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 1,573,851 | 7.94% |
| R6 | VOYA RETIREMENT INSURANCE & ANNUITY VOYA FINANCIAL 1 ORANGE WAY WINDSOR CT 06095-4773 | 1,462,621 | 7.38% | | R6 | GREAT-WEST TRUST COMPANY, LLC SAN DIEGO COUNTY SCHOOLS FRINGE 457 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,209,877 | 6.10% | | Y | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 3,053,156 | 19.89% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 2,393,399 | 15.59% | | Y | GREAT-WEST TRUST COMPANY, LLC – GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,144,177 | 7.45% | | Y | GREAT-WEST TRUST COMPANY, LLC RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,046,179 | 6.81% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,041,961 | 6.79% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,025,799 | 6.68% | | Putnam Dynamic Risk Allocation | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 187,751.613 | 12.47% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 107,810.030 | 7.16% |
| A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94104-4151 | 94,092.768 | 6.25% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 84,192.732 | 5.59% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 40,948.008 | 50.09% | | B | LINCOLN INVESTMENT PLANNING, LLC FBO LINCOLN CUSTOMERS 601 OFFICE CENTER DR STE 300 FT WASHINGTON PA 19034-3275 | 6,905.822 | 8.45% | | B | MARK ROE IRA PLAN 2122 SPANISH FOREST LN RICHMOND TX 77406-6776 | 5,787.942 | 7.08% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 99,747.021 | 49.15% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110-1802 | 1,521.312 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 165,238 | 90.32% | | R6 | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ, 07310-1995 | 10,071.782 | 5.51% | | Y | ERIC J CONNORS SEP IRA PLAN A/C ERIC J CONNORS 682 N BROOKSIDE RD STE 104 ALLENTOWN PA 18106-9646 | 54,944.823 | 22.16% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 34,051.663 | 13.73% |
| Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 31,619.834 | 12.75% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 29,204.928 | 11.78% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 24,573.451 | 9.91% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 13,328.691 | 5.37% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 12,622.723 | 5.09% | | Putnam Emerging Markets Equity Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,303,890 | 7.24% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,285,713 | 7.14% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,284,359 | 7.13% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,216,194 | 6.75% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 38,927 | 26.78% |
| B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 22,287 | 15.34% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 17,380 | 11.96% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 198,036 | 26.43% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 59,546 | 7.95% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 56,330 | 7.52% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 54,087 | 7.22% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 48,141 | 6.42% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD # 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,395,373 | 59.27% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 594,151 | 25.24% | | R6 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD # 2T2 GREENWOOD VLG, CO 80111-5002 | 207,349 | 8.81% |
| Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,832,732 | 23.40% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 2,688,199 | 22.21% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,788,393 | 14.78% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,362,957 | 11.26% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 974,647 | 8.05% | | Putnam Fixed Income Aboslute Return Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ, 07310-1995 | 2,144,808 | 15.61% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ, 07399-0001 | 1,275,523 | 9.28% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO, 63103-2523 | 880,076 | 6.41% | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 770,618 | 5.61% |
| A | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO, CA 94104-4151 | 742,640 | 5.41% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 17,332 | 30.05% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 7,148 | 12.39% | | B | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 3,145 | 5.45% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 136,728 | 16.50% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 115,916 | 13.99% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 99,322 | 11.99% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 96,581 | 11.65% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 86,888 | 10.48% | | P* | PUTNAM RETIREMENTREADY MATURITY FUND CLASS Y SHARES | 8,175,734 | 36.42% | | P* | PUTNAM RETIREMENTREADY 2025 FUND
CLASS Y SHARES | 3,900,497 | 17.38% | | P* | PUTNAM RETIREMENTREADY 2030 FUND CLASS Y SHARES | 3,201,354 | 14.26% |
| P* | PUTNAM RETIREMENTREADY 2035 FUND CLASS Y SHARES | 1,498,064 | 6.67% | | R | FIIOC FBO E-VOLVE TECHNOLOGY SYSTEMS, INC. 401(K) PROFIT SHARING PLAN AND TRUST 100 MAGELLAN WAY COVINGTON, KY 41015-1987 | 7,324 | 25.03% | | R | MID ATLANTIC TRUST COMPANY FBO IMAGE ONE UNIFORMS, INC 401(K) PROF 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222-4228 | 6,552 | 22.39% | | R | E ROBERT ROSKIND TTEE FBO LCP GROUP 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG, CO 80111-5002 | 5,645 | 19.29% | | R | ASCENSUS TRUST COMPANY ALLEN R SCHILLER PO BOX 10577 FARGO, ND 58106-0577 | 2,605 | 8.90% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 159,656 | 98.969% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 3,638,972 | 35.98% | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 874,050 | 8.64% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 753,957 | 7.45% | | Y | PUTNAM 529 FOR AMERICA 100 FEDERAL STREET BOSTON, MA 02110 | 612,299 | 6.05% | | Y | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO, CA 94104-4151 | 604,636 | 5.98% |
| Y | RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING OMNIBUS ATTN MUTUAL FUND OPS MANAGER 60 S 6TH ST STE 700 # -P08 MINNEAPOLIS, MN 55402-4413 | 587,357 | 5.81% | | Y | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 578,871 | 5.72% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 518,955 | 5.13% | | Putnam Floating Rate Income Fund | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 7,514,085 | 22.94% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 3,632,414 | 11.09% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 3,073,675 | 9.38% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 2,284,892 | 6.97% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 2,106,953 | 6.43% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 40,986 | 22.98% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 29,517 | 16.55% |
| B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 20,457 | 11.47% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 13,282 | 7.45% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 546,434 | 17.88% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 332,871 | 10.89% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 298,649 | 9.77% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 278,121 | 9.10% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 202,646 | 6.63% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 168,140 | 5.50% | | R | DOUGLAS KEENE & STEVEN NATHIN TTEE BOSTON ADV MEDICINE INC 401K PSP C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG, CO 80111-5002 | 20,574 | 29.40% | | R | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 12,905 | 18.44% |
| R | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 9,712 | 13.88% | | R | PAI TRUST COMPANY INC JASWAL PROFESSIONAL SERVICES CORP 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 7,540 | 10.78% | | R | ASCENSUS TRUST COMPANY FBO VANTAGE TECHNOLOGIES USA 401(K) PLA PO BOX 10758 FARGO, ND 58106-0577 | 6,461 | 9.23% | | R | ASCENSUS TRUST COMPANY FBO MAID BRIGADE 401(K) SAFE HARBOR PLA PO BOX 10758 FARGO, ND 58106-0577 | 6,286 | 8.98% | | R | MID ATLANTIC TRUST COMPANY FBO SONOMA FEDERAL CREDIT UNION 401K PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 3,696 | 5.28% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 401,341 | 46.62% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 389,434 | 45.23% | | R6 | GREAT-WEST TRUST COMPANY, LLC PUTNAM DEFERRED COMPENSATION PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 54,960 | 6.38% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 5,657,531 | 23.69% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 3,315,563 | 13.89% |
| Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 2,794,901 | 11.71% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 2,647,388 | 11.09% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 2,332,421 | 9.77% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 2,215,174 | 9.28% | | Putnam Focused Equity Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,830,973 | 11.48% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,518,845 | 9.53% | | A | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,176,019 | 7.38% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,006,648 | 6.31% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 939,312 | 5.89% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 929,302 | 5.83% |
| B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 119,801 | 21.43% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 88,462 | 15.83% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 62,719 | 11.22% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 60,220 | 10.77% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 412,962 | 14.35% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 388,048 | 13.48% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 334,155 | 11.61% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 324,334 | 11.27% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 233,429 | 8.11% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 231,442 | 8.04% |
| R | ASCENSUS TRUST COMPANY FBO PATRICIA PAVLOS DDS PA 401(K) PLAN 192612 PO BOX 10758 FARGO ND 58106-0758 | 25,061 | 8.88% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 655,571 | 96.63% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 535,072 | 12.89% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 460,096 | 11.08% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 388,131 | 9.35% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 348,149 | 8.38% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 336,017 | 8.09% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 324,467 | 7.81% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 320,101 | 7.71% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 221,456 | 5.33% |
| Putnam Focused International Equity Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 3,627,784 | 6.49% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3729 | 3,503,180 | 6.27% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 3,290,094 | 5.88% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 79,617 | 18.43% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 51,526 | 11.93% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 35,811 | 8.29% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 22,537 | 5.22% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 300,075 | 28.80% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 82,279 | 7.90% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 71,139 | 6.83% |
| C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 58,290 | 5.59% | | R | PAI TRUST COMPANY INC WESTERN WAKE SURGICAL 401(K) P/S P 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 5,177 | 12.41% | | R | MATRIX TRUST COMPANY CUST FBO SOUTHERN HEAT EXCHANGER CORP 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 5,147 | 12.33% | | R | VOYA INSTITUTIONAL TRUST COMPANY VOYA FINANCIAL 1 ORANGE WAY WINDSOR, CT 06095-4773 | 4,953 | 11.87% | | R | FIIOC FBO GEORGE WASHINGTON MEMORIAL PARK PROFIT SHARING 401(K) PLAN 100 MAGELLAN WAY COVINGTON, KY 41015-1987 | 4,622 | 11.07% | | R | MID ATLANTIC TRUST COMPANY FBO DUTCHESS CARS LLC 401(K) PROFIT SHA 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH, PA 15222-4228 | 3,190 | 7.64% | | R | MATRIX TRUST COMPANY CUST FBO MISCOR GROUP 401(K) PLAN & TRUST 717 17TH STREET SUITE 1300 DENVER, CO 80202-3304 | 2,953 | 7.08% | | R | SCOTT PIO TTEE FBO LUDLOW CONSTRUCTION CO INC 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,877 | 6.89% | | R6 | GREAT-WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 856,466 | 71.30% | | R6 | GREAT-WEST TRUST COMPANY, LLC RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 129,932 | 10.82% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3729 | 95,873 | 7.98% |
| Y | GREAT-WEST TRUST COMPANY, LLC – GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 323,796 | 10.42% | | Y | GREAT-WEST TRUST COMPANY LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 237,786 | 7.65% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 230,823 | 7.43% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 224,319 | 7.22% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 213,807 | 6.88% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 212,606 | 6.84% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 163,259 | 5.25% | | George Putnam Balanced Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 5,282,842 | 8.88% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 4,778,509 | 8.03% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,748,633 | 6.30% |
| A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 3,350,829 | 5.63% | | B | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 54,278 | 13.04% | | B | PERSHING, LLC 1 PERSHIN3562.2.32G PLZ JERSEY CITY NJ 07399-0001 | 52,826 | 12.69% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 51,394 | 12.35% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 35,538 | 8.54% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,308,614 | 22.33% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 880,719 | 15.03% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 596,415 | 10.18% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 547,138 | 9.34% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 533,035 | 9.09% |
| C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 474,938 | 8.10% | | M | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 2,510,050 | 100.00% | | R | PAI TRUST COMPANY INC IMG COMPANIES LLC 401(K) P/S PLAN 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 32,234 | 36.45% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 16,133 | 18.24% | | R | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 14,244 | 16.11% | | R | ASCENSUS TRUST COMPANY FBO SAP SOUTH WALES FIRE DISTRICT #1 PO BOX 10758 FARGO ND 58106-0758 | 8,571 | 9.69% | | R | MID ATLANTIC TRUST COMPANY FBO KATOPODY LLC 401(K) PROFIT SHARING 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 | 5,003 | 5.66% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110-1802 | 929 | 100.00% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,290,954 | 40.38% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 693,706 | 21.70% | | R6 | GREAT-WEST TRUST COMPANY LLC TTEE RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 411,703 | 12.88% |
| R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 411,510 | 12.87% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 2,130,158 | 16.50% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 1,732,987 | 13.42% | | Y | GREAT-WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,450,707 | 11.23% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,101,669 | 8.53% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,020,863 | 7.91% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 985,401 | 7.63% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 837,998 | 6.49% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 832,824 | 6.45% |
| Putnam Global Health Care Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,671,421 | 7.02% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,499,812 | 6.30% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,421,099 | 5.97% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 1,394,380 | 5.86% | | A | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 1,343,920 | 5.65% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 91,599 | 23.58% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 47,666 | 12.27% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 29,844 | 7.68% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 171,813 | 25.83% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 69,895 | 10.51% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 52,028 | 7.82% |
| R | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES, IA 50392-0001 | 6,827 | 21.32% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON, MA 02111-2901 | 5,269 | 16.45% | | R | CARMEN CELLURA FBO TEMP-PRESS INC 401(K) PROFIT SHARIN 4 WAYSHIRE DR PENFIELD, NY 14526-2914 | 3,298 | 10.30% | | R | CHERI KRESS & LISA SCHEIDING TTEE F WAGNER PAVING INC 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG, CO 80111-5002 | 2,391 | 7.47% | | R | GREAT-WEST TRUST COMPANY, LLC EMPOWER BENEFIT GRANDFATHERED PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,022 | 6.31% | | R | ASCENSUS TRUST COMPANY FBO PHARMA TECHNOLOGY INC. 401K ASCENSUS TRUST COMPANY PO BOX 10577 FARGO, ND 58106-0577 | 1,751 | 5.47% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 267,610 | 45.66% | | R6 | SAFRA SECURITIES LLC 208-00015-10 546 5TH AVE/WEST 45 ST NEW YORK NY 10036 | 37,800 | 6.45% | | Y | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA, NE 68103-2226 | 347,058 | 18.59% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 199,806 | 10.70% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 171,415 | 9.18% |
| Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 162,454 | 8.70% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 146,599 | 7.85% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 142,528 | 7.63% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 123,567 | 6.62% | | Putnam Global Income Trust | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 2,410,312 | 26.87% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 700,057 | 7.80% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 482,672 | 5.38% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 459,402 | 5.12% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 5,566 | 17.29% |
| B | PUTNAM FIDUCIARY TRUST CO CUST FBO CLEAR CREEK ISD 403(B) PLAN A/C HARRIET H HAYES 2017 SANDY COAST CIR LEAGUE CITY TX 77573-6619 | 4,692 | 14.58% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 4,411 | 13.71% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 4,218 | 13.11% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,362 | 7.34% | | B | PUTNAM FIDUCIARY TRUST CO CUST SUZANNE L CICALE IRA ROLLOVER PLAN PO BOX 120 BARTON VT 05822-0120 | 1,823 | 5.66% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 63,152 | 21.95% | | C | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 52,902 | 18.39% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 31,504 | 10.95% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 22,956 | 7.98% | | R | CHARLES SCHWAB TRUST BANK CUST UMB BANK FBO PLANMEMBER QUALIFIED 2423 E LINCOLN DR # 108004 PHOENIX AZ 85016-1215 | 33,487 | 20.20% |
| R | ASCENSUS TRUST COMPANY FBO LOUISIANA FOREST SEED 401(K) PLAN 23687 P O BOX 10758 FARGO ND 58106-0758 | 24,443 | 14.75% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 22,013 | 13.28% | | R | D L GOFF & D V NELSON GOFF TTEE FBO MEDICAL & RADIATION PHYSICS INC 401 C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VILLAGE CO 80111-5002 | 21,951 | 13.24% | | R | EQUITABLE LIFE FOR SEPARATE ACCT 65 FBO VARIOUS EXPEDITER 401K PLANS 200 PLAZA DR SECAUCUS NJ 07094-3607 | 8,664 | 5.23% | | R5 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,937 | 64.45% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON MA 02110 | 1,068 | 35.55% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 1,218,081 | 48.37% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 239,915 | 9.53% | | R6 | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST | 196,926 | 7.82% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 2,591,154 | 38.65% |
| Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 947,099 | 14.13% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 526,980 | 7.86% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 376,441 | 5.61% | | Y | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 341,461 | 5.09% | | Putnam Global Technology Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 2,354,764 | 26.68% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 805,520 | 9.13% | | A | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO, CA 94104-4151 | 574,927 | 6.51% | | A | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 481,990 | 5.46% |
| C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 255,475 | 18.17% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 215,506 | 15.32% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 142,757 | 10.15% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 124,986 | 8.89% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT— ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 98,002 | 6.97% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 75,948 | 5.40% | | R | STATE STREET BANK FBO ADP ACCESS 1 LINCOLN ST BOSTON, MA 02111-2901 | 29,665 | 24.14% | | R | FIIOC FBO ASPHALT CUTBACKS CASH OR DEFERRED PROFIT SHARING PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1987 | 15,377 | 12.51% |
R | VOYA INSTITUTIONAL TRUST COMPANY VOYA FINANCIAL 1 ORANGE WAY WINDSOR, CT 06095-4773 | 13,682 | 11.13% |
| R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 385,139 | 29.19% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEF ITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE CO, 80111-5002 | 162,447 | 12.31% | | R6 | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES, IA 50392-0001 | 124,142 | 9.41% | | R6 | PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN 111 SABRE SYSTEMS INC 401K PLAN 865 EASTON RD STE 300 WARRINGTON, PA 18976-1877 | 69,413 | 5.26% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,417,040 | 20.14% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 744,656 | 10.58% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT— ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 742,430 | 10.55% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 725,074 | 10.31% | | Y | GREAT-WEST TRUST COMPANY, LLC – GREAT WEST IRA ADVANTAGE 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 678,645 | 9.65% |
| Y | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO, CA 94104-4151 | 645,737 | 9.18% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 567,937 | 8.07% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 470,667 | 6.69% | | Putnam Government Money Market Fund | | A | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 25,637,439 | 17.19% | | A | PUTNAM 529 FOR AMERICA 100 FEDERAL STREET BOSTON, MA 02110 | 13,830,505 | 9.27% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 11,084,307 | 7.43% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 7,914,814 | 5.31% | | B | DEBORAH E KING IRA PLAN 3712 AULDYN DR AUSTELL GA 30106-1462 | 21,122 | 11.92% | | B | STEVEN HAUSWEDELL & LISA HAUSWEDELL JTWROS 2042 COUNTY HIGHWAY 7 TYLER MN 56178-4003 | 14,671 | 8.28% | | B | JOHN CYMANSKY IRA ROLLOVER PLAN 25 MOUNT RUN TINTON FALLS NJ 07753-7673 | 13,280 | 7.49% |
| B | ERIN E NORBURY IRA ROLLOVER PLAN 201 COLUMBIA CMN HILLSBOROUGH NJ 08844-4308 | 11,984 | 6.76% | | B | ROSE REALTY CO SIMPLE IRA PLAN A/C MARGARET R ROSE 607 BROAD CREEK RD NEW BERN NC 28560-9330 | 11,083 | 6.25% | | B | CORNWALL CENTRAL SCHOOL DISTRICT 403(B) PLAN A/C IRENE L PONS 38 MCCANNS LN CORNWALL NY 12518-1518 | 10,148 | 5.73% | | B | SUZAN G SALISBURY ROTH IRA PLAN 1617 SW DAY ST PORT ST LUCIE FL 34953-1131 | 9,659 | 5.45% | | B | DAPHNE M FEINOUR IRA ROLLOVER PLAN 9628 CRESCENT LN BREINIGSVILLE PA 18031-1830 | 9,594 | 5.41% | | C | DONNA M WILSON & JOSHUA A WILSON JTWROS MULTIPLE BENEFICIARIES SUBJECT TO STA TOD RULES 457 FDR DR APT A1007 NEW YORK NY 10002-1948 | 199,778 | 16.90% | | C | KY DUYEN L HUYNH ROTH IRA PLAN 5352 AYRSHIRE DR SAN JOSE CA 95118-3003 | 97,574 | 8.25% | | C | WATERTOWN PUBLIC SCHOOLS 403(B) PLAN A/C MAUREEN C REGAN 1 WATERMILL PL UNIT 108 ARLINGTON MA 02476-4141 | 85,984 | 7.27% | | C | TRICIA A KEANE IRA ROLLOVER PLA 2031 DEBRA JANE CT DIGHTON MA 02715-1022 | 80,016 | 6.77% | | C | ROADY ENTERPRISES SIMPLE IRA PLAN A/C WILLIAM E ROADY 141 DENLEY RD | 59,279 | 5.01% | | G* | PUTNAM RETIREMENT READY MATURITY FUND – CLASS Y SHARES | 14,111,891 | 24.86% |
| G* | PUTNAM RETIREMENT READY 2030 FUND – CLASS Y SHARES | 9,659,033 | 17.01% | | G* | PUTNAM RETIREMENT READY 2025 FUND – CLASS Y SHARES | 9,554,734 | 16.83% | | G* | PUTNAM RETIREMENT READY 2035 FUND - CLASS Y SHARES | 5,457,621 | 9.61% | | G* | PUTNAM RETIREMENT READY 2040 FUND – CLASS Y SHARES | 4,697,155 | 8.27% | | I | PUTNAM INVESTMENT, LLC 100 FEDERAL STREET BOSTON MA 02110-1802 | 10,402 | 100.00% | | P* | PUTNAM MORTGAGE SECURITIES FUND | 10,000 | 100.00% | | R | ASCENSUS TRUST COMPANY FBO LARIX INC 401(K) PLAN 227577 PO BOX 10758 FARGO ND 58106-0758 | 174,286 | 27.34% | | R | PAI TRUST COMPANY, INC. HARTZELL & ASSOCIATES, INC. 401(K) 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 159,469 | 25.02% | | R | PAI TRUST COMPANY, INC. LINNA GOLODRIGA, DDS 401(K) P/S PLA 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 106,557 | 16.72% | | R | ASCENSUS TRUST COMPANY FBO COVIELLO ELECTRIC SERVICE, INC. 401 712766 PO BOX 10758 FARGO ND 58106-0758 | 54,853 | 8.60% | | R | ASCENSUS TRUST COMPANY FBO D&T MECHANICAL CONTRACTRS 401K 500 38 PO BOX 10758 FARGO ND 58106-0758 | 35,316 | 5.54% | | R | ASCENSUS TRUST COMPANY FBO COLLINS TOOL CORPORATION RETIREMENT 500905 PO BOX 10758 FARGO ND 58106-0758 | 32,056 | 5.03% |
| Putnam Growth Opportunitities Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 9,601,703 | 7.95% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 7,533,502 | 6.24% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 6,505,055 | 5.38% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 6,232,895 | 5.16% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 91,007 | 10.44% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 76,996 | 8.83% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 50,279 | 5.77% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 48,187 | 5.53% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 46,318 | 5.31% |
| B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 44,186 | 5.07% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 535,649 | 16.01% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 353,635 | 10.57% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 245,017 | 7.32% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 235,186 | 7.03% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 208,005 | 6.22% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 194,813 | 5.82% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 191,233 | 5.72% | | R | GREAT-WEST TRUST COMPANY, LLC - EMPLOYEE BENEFITS CLIENTS 401(K) PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 37,275 | 13.01% |
| R | CAPITAL BANK & TRUST CO TRUSTEE FBO TECHSOURCE INC 401K PROFIT SHARING PLAN C/O FASCORE 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 30,552 | 10.66% | | R | MATRIX TRUST COMPANY CUST FBO G.E. TIGNALL & CO. 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 27,562 | 9.62% | | R | MID ATLANTIC TRUST COMPANY FBO DELASOFT INC 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 22,686 | 7.92% | | R | RELIANCE TRUST CO CUSTODIAN FBO MASSMUTUAL OMNIBUS PLL/SMF PO BOX 78446 ATLANTA GA 30357-2446 | 17,712 | 6.18% | | R | ASCENSUS TRUST COMPANY FBO HAIRE PLUMBING COMPANY 401(K) P/S 011361 PO BOX 10758 FARGO ND 58106-0758 | 16,626 | 5.80% | | R | ASCENSUS TRUST COMPANY FBO CITY OF LEAGUE CITY 457 PLAN 69004 PO BOX 10758 FARGO ND 58106-0758 | 15,889 | 5.55% | | R5 | GREAT-WEST TRUST COMPANY, LLC - RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 49,087 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC - EMPLOYEE BENEFITS CLIENTS 401(K) PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,505,674 | 24.98% | | R6 | GREAT WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,497,024 | 14.92% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,121,872 | 11.18% |
| R6 | GREAT-WEST TRUST COMPANY, LLC - RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 824,927 | 8.22% | | Y | NATIONWIDE TRUST COMPANY FSB C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 4,654,598 | 15.48% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 2,684,648 | 8.93% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,924,237 | 6.40% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,919,220.266 | 6.38% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 1,780,579 | 5.92% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,706,858 | 5.68% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,630,341 | 5.42% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 1,523,730 | 5.07% |
| Putnam High Yield Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3729 | 14,676,940 | 11.03% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 8,433,581 | 6.34% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 8,045,373 | 6.04% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 7,367,480 | 5.53% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 110,868 | 24.08% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 59,146 | 12.85% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 48,091 | 10.45% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA, 92121-3091 | 35,950 | 7.81% | | B | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO, 63103-2523 | 33,280 | 7.23% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 30,574 | 6.64% |
| C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 263,759 | 12.18% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 167,890 | 7.75% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 166,809 | 7.70% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA, 92121-3091 | 159,981 | 7.39% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 146,676 | 6.77% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901 | 141,340 | 6.53% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 122,505 | 5.66% | | M | MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO LTD STRUCTURED PRODUCTS DIVISION OTEMACHI FINANCIAL CITY GRAND CUBE 1-9-2, OTEMACHI, CHIYODA-KU TOKYO 100-8127, JAPAN | 8,780,154 | 99.07% | | R | GREAT-WEST TRUST COMPANY, LLC – FUTURE FUNDS II COMPENSATION PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 676,007 | 21.79% |
| R | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 489,374 | 15.78% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON, MA 02111-2901 | 403,351 | 13.00% | | R | GREAT-WEST TRUST COMPANY, LLC EMPOWER BENEFIT GRANDFATHERED PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 390,316 | 12.58% | | R | GREAT-WEST TRUST COMPANY, LLC – FUTURE FUNDS I COMPENSATION PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 272,403 | 8.78% | | R | RELIANCE TRUST CO CUSTODIAN FBO MASSMUTUAL OMNIBUS PE PO BOX 28004 ATLANTA GA 30358-0004 | 156,879 | 5.06% | | R | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 14,676,940 | 11.03% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,356,191 | 74.23% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 464,141 | 14.62% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 5,146,802 | 14.18% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,149,812 | 8.68% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 3,105,473 | 8.55% |
| Y | GREAT-WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENRFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,215,112 | 6.10% | | Y | GREAT-WEST TRUST COMPANY, LLC – GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,102,203 | 5.79% | | Putnam Income Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 9,944,764 | 10.38% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS’ CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 7,947,892 | 8.29% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 7,093,279 | 7.40% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 5,244,329 | 5.47% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 155,110 | 30.97% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 72,665 | 14.51% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 47,321 | 9.45% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS’ CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 32,452 | 6.48% |
| C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,466,963 | 15.37% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,279,841 | 13.41% | | C | MLPF&S FOR THE SOLE BENEFIT OF ITS’ CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 999,289 | 10.47% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 997,902 | 10.45% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 906,154 | 9.49% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1965 | 698,466 | 7.32% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 554,029 | 5.80% | | M | MIZUHO SECURITIES CO., LTD. SETTLEMENT CONTROL DEPT. INVESTMENT FUND TRUST OPERATIONS TEAM OCHANOMIZU SOLA CITY 4-6, KANDA-SURUGADAI, CHIYODA-KU, TOKYO 101-8219 JAPAN | 7,802,700 | 99.83% | | R | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 322,051 | 20.47% |
| R | CAPITAL BANK & TRUST CO TRUSTEE FBO HATHAWAY SYCAMORES CHILD & FAM 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 221,839 | 14.10% | | R | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 88,796 | 5.64% | | R | RELIANCE TRUST CO CUSTODIAN FBO MASSMUTUAL OMNIBUS PLL/SMF PO BOX 28004 ATLANTA GA 30358-0004 | 87,869 | 5.59% | | R5 | GREAT-WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 820,386 | 99.38% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,709,548 | 19.89% | | R6 | GREAT-WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 4,716,746 | 16.43% | | R6 | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 1,923,212 | 6.70% | | R6 | MLPF&S FOR THE SOLE BENEFIT OF ITS’ CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,534,267 | 5.35% | | R6 | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN NY 11245-0003 | 1,466,652 | 5.11% |
| Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 133,620,182 | 47.71% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS’ CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1965 | 25,729,413 | 9.19% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEERLAKE DR E FL3 JACKSONVILLE FL 32246-6484 | 23,504,876 | 8.39% | | Putnam Income Strategies Portfolio | | | Putnam Retirement Advantage Maturity Fund – Class R6 Shares* | 1,277,962 | 70.71% | | | Putnam Retirement Advantage 2025 Fund – Class R6 Shares* | 322,731 | 17.86% | | | Putnam Retirement Advantage 2030 Fund – Class R6 Shares* | 94,376 | 5.22% | | Putnam Intermediate-Term Municipal Income Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 546,446 | 47.98% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 160,999 | 14.14% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 87,310 | 7.67% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 69,055 | 6.06% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- 4707 EXECUTIVE DRIVE ATTN. LINDSAY O’TOOLE SAN DIEGO CA 92121-3091 | 69,036 | 6.06% |
| A | MARCIA ATKIN TTEE MARCIA ATKIN REVOCABLE TRUST U/A DTD 08/03/2007 10401 STRATHMORE PARK CT APT 402 N BETHESDA MD 20852-3392 | 63,594 | 5.58% | | B | GRETCHEN YALLOWITZ & ALAN YALLOWITZ JTWROS 515 GARDEN ST LITTLE FALLS NY 13365-1405 | 1,086 | 69.88% | | B | RODNEY B ERICKSON & KAREN J ERICKSON JTWROS 12410 RUSSET LN HUNTLEY IL 60142-6427 | 406 | 26.13% | | C | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 11,270 | 45.45% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,363 | 13.56% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- 4707 EXECUTIVE DRIVE ATTN. LINDSAY O’TOOLE SAN DIEGO CA 92121-3091 | 3,352 | 13.52% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,916 | 11.76% | | C | PATRICIA MASTRO TTEE THE PATRICIA MASTRO TRUST U/A DTD 03/08/2010 FBO PATRICIA MASTRO 801 RIDGEMOOR DR W WILLOWBROOK IL 60527-5360 | 2,262 | 9.12% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 78,073 | 98.61% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 52,144 | 60.03% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 17,295 | 19.91% |
| Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- 4707 EXECUTIVE DRIVE ATTN. LINDSAY O’TOOLE SAN DIEGO CA 92121-3091 | 8,142 | 9.37% | | Putnam International Capital Opportunities Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 549,323 | 7.24% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 500,099 | 6.59% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 446,194 | 5.88% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 402,407 | 5.30% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,844 | 6.44% | | B | LINCOLN INVESTMENT PLANNING, LLC FBO LINCOLN CUSTOMERS 601 OFFICE CENTER DR STE 300 FT WASHINGTON PA 19034-3275 | 1,740 | 6.07% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 11,074 | 15.32% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 4,622 | 6.39% | | R | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 62,040 | 26.33% | | R | GREAT WEST LIFE & ANNUITY FBO – FUTURE FUNDS I 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 54,245 | 23.02% |
| R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 35,105 | 14.90% | | R | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 17,160 | 7.28% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 299,408 | 77.51% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 53,218 | 13.78% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 183,758 | 20.23% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 182,163 | 20.06% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 89,036 | 9.80% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 56,843 | 6.26% | | Putnam International Equity Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 2,394,590 | 8.90% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,869,351 | 6.95% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 1,711,022 | 6.36% |
| A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 1,385,347 | 5.15% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 12,878 | 9.89% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 10,186 | 7.82% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 9,438 | 7.24% | | B | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 9,083 | 6.97% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 6,588 | 5.06% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 84,285 | 18.70% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 50,288 | 11.16% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 25,036 | 5.56% | | R | ASCENSUS TRUST COMPANY FBO TERRY L JONES LLC 690430 PO BOX 10758 FARGO, ND 58106-0577 | 7,329 | 17.23% |
| R | PAI TRUST COMPANY INC THE IRRIGATION MAN INC. 401(K) P/S PLAN 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 4,733 | 11.12% | | R | ASCENSUS TRUST COMPANY FBO BROOKWOOD TECHNOLOGIES 401(K) PLAN PO BOX 10758 FARGO, ND 58106-0577 | 3,667 | 8.62% | | R | MATRIX TRUST CO CUST FBO IMPACT RET PLAN 401K 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 3,630 | 8.53% | | R | MATRIX TRUST CO CUST FBO MUELLER LUMBER COMPANY PROFIT SHARING 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 3,533 | 8.30% | | R | ASCENSUS TRUST COMPANY FBO APPLEGATE HEATING& INSULATION CO 4225354 PO BOX 10758 FARGO, ND 58106-0577 | 3,103 | 7.29% | | R | MID ATLANTIC TRUST COMPANY FBO PARADIGM4 INC 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 2,981 | 7.01% | | R5 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,125 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 750,700 | 65.05% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 153,494 | 13.30% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 88,770 | 7.69% |
| Y | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 1,094,562 | 22.08% | | Y | GREAT-WEST TRUST COMPANY, LLC – RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 672,573 | 13.57% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 526,371 | 10.62% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 514,505 | 10.38% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 385,198 | 7.77% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 329,230 | 6.64% | | Putnam International Value Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,351,960 | 14.40% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 814,580 | 8.68% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 645,422 | 6.87% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,465 | 5.09% |
| C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 19,230 | 16.92% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 7,710 | 6.78% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 7,119 | 6.26% | | R | STATE STREET BANK FBO ADP ACCESS 1 LINCOLN ST BOSTON MA 02111-2901 | 18,275 | 11.25% | | R | MID ATLANTIC TRUST COMPANY FBO CROUSE CONSTRUCTION CO IN 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 17,461 | 10.75% | | R | MID ATLANTIC TRUST COMPANY FBO OP4G INC 401(K) PROFIT SHARING PLAN 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 13,750 | 8.47% | | R | MID ATLANTIC TRUST COMPANY FBO HARBOR LANDSCAPING AND HOME MA 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 12,397 | 7.64% | | R | MID ATLANTIC TRUST COMPANY FBO WMW CO INC 401(K) PROFIT SHARING PL 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 8,580 | 5.28% | | R | MID ATLANTIC TRUST COMPANY FBO NORTHLAND CREDIT CORP 401(K) 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 8,516 | 5.24% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 779,054 | 43.91% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 392,769 | 22.14% |
| R6 | NFS LLC FBO FIIOC AS AGENT FOR FIIOC AS AGENT FOR QUALIFIED EMPLOYEE BENEFIT PLANS 499 WASHINGTON BLVD JERSEY CITY NJ 07310-1995 | 196,949 | 11.10% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 127,423 | 7.18% | | R6 | VANGUARD FIDUCIARY TRCO FBO FBO 401K CLIENTS ATTN INVESTMENT SERVICES PO BOX 2600 VALLEY FORGE PA 19482-2600 | 97,021 | 5.47% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,191,868 | 47.62% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,101,867 | 16.44% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,030,090 | 15.37% | | Y | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 387,252 | 5.78% | | Putnam Large Cap Value Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 25,672,589 | 8.06% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 24,668,676 | 7.74% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 19,417,686 | 6.09% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 205,459 | 11.54% |
| B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 169,334 | 9.51% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 146,009 | 8.20% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 135,424 | 7.60% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 131,951 | 7.41% | | B | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 92,739 | 5.21% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,637,22 | 16.03% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,211,212 | 11.86% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 789,053 | 7.73% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 773,170 | 7.57% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 756,540 | 7.41% |
| C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 708,510 | 6.94% | | C | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 558,236 | 5.47% | | C | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 534,932 | 5.24% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 512,087 | 5.01% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON, MA 02111-2901 | 738,432 | 28.59% | | R | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD, CT 06102-5051 | 498,216 | 19.29% | | R | PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN 709 AVON RUBBER & PLASTICS INC 503 8TH ST CADILLAC MI 49601-1370 | 197,576 | 7.65% | | R | PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN 700 AKWEL CADILLAC USA INC 603 7TH ST NORWALK, CT 06851-1070 | 151,610 | 5.87% | | R5 | PIMS/PRUDENTIAL RETIREMENT NOMINEE TRUSTEE CUSTODIAN 700 IPSOS AMERICA INC 401K PLAN 301 MERRITT 7 STE 4 NORWALK, CT 06851-1070 | 1,090,527 | 44.65% | | R5 | NFS LLC FBO FIIOC AS AGENT FOR QUALIFIED EMPLOYEE BENEFIT PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON, KY 41015-1987 | 339,969 | 13.92% |
| R5 | NATIONWIDE TRUST COMPANY FSB FBO PARTICIPATING RETIREMENT PLANS (NTC-PLNS) C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS, OH 43218-2029 | 255,646 | 10.47% | | R5 | GREAT-WEST TRUST COMPANY, LLC – ELKAY MANUFACTURING CO RSP 8525 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 191,772 | 7.85% | | R6 | NFS LLC FBO FIIOC AS AGENT FOR QUALIFIED EMPLOYEE BENEFIT PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON, KY 41015-1987 | 8,449,317 | 10.98% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 8,043,180 | 10.46% | | R6 | NFS LLC FBO STATE STREET BANK TRUST CO TTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON, NY 10528-2418 | 6,692,459 | 8.70% | | R6 | VANGUARD FIDUCIARY TRUST CO FBO 401K CLIENTS PO BOX 2600 VALLEY FORGE, PA 19482-2600 | 6,305,600 | 8.20% | | R6 | DCGT TRUSTEE & OR CUSTODIAN PLIC VARIOUS RETIREMENT PLNS OMNI ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 5,688,245 | 7.39% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 4,274,919 | 5.56% | | R6 | TIAA-CREF TRUST CO CUST/TTEE FBO RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS 211 N BROADWAY STE 1000 SAINT LOUIS MO 63102-2748 | 4,204,032 | 5.47% |
| Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 21,073,878 | 12.00% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 20,136,308 | 11.47% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 13,842,564 | 7.88% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 12,624,601 | 7.19% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 12,376,048 | 7.05% | | Y | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 11,061,904 | 6.30% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 10,809,751 | 6.16% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 9,578,801 | 5.46% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 9,132,232 | 5.20% |
| Putnam Massachusetts Tax Exempt Income Fund | | A | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 2,487,985 | 12.80% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 2,370,694 | 12.20% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,857,405 | 9.56% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,595,417 | 8.21% | | A | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 1,016,304 | 5.23% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 16,194 | 52.67% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 4,145 | 13.48% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 3,939 | 12.81% | | A | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 2,230 | 7.25% |
| B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,973 | 6.42% | | B | JAMES L NEWHALL TOD MULTIPLE BENEFICIARIES SUBJECT TO STA TOD RULES 125 VILLAGE ST MARBLEHEAD MA 01945-1349 | 227,429 | 32.64% | | B | RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN: MUTUAL FUND PRODUCT GROUP RBC WEALTH MANAGEMENT 250 NICOLLE T MALL STE 1800 MINNEAPOLIS MN 55401-1931 | 139,595 | 20.04% | | B | RICHARD LEVINE 16 CHERRYWOOD DR STOUGHTON MA 02072-4932 | 62,698 | 9.00% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 53,973 | 7.75% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 43,388 | 6.23% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 42,120 | 6.05% | | C | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 153,998 | 100.00% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 3,516,712 | 35.25% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 1,239,829 | 12.43% |
| C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,214,776 | 12.18% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 886,983 | 8.89% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 748,995 | 7.51% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 675,752 | 6.77% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,487,985 | 12.80% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 2,370,694 | 12.20% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 1,857,405 | 9.56% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,595,417 | 8.21% |
| Putnam Minnesota Tax Exempt Income Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,290,793 | 18.51% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 658,104 | 9.44% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 646,692 | 9.28% | | A | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 530,182 | 7.60% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 447,729 | 6.42% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 419,894 | 6.02% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 5,649 | 37.39% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 4,585 | 30.34% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 4,495 | 29.75% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 106,636 | 19.48% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 74,355 | 13.59% |
| C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 67,827 | 12.39% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 50,736 | 9.27% | | C | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 37,319 | 6.82% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 30,989 | 5.66% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 669,269 | 94.73% | | R6 | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 37,248 | 5.27% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,940,949 | 44.54% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,459,519 | 16.49% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 1,280,719 | 14.47% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,143,273 | 12.92% |
| Putnam Money Market Fund | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001v | 319,688 | 15.38% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 290,731 | 13.99% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 235,099 | 11.31% | | B | PUTNAM FIDUCIARY TRUST CO CUST FBO LA CROSSE BOARD OF EDUCATION 403(B) PLAN A/C BRAD M ARNESON W2758 BIRCH LN LA CROSSE WI 54601-2615 | 106,103 | 5.10% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 6,765,915 | 38.63% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 1,524,156 | 8.70% | | R | ASCENSUS TRUST COMPANY FBO VANDALAY 401(K) 684194 PO BOX 10758 FARGO, ND 58106-0577 | 670,735 | 13.44% | | R | ASCENSUS TRUST COMPANY FBO ANDREY BUSLOV SOLO 401(K) PLAN 692 20 FARGO, ND 58106-0577 | 493,957 | 9.89% | | R | ASCENSUS TRUST COMPANY FBO BAMBACIGNO STEEL CO. INC 401K PS PL 216713 FARGO, ND 58106-0577 | 444,546 | 8.90% | | R | ASCENSUS TRUST COMPANY FBO MONKEYBRAINS 401(K) PLAN PO BOX 10758 FARGO, ND 58106-0577 | 441,279 | 8.84% |
| R | ASCENSUS TRUST COMPANY FBO THE CHEMPI PENSION PLAN PO BOX 10758 FARGO, ND 58106-0577 | 389,848 | 7.81% | | R | ASCENSUS TRUST COMPANY FBO BRUCE MUSEUM 401(K) PLAN 211490 PO BOX 10758 FARGO, ND 58106-0577 | 260,997 | 5.23% | | Putnam Mortgage Opportunities Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 159,488 | 60.66% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DR SAN DIEGO CA 92121-3091 | 34,322 | 13.06% | | A | PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 17,540 | 6.67% | | A | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S | 16,157 | 6.15% | | C | PUTNAM FIDUCIARY TRUST CO TTEE FBO NANCY F SOWREY IRA ROLLOVER PLAN 210 INDIANA AVE JAMESTOWN NY 14701-7516 | 5,756 | 19.09% | | C | DAVE T MASAKI & JANN K MASAKI JTWROS 2278 AUPAKA ST PEARL CITY HI 96782-1213 | 3,969 | 13.16% | | C | ROBERT M ZARIK & MARJORIE D ZARIK JTWROS 1651 FIR AVE CROWN POINT IN 46307-9462 | 2,805 | 9.30% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S | 2,475 | 8.21% | | C | CY K NAKAMOTO PO BOX 2605 KEALAKEKUA HI 96750-2605 | 1,818 | 6.03% |
| C | PUTNAM FIDUCIARY TRUST CO TTEE FBO WADE A PARK IRA PLAN PO BOX 471 VOLCANO HI 96785-0471 | 1,731 | 5.74% | | C | HARVEY C K CHUN 1580 KAUPILI PL APT C1 HILO HI 96720-3300 | 1,686 | 5.59% | | C | YUKIKO J LORENZANA 2310 SEAVIEW AVE HONOLULU HI 96822-2444 | 1,588 | 5.27% | | I | NORTHERN TRUST COMPANY CUSTODIAN FBO PENSION PLAN OF BATTELLE TRUST A/C 2238559 PO BOX 92956 CHICAGO IL 60675-2956 | 5,625,416 | 37.60% | | I | THE COCA-COLA COMPANY RETIREMENT TRUST 1 COCA COLA PLZ NW ATLANTA GA 30313-2420 | 5,331,731 | 35.64% | | I | NORTHERN TRUST COMPANY CUSTODIAN FBO SIGNAL INSURANCE TR A/C 1703262 PO BOX 92956 CHICAGO IL 60675-2956 | 2,167,093 | 14.48% | | I | NORTHERN TRUST COMPANY CUSTODIAN FBO STATE OF UTAH SCHOOL AND INSTITUTIONAL TRUST FUNDS A/C 4471299 PO BOX 92956 | 1,836,744 | 12.28% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 118,862 | 99.02% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 4,121,171 | 69.58% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S | 1,156,338 | 19.52% |
| Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 386,627 | 6.53% | | Putnam Mortgage Securities Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,630,863 | 7.51% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 2,904,129 | 6.01% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 2,486,463 | 5.14% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 24,232 | 29.37% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 5,981 | 7.25% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 5,687 | 6.89% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 5,007 | 6.07% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 4,486 | 5.44% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 75,584 | 16.76% |
| C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 56,509 | 12.53% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 45,670 | 10.13% | | C | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 29,954 | 6.64% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 75,584 | 16.76% | | R | ASCENSUS TRUST COMPANY FBO SPARK ELECTRIC SERVICE INC PENSION PLAN PLA 211694 PO BOX 10758 FARGO ND 58106-0758 | 56,509 | 12.53% | | R | ASCENSUS TRUST COMPANY FBO VLG TECH LLC RET PLAN 68192 PO BOX 10758 FARGO ND 58106-0758 | 45,670 | 10.13% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 455,129 | 82.95% | | R6 | GREAT-WEST TRUST COMPANY, LLC – PUTNAM DEFERRED COMPENSATION PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 37,343 | 6.81% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 32,882 | 5.99% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 968,679 | 29.08% |
| Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 544,123 | 16.34% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN NJ 07086-6761 | 433,976 | 13.03% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1965 | 168,410 | 5.06% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 167,423 | 5.03% | | Putnam Multi-Asset Absolute Return Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 2,333,840 | 14.93% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,776,164 | 11.36% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 908,334 | 5.81% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 892,979 | 5.71% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 64,184 | 17.71% |
| B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 49,949 | 13.78% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 32,045 | 8.84% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 526,560 | 21.64% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 336,141 | 13.81% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 247,356 | 10.17% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 213,829 | 8.79% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 171,052 | 7.03% | | P* | Putnam RetirementReady Maturity Fund – Class Y shares | 6,872,893 | 22.87% | | P* | Putnam RetirementReady 2030 Fund – Class Y shares | 4,724,006 | 15.72% | | P* | Putnam RetirementReady 2025 Fund – Class Y shares | 4,515,609 | 15.03% | | P* | Putnam RetirementReady 2035 Fund – Class Y shares | 2,854,715 | 9.50% | | P* | Putnam RetirementReady 2040 Fund – Class Y shares | 2,706,925 | 9.01% | | R | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 85,421 | 38.99% |
| R | MATRIX TRUST COMPANY CUST FBO ALLIED MOTION TECHNOLOGIES INC. DEF 717 17TH ST STE 1300 DENVER CO 80202-3304 | 59,430 | 27.12% | | R | DCGT TRUSTEE & OR CUSTODIAN FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH ST DES MOINES IA 50392-0001 | 30,356 | 13.85% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON, MA 02111-2901 | 12,953 | 5.91% | | R6 | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 1,576,206 | 76.29% | | R6 | GREAT-WEST TRUST COMPANY, LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 429,832 | 20.80% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,393,548 | 20.34% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 711,111 | 10.38% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 670,258 | 9.78% | | Y* | PUTNAM 529 FOR AMERICA 100 FEDERAL STRTEET BOSTON, MA 02110 | 622,324 | 9.08% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 531,100 | 7.75% |
| Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 486,579 | 7.10% | | Y | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 351,285 | 5.13% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 346,010 | 5.05% | | Putnam Multi-Cap Core Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 5,622,302 | 7.96% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 4,586,095 | 6.50% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 4,036,005 | 5.72% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 121,488 | 17.13% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 107,751 | 15.19% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 60,485 | 8.53% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 55,025 | 7.76% |
| B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 38,074 | 5.37% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 770,336 | 17.09% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 651,424 | 14.45% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 403,236 | 8.94% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 399,675 | 8.87% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 345,023 | 7.65% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 295,409 | 6.55% | | R | STATE STREET BANK FBO ADP ACCESS 1 LINCOLN ST BOSTON MA 02111-2901 | 37,641 | 23.05% | | R | ASCENSUS TRUST COMPANY FBO E. FRANK EARLEY III, PC INDIVIDUAL 131936 PO BOX 10758 FARGO ND 58106-0758 | 23,661 | 14.49% | | R | ASCENSUS TRUST COMPANY FBO DELATTE & EDWARDS APLC 401K 131069 PO BOX 10758 FARGO ND 58106-0758 | 20,589 | 12.61% |
| R | PAI TRUST COMPANY INC ROBERT SORRENTINO, DMD 401(K) P/S P 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 12,343 | 7.56% | | R | ASCENSUS TRUST COMPANY FBO CITY OF LEAGUE CITY 457 PLAN 69004 PO BOX 10758 FARGO ND 58106-0758 | 12,327 | 7.55% | | R | MID ATLANTIC TRUST COMPANY FBO R. J. SHERMAN AND ASSOCIATES, 401(K 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228 | 8,983 | 5.50% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,105,571 | 53.30% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 549,034 | 26.47% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,592,051 | 14.82% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 3,348,336 | 13.82% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 3,083,547 | 12.72% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,926,650 | 7.95% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 1,840,041 | 7.59% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,658,603 | 6.84% |
| Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 1,521,398 | 6.28% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,416,032 | 5.84% | | Putnam New Jersey Tax Exempt Income Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,706,281 | 14.10% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,461,656 | 12.08% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 942,254 | 7.79% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 797,540 | 6.59% | | A | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN NY 11245-0003 | 750,926 | 6.21% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 629,000 | 5.20% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 19,161 | 69.37% | | B | ANN L CIAMPA 550 WARREN AVE SPRING LAKE NJ 07762-2075 | 2,061 | 7.46% |
| B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 1,655 | 5.99% | | B | ALICE M FRANGAKIS 242 EUROPEAN DR FLEETWOOD PA 19522-9084 | 1,551 | 5.61% | | C | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN NY 11245-0003 | 378,426 | 39.18% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 180,998 | 18.74% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 56,358 | 5.84% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 53,635 | 5.55% | | C | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 52,018 | 5.39% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 12,290 | 90.89% | | R6 | PUTNAM INVESTMENTS, LLC – 100 FEDERAL STREET BOSTON, MA 02110 | 1,232 | 9.11% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,368,488 | 42.66% |
| Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 489,591 | 15.26% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 351,169 | 10.95% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 172,929 | 5.39% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 168,571 | 5.25% | | Putnam New York Tax Exempt Income Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 10,741,590 | 13.14% | | A | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 9,175,676 | 11.23% | | A | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 7,367,349 | 9.01% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 6,013,161 | 7.36% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 4,801,285 | 5.87% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 4,305,669 | 5.27% |
| B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 24,011 | 25.98% | | B | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 16,060 | 17.38% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 8,582 | 9.29% | | B | ROSALINA L LUNA TOD MULTIPLE BENEFICIARIES SUBJECT TO STA TOD RULES 395 STOCKHOLM ST BROOKLYN, NY 11237-4007 | 7,974 | 8.63% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 6,019 | 6.51% | | B | TERENCE CORRIGAN 40 BAYBERRY LN NORTHPORT, NY 11768-2305 | 5,169 | 5.59% | | C | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 730,753 | 28.57% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 692,067 | 27.06% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 189,577 | 7.41% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 160,606 | 6.28% |
| C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 128,945 | 5.04% | | R6 | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 18,934,807 | 97.58% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,702,360 | 19.93% | | Y | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 1,664,027 | 19.48% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 857,833 | 10.04% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 693,727 | 8.12% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 585,563 | 6.85% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 578,797 | 6.77% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 480,611 | 5.63% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 469,693 | 5.50% |
| Putnam Ohio Tax Exempt Income Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,326,335 | 15.35% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 681,206 | 7.88% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 668,475 | 7.74% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 492,592 | 5.70% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 9,954 | 48.56% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 4,119 | 20.10% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 1,822 | 8.89% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 35,069 | 13.13% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 29,924 | 11.20% | | C | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 23,606 | 8.84% |
| C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 21,371 | 8.00% | | C | JAMES E TURNER TOD JAMES E TURNER REVOCABLE TRUST U/A DTD 02/27/1998 SUBJECT TO STA TOD RULES 6401 COUPLES LN LIMA OH 45801-8600 | 20,353 | 7.62% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 15,366 | 5.75% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 142,017 | 100.00% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 338,632 | 20.67% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD | 324,434 | 19.80% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 147,045 | 8.97% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 145,417 | 8.87% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 136,697 | 8.34% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 121,068 | 7.39% |
| Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 106,715 | 6.51% | | Y | RELIANCE TRUST CO FBO HUNTINGTON NATIONAL BANK PO BOX 78446 ATLANTA GA 30357-2446 | 88,738 | 5.42% | | Putnam PanAgora Risk Parity Fund | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 1,809,568 | 97.35% | | B | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 1,358 | 65.10% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 726 | 34.79% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 2,828 | 67.28% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 1,364 | 32.45% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 1,376 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC – PUTNAM DEFERRED COMPENSATION PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 67,496 | 75.14% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 22,333 | 24.86% | | Y | POWER FINANCIAL CORPORATION 751 SQUARE VICTORIA MONTREAL QUEBEC CANADA H2Y 2J3 | 1,653,965 | 77.99% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 255,696 | 12.06% |
| Putnam Pennsylvania Tax Exempt Income Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 2,250,821 | 17.64% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 1,309,725 | 10.26% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 912,437 | 7.15% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 894,640 | 7.01% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 781,137 | 6.12% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 8,207 | 27.41% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 7,563 | 25.26% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 5,439 | 18.17% | | B | MICHAEL J KRASNAHILL 158 BOLAND AVE HANOVER TWP PA 18706-3202 | 3,992 | 13.33% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,583 | 5.29% |
| C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 368,180 | 39.31% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 121,276 | 12.95% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 82,107 | 8.77% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 35,065 | 95.22% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 430,193 | 22.11% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 289,851 | 14.89% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 212,413 | 10.91% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 183,394 | 9.42% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 132,576 | 6.81% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 118,451 | 6.09% |
| Y | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 117,943 | 6.06% | | Y | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 | 98,024 | 5.04% | | Y | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 2,250,823 | 17.64% | | Putnam Research Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 602,435 | 6.99% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 549,886 | 6.38% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 514,378 | 5.96% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 508,550 | 5.90% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 8,978 | 11.75% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 8,159 | 10.68% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 4,407 | 5.77% |
| B | LINCOLN INVESTMENT PLANNING, LLC FBO LINCOLN CUSTOMERS 601 OFFICE CENTER DR STE 300 FT WASHINGTON PA 19034-3275 | 4,224 | 5.53% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 41,762 | 12.58% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 32,364 | 9.75% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 29,990 | 9.04% | | C | PAI TRUST COMPANY INC YALE DRUG/FOSTER CORNER DRUG 401(K) 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 26,892 | 8.10% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 24,669 | 7.43% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 18,509 | 5.58% | | R | ASCENSUS TRUST COMPANY CITY OF LEAGUE CITY 457 PLAN 69004 PO BOX 10758 FARGO ND 58106-0758 | 6,999 | 24.01% | | R | ASCENSUS TRUST COMPANY FBO WJ COX ASSOCIATES 401(K) PLAN 1991 PO BOX 10758 FARGO ND 58106-0758 | 6,137 | 21.05% | | R | ASCENSUS TRUST COMPANY FBO PREMIER PROTECTIVE PACKAGING 401(K) 685560 PO BOX 10758 FARGO ND 58106-0758 | 4,431 | 15.20% |
| R | MATRIX TRUST COMPANY CUST. FBO SCIENTIFIC SYSTEMS & SOFTWARE 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 2,935 | 10.07% | | R6 | GREAT WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 304,102 | 57.89% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 132,745 | 25.27% | | R6 | GREAT-WEST TRUST COMPANY, LLC - EMPLOYEE BENEFITS CLIENTS 401(K) PLAN 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | 60,650 | 11.55% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 238,327 | 17.78% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 213,088 | 15.89% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 184,434 | 13.76% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 181,816 | 13.56% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 179,859 | 13.42% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 99,582 | 7.43% |
| Putnam Retirement Advantage 2025 Fund | | A | DAVID TO IRA ROLLOVER PLAN 369 FIELDSTONE DR FREMONT CA 94536-1589c | 48,955 | 26.60% | | A | HELEN M LATIMER IRA ROLLOVER PLAN 2 DAVID CT GLEN COVE NY 11542-3301 | 26,378 | 14.33% | | A | GAFRANCESCO ENTERPRISES SEP IRA PLAN A/C THOMAS P GAFRANCESCO 404 HELEN ST SYRACUSE, NY 13203-1248 | 20,133 | 10.94% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,905 | 37.43% | | C | CONNIE'S SUPERMARKET INC SIMPLE IRA PLAN A/C CATHY L FRANKLIN 5295 WILMOT RD WYALUSING, PA 18853-8482 | 1,407 | 27.66% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,027 | 20.19% | | C | LAVON A GRIMES PO BOX 397 SHELL ROCK, IA 50670-0397 | 475 | 9.34% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,030 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,033 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,036 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,038 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 301,472 | 26.76% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 196,590 | 17.45% |
| R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 132,551 | 11.77% | | R6 | GREAT-WEST TRUST COMPANY, LLC ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 130,046 | 11.54% | | R6 | GREAT-WEST TRUST COMPANY, LLC INFORM DESIGN INC 401K PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 99,668 | 8.85% | | R6 | JOHN HANCOCK TRUST COMPANY LLC 690 CANTON ST STE 100 WESTWOOD, MA 02090-2324 | 64,981 | 5.77% | | R6 | GREAT-WEST TRUST COMPANY, LLC – TRAYLOR BROS INC RET PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 64,246 | 5.70% | | R6 | GREAT-WEST TRUST COMPANY, LLC – FD SUEHIRO ELECTRIC INC 401K & PROFIT SHARING PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 62,359 | 5.54% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,038 | 100.00% | | Putnam Retirement Advantage 2030 Fund | | A | FRANKLIN COUNTY BOARD OF ED 403(B) PLAN A/C H DWAYNE THAMES 2530 LYNCHBURG RD WINCHESTER TN 37398-3408 | 11,606 | 25.41% | | A | JOSE GRANADOS IRA ROLLOVER PLAN 2222 MALLORY ST SN BERNARDINO CA 92407-6433 | 10,650 | 23.32% | | A | BARBARA E GALLAGHER IRA PLAN 1220 W NORTH AVE PITTSBURGH PA 15233-1936 | 4,782 | 10.47% | | A | NAMASIVAYAM THANGAVELU IRA ROLLOVER PLAN 2888 GLEN HAWKINS CT SAN JOSE CA 95148-2542 | 4,428 | 9.69% | | A | GRETCHEN E WALSH ROTH IRA PLAN 307 OGEMAW ST GRAYLING, MI 49738-1629 | 3,769 | 8.25% |
| A | ANDREW P AUSTIN IRA ROLLOVER PLAN 1055 VERMONT AVE APT 123 TURLOCK, CA 95380-5354 | 3,302 | 7.23% | | C | VIRGINIA CASON TOD VIRGINIA L COLTON SUBJECT TO STA TOD RULES PO BOX 1451 PONTE VEDRA, FL 32004-1451 | 1,397 | 31.90% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,070 | 24.44% | | C | WOODMORE SCHOOL DISTRICT 403(B) PLAN A/C JULIA B COON 514 HICKORY ST PEMBERVILLE, OH 43450-9856 | 942 | 21.52% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 738 | 16.86% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,069 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,073 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,076 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 1,078 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. T2 GREENWOOD VILLAGE, CO 80111-5002 | 327,367 | 28.51% | | R6 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 172,293 | 15.01% | | R6 | GREAT-WEST TRUST COMPANY, LLC – FD SUEHIRO ELECTRIC INC 401K & PROFIT SHARING PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 159,517 | 13.89% | | R6 | GREAT-WEST TRUST COMPANY, LLC – ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 123,439 | 10.75% |
| Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 100,472 | 8.75% | | Y | KEVIN R HUSSEY IRA PLAN 94 PARADISE COVE RD PENROSE NC 28766-8800 | 1,078 | 93.77% | | Putnam Retirement Advantage 2035 Fund | | A | DANA L CONDRON ROTH IRA PLAN 32836 MOUNT HERMON RD PARSONSBURG MD 21849-2147 | 16,805 | 32.68% | | A | DANA L CONDRON ROTH IRA CONVERSION PLAN 32836 MOUNT HERMON RD PARSONSBURG MD 21849-2147 | 5,751 | 11.18% | | A | BARBARA E GALLAGHER TOD BRIAN J GALLAGHER SUBJECT TO STA TOD RULES 1220 W NORTH AVE PITTSBURGH PA 15233-1936 | 4,910 | 9.55% | | A | ORANGE BOARD OF EDUCATION 403(B) PLAN A/C STEPHANIE R SULLO 446 PECK LN ORANGE, CT 06477-2901 | 4,753 | 9.24% | | A | DANA L CONDRON 32836 MOUNT HERMON RD PARSONSBURG MD 21849-2147 | 3,542 | 6.89% | | A | MARK S RHODES ROTH IRA PLAN 27773 N CARIBOU AVE ATHOL, ID 83801-7702 | 3,338 | 6.49% | | A | ANDREW P AUSTIN IRA ROLLOVER PLAN 1055 VERMONT AVE APT 123 TURLOCK, CA 95380-5354 | 3,277 | 6.37% | | A | EDWARD HERNANDEZ JR IRA ROLLOVER PLAN 4627 NORMANDIE PL LA MESA CA 91942-8540 | 2,725 | 5.30% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,089 | 100.00% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,094 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,097 | 100.00% |
| R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,101 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,103 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 431,587 | 36.51% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 192,127 | 16.25% | | R6 | JOHN HANCOCK TRUST COMPANY LLC 690 CANTON ST STE 100 WESTWOOD, MA 02090-2324 | 124,396 | 10.52% | | R6 | GREAT-WEST TRUST COMPANY, LLC – LLAMAS COATINGS INC 401K PROFIT SHARING PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 107,729 | 9.11% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 98,785 | 8.36% | | R6 | GREAT-WEST TRUST COMPANY, LLC – ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 67,643 | 5.72% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110-1802 | 1,103 | 59.89% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 642 | 34.89% | | Y | MONA K SUTPHEN 100 FEDERAL ST BOSTON, MA 02110 | 96 | 5.21% | | Putnam Retirement Advantage 2040 Fund | | A | EILEEN M FUMIRE IRA PLAN 1567 WILLOWBROOK DR SAN JOSE CA 95118-1651 | 2,833 | 15.95% | | A | ROBERT J FUMIRE SR IRA PLAN 1567 WILLOWBROOK DR SAN JOSE CA 95118-1651 | 2,762 | 15.55% |
| A | EILEEN M FUMIRE ROTH IRA PLAN 1567 WILLOWBROOK DR SAN JOSE CA 95118-1651 | 1,893 | 10.66% | | A | ROBERT J FUMIRE SR ROTH IRA PLAN 1567 WILLOWBROOK DR SAN JOSE CA 95118-1651 | 1,888 | 10.63% | | A | RICHARD V DULAY & LYNDA N DULAY JTWROS 6851 ANTHONY AVE GARDEN GROVE, CA 92845-3007 | 1,487 | 8.37% | | A | EILEEN M FUMIRE IRA ROLLOVER PLAN 1567 WILLOWBROOK DR SAN JOSE CA 95118-1651 | 1,348 | 7.59% | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,102 | 6.21% | | A | KRYSTYNA DILLMAN & GARY DILLMAN JTWROS 335 NORWOOD AVE ROCHESTER, NY 14606-3723 | 1,008 | 5.68% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,091 | 69.47% | | C | UNITED WAY OF OTTER TAIL COUNTY SEP IRA PLAN A/C SUMMER E HAMMOND PO BOX 292 NEW YORK MLS, MN 56567-0292 | 479 | 30.53% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,095 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,099 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,102 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,104 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 310,972 | 46.25% |
| R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD, 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 113,055 | 16.82% | | R6 | GREAT-WEST TRUST COMPANY, LLC EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 74,873 | 11.14% | | R6 | MATRIX TRUST CO CUST FBO LW MILLER PROFESSIONAL SERVICES IN PO BOX 52129 PHOENIX, AZ 85072-2129 | 38,489 | 5.72% | | R6 | GREAT-WEST TRUST COMPANY, LLC – ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 37,257 | 5.54% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,104 | 100.00% | | Putnam Retirement Advantage 2045 Fund | | A | GREAT OAKS INSTITUTE OF TECH 403(B) PLAN A/C LAURA R GALE 6218 HEDGEROW DR WEST CHESTER, OH 45069-1893 | 12,260 | 38.77% | | A | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA, NE 68103-2226 | 10,904 | 34.48% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 5,055 | 15.98% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,094 | 51.51% | | C | CONNIE'S SUPERMARKET INC SIMPLE IRA PLAN A/C JENNIFER L NORTON 3684 STEAM MILL HOLLOW RD LACEYVILLE, PA 18623-8033 | 1,030 | 48.49% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,098 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,102 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,105 | 100.00% |
| R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,10 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 286,001 | 40.20% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 130,612 | 18.36% | | R6 | GREAT-WEST TRUST COMPANY, LLC – CORDANT HEALTH SOLUTIONS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 127,586 | 17.94% | | R6 | GREAT-WEST TRUST COMPANY, LLC GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 77,008 | 10.83% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,107 | 100.00% | | Putnam Retirement Advantage 2050 Fund | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,130 | 40.08% | | A | SHEPHERD OF THE HILLS VETERINARY CLINIC LLC SIMPLE IRA PLAN A/C DARIN J MCGINTY 1010 TENNESSEE RD OZARK MO, 65721-6550 | 673 | 23.86% | | A | SHEPHERD OF THE HILLS VETERINARY CLINIC LLC SIMPLE IRA PLAN A/C AMANDA L MCGINTY 1010 TENNESSEE RD OZARK MO, 65721-6550 | 673 | 23.86% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,118 | 100.00% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,123 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,127 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,130 | 100.00% |
| R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,132 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 164,569 | 43.62% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 48,766 | 12.93% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 45,640 | 12.10% | | R6 | GREAT-WEST TRUST COMPANY, LLC – ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 28,006 | 6.65% | | R6 | GREAT-WEST TRUST COMPANY, LLC – CORDANT HEALTH SOLUTIONS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 21,237 | 9.06% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,132 | 100.00% | | Putnam Retirement Advantage 2055 Fund | | A | RENEE DARRAGH IRA ROLLOVER PLAN 885 MCDONALD DR NORTHVILLE, MI 48167-1087 | 1,540 | 27.83% | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,123 | 20.29% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,121 | 20.25% | | A | ENID PUBLIC SCHOOLS 403(B) PLAN A/C NATALIE A BEEBE LOBAUGH 1508 QUAIL CREEK DR ENID, OK 73703-2815 | 943 | 17.03% | | A | BATTERED WOMENS PROJECT SEP IRA PLAN A/C MARIYA J PELLETIER 899 MAIN ST SAINT FRANCIS ME 04774-3107 | 359 | 6.48% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,111 | 58.92% |
| C | SULLIVAN COUNTY CHILD CARE SEP IRA PLAN A/C MARISA C IX-D'AMATO 361 PETTICOAT LN BLOOMINGBURG NY 12721-3047 | 538 | 28.56% | | C | UNITED WAY OF OTTER TAIL COUNTY SEP IRA PLAN A/C JACKLIN STEEGE 15111 COUNTY 24 | 221 | 11.72% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,116 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,119 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,123 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,125 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 80,337 | 32.61% | | R6 | GREAT-WEST TRUST COMPANY, LLC – CORDANT HEALTH SOLUTIONS 8515 E ORCHARD RD, 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 73,375 | 29.78% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 29,720 | 12.06% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 22,758 | 9.24% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,125 | 96.72% | | Putnam Retirement Advantage 2060 Fund | | A | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA, NE 68103-2226 | 3,014 | 28.01% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 2,638 | 24.51% |
| A | MILFORD PUBLIC SCHOOLS 403(B) PLAN A/C KERRY A TAYLOR 357 COMMERCIAL ST UNIT 114 BOSTON MA 02109-1230 | 1,873 | 17.40% | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,149 | 10.68% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,138 | 99.39% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,143 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,146 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,150 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,152 | 100.00% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 50,726 | 58.74% | | R6 | GREAT-WEST TRUST COMPANY, LLC – CORDANT HEALTH SOLUTIONS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 9,212 | 10.67% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 6,538 | 7.57% | | R6 | GREAT-WEST TRUST COMPANY, LLC ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,901 | 6.83% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,152 | 78.21% | | Y | LYNDSEY C ROGER IRA ROLLOVER PLAN 43 SANBORN DR NASHUA, NH 03063-3402 | 225 | 15.25% | | Y | MARGARET A BLATCHFORD ROTH IRA PLAN 18 KIMBALL AVE WENHAM, MA 01984-1108 | 96 | 6.54% |
| Putnam Retirement Advantage 2065 Fund | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,059 | 32.44% | | A | JANE A SNEAD ROTH IRA PLAN 3430 ROCKY SPRINGS CT MARIETTA GA 30062-4450 | 974 | 29.84% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 228 | 6.98% | | A | MICHAEL FRISCH IRA ROLLOVER PLAN 5859 CONSTITUTION AVE GURNEE IL 60031-6093 | 218 | 6.69% | | A | CENTRAL SUSQUEHANNA SIGHT SERV SIMPLE IRA PLAN A/C KAITLYN TROUTMAN 141 LATSHA RD | 184 | 5.64% | | A | CROSSGATES VETERINARY CLINIC SIMPLE IRA PLAN A/C AUTUMN N SMITH 142 AUSTIN DR PINOLA MS 39149-3925 | 165 | 5.04% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,050 | 94.07% | | C | NATOMAS UNIFIED SCH DIST 403(B) PLAN A/C KYLIE M WELCH 1275 SEVILLE WAY SACRAMENTO CA 95816-5232 | 66 | 5.93% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,053 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,056 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,058 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,060 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC – DEFERRED COMPENSATION PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,182 | 62.20% |
| R6 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,060.805 | 30.25% | | R6 | GREAT-WEST TRUST COMPANY, LLC – DEVELOPMENT WORKSHOP INC RET PLAN SAVING 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 178.989 | 5.10% | | Y | MELANIE KIRKLAND BENEFICIARY OF THE RAYMOND L DUMONT IRA PLAN 20 TENBY DR NASHUA NH 03062-2017 | 1,254.626 | 53.92% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,060.105 | 45.56% | | Putnam Retirement Advantage Maturity Fund | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 38,868 | 83.65% | | A | XU G HU IRA PLAN 10890 STEVER ST CULVER CITY, CA 90230-5464 | 5,926 | 12.75% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,010 | 100.00% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,011 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,011 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,012 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,012 | 100.00% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 405,993 | 31.64% | | R6 | MATRIX TRUST CO CUST FBO SALT LAKE CITY CORP RETIREE HRA 717 17TH ST STE 1300 DENVER, CO 80202-3304 | 402,370 | 31.35% |
| R6 | GREAT-WEST TRUST COMPANY, LLC – ACTION PACT INC 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 168,814 | 13.15% | | R6 | GREAT-WEST TRUST COMPANY, LLC – SLAY ENGINEERING CO 8515 E ORCHARD RD, T2 GREENWOOD VILLAGE, CO 80111-5002 | 90,943 | 7.09% | | R6 | GREAT-WEST TRUST COMPANY, LLC – LLAMAS COATINGS INC 401K PROFIT SHARING PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 76,812 | 5.99% | | R6 | GREAT-WEST TRUST COMPANY, LLC – GLOBAL MEDICAL RESPONSE NQ DCP 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 72,234 | 5.63% | | Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON, MA 02110 | 1,012 | 100.00% | | Putnam RetirementReady 2025 Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 110,941 | 9.41% | | B | KEENEYVILLE SCHOOL DISTRICT #20 403(B) PLAN A/C RITA L LAWRENCE 215 RUSH ST ROSELLE IL 60172-2224 | 3,478 | 23.21% | | B | ROBERT W NENNE IRA ROLLOVER PLAN 23652 VIA EL ROCIO MISSION VIEJO CA 92691-3516 | 1,316 | 8.78% | | B | LITTLE PEOPLES DAY CARE 403(B) PLAN A/C MARIA T COUTIN-ANTONUCCI 238 LINCOLN ST BLACKSTONE MA 01504-1203 | 1,284 | 8.57% | | B | THOMAS G AMIRAULT IRA ROLLOVER PLAN 37 ORANGE ST BRIDGEWATER MA 02324-2811 | 1,195 | 7.97% | | B | MONTVILLE CT BOE 403(B) PLAN A/C DEBORAH PIACENZA 945 VAUXHALL STREET EXT QUAKER HILL CT 06375-1037 | 1,025 | 6.84% |
| B | GALENA UNIT DISTRICT 120 403(B) PLAN A/C LYDIA M NOWAK 905 ADDINGTON CT UNIT 202 VENICE FL 34293-2328 | 984 | 6.57% | | C | JAY D CARLSON IRA PLAN 5708 OLIVER AVE S MINNEAPOLIS MN 55419-1551 | 20,388 | 22.39% | | C | BEAVERCREEK CITY SCHOOLS 403(B) PLAN A/C DERON J SCHWIETERMAN 2623 ROANOKE AVE OAKWOOD OH 45419-1354 | 7,242 | 7.95% | | R | ASCENSUS TRUST COMPANY FBO MR APPLIANCE RET PLAN 691887 PO BOX 10758 FARGO ND 58106-0758 | 22,264 | 61.96% | | R | ASCENSUS TRUST COMPANY FBO DEBRA J SUTTON P A 401K PLAN 12027 PO BOX 10758 FARGO ND 58106-0758 | 11,519 | 32.06% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 51,677 | 28.97% | | R3 | MATRIX TRUST COMPANY CUST FBO HARKER MELLINGER LLC 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 22,865 | 12.82% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 15,218 | 8.53% | | R3 | ASCENSUS TRUST COMPANY FBO INSIGHT FAMILY EYE CARE PC RETIREME 692225 PO BOX 10758 FARGO ND 58106-0758 | 10,303 | 5.77% | | R3 | ASCENSUS TRUST COMPANY FBO GSAVISION CONSULTING 691773 PO BOX 10758 FARGO ND 58106-0758 | 9,425 | 5.28% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 59,126 | 93.70% |
| R5 | PUTNAM INVESTMENTS, LLC 100FEDERAL STREET BOSTON, MA 02110 | 488 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD # 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 492,716 | 94.53% | | Y | GREAT WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO 80111-5002 | 7,584,126 | 99.66% | | Putnam RetirementReady 2030 Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 122,949 | 11.11% | | B | PATRICIA D REEF IRA ROLLOVER PLAN 12530 S MOUNTAIN VIEW DR RIVERTON UT 84065-7285 | 2,089 | 19.98% | | B | LINCOLN INVESTMENT PLANNING, LLC FBO LINCOLN CUSTOMERS 601 OFFICE CENTER DR STE 300 FT WASHINGTON PA 19034-3275 | 1,376 | 13.16% | | B | ISLIP UNION FREE SCHOOL DISTRICT 403(B) PLAN A/C JASON VITALE 121 MONELL AVE ISLIP NY 11751-4309 | 857 | 8.19% | | C | BEAVERCREEK CITY SCHOOLS 403(B) PLAN A/C NICOLA T MOORHEAD 2389 BROWN BARK DR BEAVERCREEK OH 45431-2686 | 6,255 | 13.27% | | C | JOSEPH M MARTINEZ IRA ROLLOVER PLAN 5089 W ATHENS AVE FRESNO CA 93722-2306 | 3,015 | 6.40% | | C | BEAVERCREEK CITY SCHOOLS 403(B) PLAN A/C STACI AUER 3848 MESQUITE DR BEAVERCREEK OH 45440-3498 | 2,838 | 6.02% | | C | JUDY L WEAVER IRA ROLLOVER PLAN 107 S EAST ST SAYRE PA 18840-2103 | 2,660 | 5.64% |
| C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,540 | 5.39% | | R | ASCENSUS TRUST COMPANY FBO VANTAGE TECHNOLOGIES USA 401(K) PLA 230720 PO BOX 10758 FARGO ND 58106-0758 | 18,516 | 90.37% | | R | MATRIX TR CO AGENT FOR ADV TRST INC MISSISSIPPI COAST TRANSPORTATION AU 717 17TH ST STE 1300 DENVER CO 80202-3304 | 1,810 | 8.83% | | R3 | ASCENSUS TRUST COMPANY FBO MICHAEL T GOLDFARB PC PROFIT S 692118 PO BOX 10758 FARGO ND 58106-0758 | 34,464 | 15.20% | | R3 | MATRIX TRUST COMPANY CUST FBO THE MARTIN LUTHER SCHOOL 403(B) 717 17TH ST STE 1300 DENVER CO 80202-3304 | 27,279 | 12.03% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 24,556 | 10.83% | | R3 | ASCENSUS TRUST COMPANY FBO ISRG RET PLAN 691637 PO BOX 10758 FARGO ND 58106-0758 | 19,586 | 8.64% | | R3 | ASCENSUS TRUST COMPANY FBO FTS EMPLOYEES. RETIREMENT PLAN 691 47 PO BOX 10758 FARGO ND 58106-0758 | 19,191 | 8.46% | | R3 | ASCENSUS TRUST COMPANY FBO THE CLYDE PAUL AGENCY 401K 691466 PO BOX 10758 FARGO ND 58106-0758 | 13,298 | 5.86% | | R3 | ASCENSUS TRUST COMPANY FBO B & H OIL COMPANY INC. 401K PS PLAN 691258 PO BOX 10758 FARGO ND 58106-0758 | 11,986 | 5.29% |
| R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 11,574 | 5.10% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 110,787 | 99.36% | | R5 | PUTNAM INVESTMENTS, LLC 100 Federal Street Boston, MA 02110 | 414 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 701,287 | 95.41% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE C/O FASCORE LLC 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 122,949 | 11.11% | | Putnam RetirementReady 2035 Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 152,954 | 15.07% | | B | TAUNTON PUBLIC SCHOOLS 403(B) PLAN A/C MATTHEW J KELLY 120 CHURCH ST WEST ROXBURY MA 02132-1053 | 4,357 | 26.51% | | B | COR CONSULTING LLC SEP IRA PLAN A/C MATTHEW L KNOPF 1627 N MOZART ST APT 3N CHICAGO IL 60647-6326 | 3,042 | 18.51% | | B | NATICK PUBLIC SCHOOLS 403(B) PLAN A/C MARNIE MUSANTE 13 ARTHUR ST NATICK MA 01760-2817 | 1,440 | 8.76% | | B | AXIMA USA LLC SIMPLE IRA PLAN A/C MICHELLE L CAROLLO 236 THE STRAND HERMOSA BEACH CA 90254-5056 | 1,323 | 8.05% | | B | KAHLE & ASSOCIATES CPAS LLC SIMPLE IRA PLAN A/C SCOTT L KAHLE 113 RIVERVIEW DR KALIDA OH 45853-2008 | 1,280 | 7.79% |
| C | ROCKWOOD SCHOOL DISTRICT 403(B) PLAN A/C DEBBIE LUCKEN 18530 SASSAFRAS POINT DR GLENCOE MO 63038-1122 | 7,222 | 11.81% | | C | CANDACE L SMITH IRA ROLLOVER PLAN 10 DEAD END RD LEBANON PA 17046-9641 | 5,843 | 9.56% | | C | TOWN OF COHASSET PUBLIC SCHOOLS 403(B) PLAN A/C DAVID VINTON 127 SOUTH ST HANSON MA 02341-2059 | 3,892 | 6.37% | | C | TAUNTON PUBLIC SCHOOLS 403(B) PLAN A/C CHRISTINE M STRAWBRIDGE 22 PARTRIDGE CIR TAUNTON MA 02780-1278 | 3,748 | 6.13% | | R | ASCENSUS TRUST COMPANY FBO PREMIER TOOL, INC. 401(K) PLAN 690 PO BOX 10577 FARGO ND 58106-0577 | 12,679 | 50.05% | | R | ASCENSUS TRUST COMPANY FBO GARTNER ANESTHESIA PLLC 401K 69174 PO BOX 10758 FARGO ND 58106-0758 | 10,322 | 40.75% | | R | MATRIX TR CO AGENT FOR ADV TRST INC MISSISSIPPI COAST TRANSPORTATION AU 717 17TH ST STE 1300 DENVER CO 80202-3304 | 2,084 | 8.23% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 57,456 | 27.00% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10577 FARGO ND 58106-0577 | 36,529 | 17.17% | | R3 | ASCENSUS TRUST COMPANY FBO GRAIN TO GLASS LLC 401K PLAN 48189 PO BOX 10577 FARGO ND 58106-0577 | 17,026 | 8.00% | | R3 | MATRIX TRUST COMPANY CUST FBO HARKER MELLINGER LLC 717 17TH ST STE 1300 DENVER CO 80202-3304 | 10,666 | 5.01% |
| R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 27,230 | 96.66% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 390 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 582,034 | 92.09% | | R6 | GREAT WEST TRUST COMPANY LLC PUTNAM VOLUNTARY PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 31,953 | 5.06% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,197,963.091 | 99.53% | | Putnam RetirementReady 2040 Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 80,765 | 10.85% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 54,379 | 7.31% | | B | MATTHEW KOHUT IRA ROLLOVER PLAN 84 WINIFRED DR MERRICK NY 11566-1725 | 3,105 | 18.36% | | B | CARRIE C ROSBURG IRA PLAN 2722 LANNER ST CASPER WY 82601-5182 | 2,007 | 11.87% | | B | CHRIS A BURGEI IRA PLAN 16696 ROAD 27 FORT JENNINGS OH 45844-8850 | 1,622 | 9.60% | | B | TRN FINANCIAL LLC SEP IRA PLAN A/C TOBY R LEBOEUF 1710 LAKE CHARLOTTE LN RICHMOND TX 77406-8094 | 1,466 | 8.67% |
| B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 1,297 | 7.67% | | B | TRN FINANCIAL LLC SEP IRA PLAN A/C NICOLE H LEBOEUF 1710 LAKE CHARLOTTE LN | 1,126 | 6.66% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901 | 3,681 | 8.19% | | C | CATHERINE PEWITT SEP IRA PLAN A/C CATHERINE B PEWITT 1913 WINNSBORO RD BIRMINGHAM AL 35213-1743 | 3,377 | 7.51% | | C | TRINA VOSTERS IRA ROLLOVER PLAN 819 MARQUETTE ST MENASHA WI 54952-2829 | 3,303 | 7.35% | | R | ASCENSUS TRUST COMPANY FBO JOYCE & MCFARLAND LLP RETIREMENT TR 224615 PO BOX 10758 FARGO ND 58106-0758 | 3,797 | 58.58% | | R | MATRIX TRUST COMPANY CUST. FBO JOURNEY PAYROLL RETIREMENT TRUST 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 2,510 | 38.72% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 27,645 | 22.16% | | R3 | ASCENSUS TRUST COMPANY FBO PEAK FACILITATION GROUP 401K PLAN 91410 PO BOX 10758 FARGO ND 58106-0758 | 18,635 | 14.94% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 17,406 | 13.95% |
| R3 | GREAT-WEST TRUST CO LLC RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8525 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 12,513 | 10.03% | | R3 | PAI TRUST COMPANY INC DIAMONDHEAD URGENT CARE LLC 401K 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 12,060 | 9.67% | | R3 | ASCENSUS TRUST COMPANY FBO RKA CIVIL ENGINEERS, INC 401(K) PLAN 691317 PO BOX 10758 FARGO ND 58106-0758 | 8,988 | 7.20% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 24,285 | 91.84% | | R4 | ASCENSUS TRUST COMPANY FBO OMNYON RET PLAN 687432 PO BOX 10758 FARGO ND 58106-0758 | 1,775 | 6.71% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 382 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 483,641 | 92.76% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,830,340 | 99.73% | | Putnam RetirementReady 2045 Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 122,416 | 20.22% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 35,246 | 5.82% | | B | KRISTEN M HUG IRA ROLLOVER PLAN 24597 COUNTY ROAD B ARCHBOLD OH 43502-9713 | 5,588 | 22.30% |
| B | JODI A TURNWALD IRA PLAN 22714 ROAD N CLOVERDALE OH 45827-9426 | 4,967 | 19.83% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,221 | 12.86% | | B | LATTER AND BLUM SEP IRA PLAN A/C GREGORY S JEANFREAU 3121 FORTIN ST NEW ORLEANS LA 70119-2807 | 2,093 | 8.35% | | C | BRIDGEWATER-RAYNHAM REG SCH DIST 403(B) PLAN A/C KATELYN O CARREAU 413 COUNTRY CLUB WAY KINGSTON MA 02364-4108 | 4,405 | 10.46% | | C | LEWISTON PORTER FCU SEP IRA PLAN A/C KENNETH STADLER 14 HOBART ST BUFFALO NY 14206-2921 | 3,600 | 8.55% | | C | CHARLES H SCHLOTTMAN IRA ROLLOVER PLAN 1385 SE 72ND AVE HILLSBORO OR 97123-6006 | 2,858 | 6.79% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 2,567 | 6.10% | | C | EMERALD ELECTRICAL CONTRACTORS SAR SEP PLAN A/C CHRISTINE E QUICK 3038 US ROUTE 11 LA FAYETTE NY 13084-3336 | 2,233 | 5.30% | | R | MATRIX TRUST COMPANY CUST. FBO JOURNEY PAYROLL RETIREMENT TRUST 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 3,233 | 89.80% | | R | MATRIX TR CO AGENT FOR ADV TRST INC MISSISSIPPI COAST TRANSPORTATION AU 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 367 | 10.20% |
| R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 39,053 | 29.28% | | R3 | ASCENSUS TRUST COMPANY FBO MARLIN MANAGEMENT COMPANY 401K PLAN 690603 PO BOX 10758 FARGO ND 58106-0758 | 16,295 | 12.22% | | R3 | ASCENSUS TRUST COMPANY FBO FTS EMPLOYEES. RETIREMENT PLAN 691 47 PO BOX 10758 FARGO ND 58106-0758 | 14,145 | 10.61% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 9,365 | 7.02% | | R3 | ASCENSUS TRUST COMPANY FBO LAJF 401K RET PLAN 691031 PO BOX 10758 FARGO ND 58106-0758 | 8,895 | 6.67% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VLG CO 80111-5002 | 29,511 | 93.08% | | R4 | PAI TRUST COMPANY INC COLONIAL INSTRUMENTS, INC. 401(K) P 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 1,773 | 5.59% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOPSTON, MA 02110 | 403.942 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 407,662.717 | 96.26% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 3,648,371.573 | 99.88% |
| Putnam RetirementReady 2050 Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 51,108 | 13.51% | | A | JUNENOIRE FONTE IRA PLAN 8 RIVERSEDGE DR MILFORD NH 03055-8900 | 23,999 | 6.34% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,664 | 41.50% | | B | BLAIR RATNER IRA ROLLOVER PLAN 451 W OLIVE ST LONG BEACH NY 11561-3127 | 1,262 | 14.30% | | B | RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING ATTN: MUTUAL FUND PRODUCT GROUP RBC WEALTH MANAGEMENT 250 NICOLLET MALL STE 1800 MINNEAPOLIS MN 55401-1931 | 505 | 5.72% | | B | BRITTANY M GENDAY IRA ROLLOVER PLAN 1010 S 17TH ST UNIT B PHILADELPHIA PA 19146-1902 | 460 | 5.21% | | C | CANTON PUBLIC SCHOOLS 403(B) PLAN A/C JULIE A FOLEY 787 SEA ST QUINCY MA 02169-3421 | 3,981 | 8.07% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 3,117 | 6.32% | | C | BRIDGEWATER-RAYNHAM REG SCH DIST 403(B) PLAN A/C MEGHAN O DRISCOLL 50 ASPEN DR BRIDGEWATER MA 02324-1244 | 2,894 | 5.86% |
| R | MATRIX TRUST COMPANY CUST FBO MILLWRIGHT HOLDINGS LLC 401K 717 17TH ST STE 1300 DENVER CO 80202-3304 | 13,582 | 54.31% | | R | ASCENSUS TRUST COMPANY FBO JOYCE & MCFARLAND LLP RETIREMENT TR 224615 PO BOX 10758 FARGO ND 58106-0758 | 11,233 | 44.92% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 26,495 | 23.06% | | R3 | ASCENSUS TRUST COMPANY FBO MARLIN MANAGEMENT COMPANY 401K PLAN 690603 PO BOX 10758 FARGO ND 58106-0758 | 17,772 | 15.47% | | R3 | ASCENSUS TRUST COMPANY FBO THE CLYDE PAUL AGENCY 401K 691466 PO BOX 10758 FARGO ND 58106-0758 | 16,910 | 14.72% | | R3 | ASCENSUS TRUST COMPANY FBO ADVANTAGE HEALTH SYSTEMS 401(K) PLA 699358 PO BOX 10758 FARGO ND 58106-0758 | 14,654 | 12.75% | | R3 | ASCENSUS TRUST COMPANY FBO ALTAVIZ 401(K) PLAN 692657 PO BOX 10758 FARGO ND 58106-0758 | 6,143 | 5.35% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 6,929 | 81.88% | | R4 | MATRIX TRUST COMPANY CUST FBO C&H EXCAVATION, LLC 401(K) PLAN 717 17TH ST STE 1300 DENVER CO 80202-3304 | 926 | 10.94% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 560 | 6.62% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 562 | 100.00% |
| R6 | GREAT WEST TRUST CO LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 494,512 | 90.39% | | R6 | ASCENSUS TRUST COMPANY FBO INNOVIA CONSULTING 401K PENSION PLAN 690653 PO BOX 10758 FARGO ND 58106-0758 | 31,311 | 5.72% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO 80111-5002 | 3,734,342 | 99.38% | | Putnam RetirementReady 2055 Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 58,570 | 14.36% | | A | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 23,541 | 5.77% | | B | TIMOTHY J MACLAUGHLIN JR ROTH IRA PLAN 21 POULIN DR LANCASTER MA 01523-1835 | 2,233 | 37.41% | | B | ALEXIS PETERSEN ROTH IRA PLAN 8242 S FESTIVE WAY WEST JORDAN UT 84088-2909 | 1,406 | 23.56% | | B | KEALEY GILL ROTH IRA PLAN PO BOX 57794 SALT LAKE CTY UT 84157-0794 | 536 | 8.98% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 484 | 8.12% | | C | HE WANG IRA PLAN APT 1003 UNIT 1 GUANLU BUILDING 3 FULIJIMENHU 114 JIANGWAN ROAD XIQING DISTRICT TIANJIN 300221 | 19,749 | 23.17% | | C | SYSTEMATIC ASIAN LEADERSHIP 403(B) PLAN A/C NATHAN C CLIFTON PO BOX 38405 CHARLOTTE NC 28278-1007 | 4,775 | 5.60% |
| C | GRAND FORKS PUBLIC SCH DIST 1 403(B) PLAN A/C ALISON CHERNEY 18460 HOFFMAN AVE BROOKFIELD WI 53045-3448 | 4,731 | 5.55% | | C | LEE LEBANOWSKI IRA ROLLOVER PLAN 88 EVAN DR NE COMSTOCK PARK MI 49321-7907 | 4,319 | 5.07% | | R | MATRIX TRUST COMPANY CUST FBO MILLWRIGHT HOLDINGS LLC 401K 717 17TH ST STE 1300 DENVER CO 80202-3304 | 1,432 | 54.72% | | R | MATRIX TR CO AGENT FOR ADV TRST INC MISSISSIPPI COAST TRANSPORTATION AU 717 17TH ST STE 1300 DENVER CO 80202-3304 | 956 | 36.54% | | R | MATRIX TRUST COMPANY CUST FBO JOURNEY PAYROLL RETIREMENT TRUST 717 17TH ST STE 1300 DENVER CO 80202-3304 | 229 | 8.74% | | R3 | ASCENSUS TRUST COMPANY FBO MARLIN MANAGEMENT COMPANY 401K PLAN 690603 PO BOX 10758 FARGO ND 58106-0758 | 40,403 | 16.36% | | R3 | ASCENSUS TRUST COMPANY FBO CPACKET NETWORKS INC 690515 PO BOX 10758 FARGO ND 58106-0758 | 31,915 | 12.92% | | R3 | ASCENSUS TRUST COMPANY FBO ADVANTAGE HEALTH SYSTEMS 401(K) PLA 699358 PO BOX 10758 FARGO ND 58106-0758 | 23,046 | 9.33% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO, 80111-5002 | 19,646 | 7.96% | | R3 | PAI TRUST COMPANY INC JUDICIAL REPORTING AND TYPING SERVI 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 18,413 | 7.46% |
| R3 | FIIOC FBO CB RICHARD ELLIS NE PARTNERS LP 401K RETIREMENT PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1987 | 16,353 | 6.62% | | R3 | MATRIX TRUST COMPANY CUST FBO SYRPES AND PANGBORN PLLC 717 17TH ST STE 1300 DENVER CO 80202-3304 | 14,958 | 6.06% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE CO, 80111-5002 | 27,064 | 96.58% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 919 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 508,812 | 97.69% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,355,309 | 99.77% | | Putnam RetirementReady 2060 Fund | | B | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOPSTON, MA 02110 | 1,395 | 100.00% | | C | CONNOR B TRYON 2502 LOS ALAMOS CT LAS CRUCES NM 88011-1657 | 5,085 | 19.06% | | C | JUAN M LEON-ESTRADA IRA ROLLOVER PLAN 14154 W STANISLAUS AVE KERMAN CA 93630-2119 | 2,980 | 11.17% | | C | CHRISTOPHER CHRISTIAN SEP IRA PLAN A/C CHRISTOPHER CHRISTIAN 48 PATCHES LN PELL CITY AL 35128-7268 | 1,731 | 6.49% | | C | POTLUCK PICK-UP SIMPLE IRA PLAN A/C JACOB H KLOOSTERHOUSE 4477 LAKE MICHIGAN DR APT G2 | 1,685 | 6.31% | | C | ANNETTE M HUBBERT ROTH IRA PLAN 303 SUNNY HILL RD MIDDLEBERG PA 17842-9432 | 1,463 | 5.48% |
| R | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 1,419 | 100.00% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 2,138 | 64.21% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 921 | 27.67% | | R3 | FIIOC FBO CB RICHARD ELLIS NE PARTNERS LP 401K RETIREMENT PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1987 | 270 | 8.12% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 1,921 | 67.55% | | R4 | PUTNAM INVESTMENTS, LLC 100 DFEDERAL STREET BOSTON, MA 02110 | 923 | 32.45% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 924 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 151,785 | 97.50% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 564,554 | 98.98% | | Putnam RetirementReady 2065 Fund | | A | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,057 | 31.38% | | A | WJP INC SIMPLE IRA PLAN A/C ALYSSA L OPLINGER 512 VALLEY RD HEGINS PA 17938-9185 | 351 | 10.42% | | A | HOLLY M. HINRICHS 1427 WESTBROOKE MEADOWS LN BALLWIN MO 63021-7590 | 273 | 8.10% |
| A | FOREVER FINE JEWELERS INC SIMPLE IRA PLAN A/C JACQUELINE ESQUEDA 818 W LAMBERT RD UNIT F LA HABRA CA 90631-6785 | 198 | 5.87% | | A | INTEGRATED WEALTH MANAGEMENT SIMPLE IRA PLAN A/C ADAM J ROBERTS 339A NATURE DR SAN JOSE CA 95123-5121 | 179 | 5.31% | | C | PAGE'S TREE SERVICE SIMPLE IRA PLAN A/C JEFFREY C PAGE 738 WOLF DEN RD BROOKLYN CT 06234-1418 | 7,707 | 45.22% | | C | TYSON VU SEP PLAN A/C THAI VU P/G OF TYSON VU PO BOX 1502 CORDOVA AK 99574-1502 | 5,432 | 31.87% | | C | BROCKTON PUBLIC SCHOOL 403(B) PLAN A/C SUSAN A DEVANEY 15 CAPE COD LN CANTON MA 02021-3605 | 2,539 | 14.90% | | C | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,053 | 6.18% | | R | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,052 | 100.00% | | R3 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,054 | 100.00% | | R4 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,056 | 100.00% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,058 | 100.00% | | R6 | GREAT WEST TRUST COMPANY LLC THE PUTNAM RETIREMENT PLAN 8525 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,752 | 84.45% | | R6 | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,059 | 15.55% |
| Y | PUTNAM INVESTMENTS, LLC 100 FEDERAL ST BOSTON MA 02110-1802 | 1,058 | 96.62% | | Putnam RetirementReady Maturity Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 273,663 | 16.55% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 2,498 | 11.93% | | B | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 | 2,277 | 10.87% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,777 | 8.48% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,636 | 7.81% | | B | DONNA M MEDEIROS IRA ROLLOVER PLAN 343 LAFAYETTE ST SOMERSET MA 02726-3456 | 1,336 | 6.38% | | B | CITY OF WORCESTER 403(B) PLAN A/C DEIDRE M SHEA 2 WOODSIDE DR SHREWSBURY MA 01545-7733 | 1,099 | 5.25% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 14,433 | 19.44% | | C | FAIRFIELD BOARD OF EDUCATION 403(B) PLAN A/C EILEEN FRANKEL 9 KATY LN NORWALK CT 06851-5901 | 11,704 | 15.76% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 7,029 | 9.47% | | C | ANGELA E WHISNEY IRA ROLLOVER PLAN 49396 770TH ST JACKSON MN 56143-3806 | 6,856 | 9.23% |
| R | ASCENSUS TRUST COMPANY FBO WILLIAM A. HELLER, P.A. SOLOK 69219 PO BOX 10577 FARGO ND 58106-0577 | 27,409 | 63.84% | | R | ASCENSUS TRUST COMPANY FBO CITY OF CORTLAND FIRE DEPT 253522 PO BOX 10758 FARGO ND 58106-0577 | 12,020 | 27.99% | | R | MATRIX TRUST COMPANY CUST. FBO JOURNEY PAYROLL RETIREMENT TRUST 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 2,604 | 6.07% | | R3 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 38,127 | 32.08% | | R3 | ASCENSUS TRUST COMPANY FBO JAMES DALTON 401(K) 692167 PO BOX 10758 FARGO ND 58106-0577 | 10,546 | 8.87% | | R3 | ASCENSUS TRUST COMPANY FBO RKA CIVIL ENGINEERS, INC 401(K) PLAN 691317 PO BOX 10758 FARGO ND 58106-0577 | 9,728 | 8.19% | | R3 | ASCENSUS TRUST COMPANY FBO TRUE VALUE TITLE SH PLAN 690682 PO BOX 10758 FARGO ND 58106-0577 | 7,977 | 6.71% | | R3 | ASCENSUS TRUST COMPANY FBO THE CLYDE PAUL AGENCY 401K 691466 PO BOX 10758 FARGO ND 58106-0577 | 6,426 | 5.41% | | R3 | ASCENSUS TRUST COMPANY FBO PARETO CORP 401K 691842 PO BOX 10758 FARGO ND 58106-0577 | 6,274 | 5.28% | | R4 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 11,096 | 82.75% | | R4 | ASCENSUS TRUST COMPANY FBO BROKERAGE PROFESSIONALS INC PROFI 699697 PO BOX 10758 FARGO ND 58106-0577 | 938 | 6.99% |
| R4 | MATRIX TRUST COMPANY CUST. FBO C&H EXCAVATION, LLC 401(K) PLAN 717 17TH STREET SUITE 1300 DENVER CO 80202-3304 | 714 | 5.32% | | R5 | PUTNAM INVESTMENTS, LLC 100 FEDERAL STREET BOSTON, MA 02110 | 601 | 100.00% | | R6 | GREAT WEST TRUST CO LLC THE PUTNAM RETIREMENT PLAN 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 219,452 | 86.57% | | R6 | GREAT-WEST TRUST CO LLC EMPLOYEE BENEFITS CLIENTS 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 21,000 | 8.28% | | Y | GREAT-WEST TRUST CO LLC GREAT WEST IRA ADVANTAGE 8515 E. ORCHARD ROAD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 14,139,250 | 99.52% | | Putnam Short Duration Bond Fund | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 34,469,189 | 30.73% | | A | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 18,051,701 | 16.09% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 9,650,497 | 8.60% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 9,462,308 | 8.44% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 8,520,820 | 7.60% |
| A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 7,711,736 | 6.88% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 23,849 | 44.10% | | B | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 7,206 | 13.32% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 4,024 | 7.44% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 3,666 | 6.78% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 575,566 | 20.59% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 429,362 | 15.36% | | C | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 356,765 | 12.77% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 267,232 | 9.56% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 253,409 | 9.07% |
| C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 183,132 | 6.55% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 150,708 | 5.39% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 148,511 | 5.31% | | R | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 55,867 | 59.08% | | R | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 17,187 | 18.17% | | R | ASCENSUS TRUST COMPANY FBO LCN SERVICES, LLC 401K ASCENSUS TRUST COMPANY PO BOX 10577 FARGO, ND 58106-0577 | 9,469 | 10.01% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 246,740.066 | 42.24% | | R6 | MATRIX TRUST CO CUST FBO EDUSERVE RETIREMENT PLAN PO BOX 52129 PHOENIX, AZ 85072-2129 | 246,499.424 | 42.20% | | R6 | D DAVID KELLER & RAYMOND ROBIN TTEE KELLER LANDSBERG PA 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG, CO 80111-5002 | 40,627.668 | 6.96% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 18,409,974.112 | 21.16% |
| Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 12,967,188.527 | 14.91% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 12,757,280.336 | 14.67% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 7,773,132.853 | 8.94% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 7,255,510.488 | 8.34% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 6,551,805.084 | 7.53% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 6,505,573.199 | 7.48% | | Putnam Short Term Investment Fund | | G* | Putnam Retirement Advantage 2030 Fund – Class R6 shares | 573,784 | 26.95% | | G* | Putnam Retirement Advantage 2035 Fund – Class R6 shares | 505,833 | 23.76% | | G* | Putnam Retirement Advantage 2025 Fund – Class R6 shares | 504,809 | 23.71% | | G* | Putnam Retirement Advantage 2040 Fund – Class R6 shares | 219,597 | 10.31% | | G* | Putnam Retirement Advantage 2045 Fund – Class R6 shares | 127,406 | 5.98% | | P* | Putnam Large Cap Value Fund | 204,682,536 | 9.71% | | P* | Putnam Diversified Income Trust | 203,087,146 | 9.63% | | P* | Putnam Multi-Cap Core Fund | 194,759,174 | 9.24% | | P* | Putnam Income Fund | 192,787,302 | 9.14% | | P* | Putnam Sustainable Leaders Fund | 186,807,348 | 8.86% | | P* | Putnam PAA Growth Fund | 185,249,765 | 8.78% | | P* | Putnam Growth Opportunities Fund | 176,677,554 | 8.38% |
| Putnam Short-Term Municipal Income Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 553,971 | 22.26% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 537,12 | 21.58% | | A | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 364,689 | 14.65% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT— ATTN: LINMDSAY O’TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 230,567 | 9.27% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 227,833 | 9.16% | | A | BERTHA GRUENBERG TTEE THE BERTHA GRUENBERG LIVING TRUST U/A DTD 05/20/2020 8429 OAKDALE AVE WINNETKA CA 91306-1439 | 142,886 | 5.74% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 20,932 | 53.77% | | C | SEI PRIVATE TRCO C/O BAR HARBOR SWP 1 FREEDOM VALLEY DR OAKS PA 19456-9989 | 4,924 | 12.65% | | C | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 3,607 | 9.27% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT— ATTN: LINMDSAY O’TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 3,361 | 8.63% |
| C | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 3,201 | 8.22% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3729 | 356,666 | 97.20% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 586,376 | 28.69% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 498,029 | 24.37% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT— ATTN: LINMDSAY O’TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 427,680 | 20.92% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 360,388 | 17.63% | | Y | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 553,971 | 22.26% | | Putnam Small Cap Growth Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 979,730 | 11.81% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 465,696 | 5.61% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 451,110 | 5.44% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 25,534 | 29.81% |
| B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 7,554 | 8.82% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 6,544 | 7.64% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 4,300 | 5.02% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 36,254 | 11.87% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 28,034 | 9.18% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 22,552 | 7.38% | | C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 22,210 | 7.27% | | C | RBC CAPITAL MARKETS, LLC MUTUAL FUND OMNIBUS PROCESSING OMNIBUS ATTN MUTUAL FUND OPS MANAGER 60 S 6TH ST STE 700 # -P08 MINNEAPOLIS, MN 55402-4413 | 19,104 | 6.25% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 19,050 | 6.24% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 17,908 | 5.86% |
| R | GREAT-WEST TRUST COMPANY, LLC – EMPOWER BENEFIT GRAND FATHERED PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 50,117 | 13.61% | | R | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 35,760 | 9.71% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON, MA 02111-2901 | 22,115 | 6.01% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 387,126 | 35.64% | | R6 | GREAT-WEST TRUST COMPANY, LLC – EMPLOYEE BENEFITS CLIENTS 401(K) PLAN 8515 E ORCHARD RD # 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 309,552 | 28.50% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 108,927 | 10.03% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 884,753 | 21.23% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 670,920 | 16.10% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 456,640 | 10.96% | | Y | GREAT-WEST TRUST COMPANY, LLC – GREAT WEST IRA ADVANTAGE 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 356,923 | 8.57% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 312,406 | 7.50% |
| Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 286,835 | 6.88% | | Putnam Small Cap Value Fund | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 941,041 | 8.91% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 616,616 | 5.84% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 600,799 | 5.69% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 583,175 | 5.52% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 10,106 | 18.30% | | B | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 9,479 | 17.16% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 5,773 | 10.45% | | B | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 2,759 | 5.00% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 186,256 | 22.84% |
| C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 135,461 | 16.61% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 115,530 | 14.17% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 49,493 | 6.07% | | R | ASCENSUS TRUST COMPANY FBO WATSON FAMILY DENTISTRY EE SAVINGS 208614 PO BOX 10758 FARGO ND 58106-0758 | 15,049 | 22.85% | | R | DARRIN BROOKS & REBECCA BROOKS TTEE INNOVATIVE BLDG SOLUTIONS 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 12,680 | 19.25% | | R | STATE STREET BANK FBO ADP ACCESS 1 LINCOLN ST BOSTON MA 02111-2901 | 6,579 | 9.99% | | R | ASCENSUS TRUST COMPANY FBO MEDICAL CENTER OF AMERICAS 401K 221144 PO BOX 10758 FARGO ND 58106-0758 | 6,329 | 9.61% | | R | GREAT-WEST TRUST COMPANY LLC - EMPLOYEE BENEFITS CLIENTS 401(K) 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 5,731 | 8.70% | | R | ASCENSUS TRUST COMPANY FBO JOYCE & MCFARLAND LLP RETIREMENT TR 224615 PO BOX 10758 FARGO ND 58106-0758 | 3,532 | 5.36% | | R5 | MID ATLANTIC TRUST COMPANY FBO HEATHCO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 | 3,474 | 5.27% |
| R6 | GREAT-WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 506 | 100.00% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 1,186,430 | 73.82% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 129,192 | 8.04% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 2,254,981 | 26.05% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 2,142,189 | 24.75% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,371,740 | 15.85% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 822,941 | 9.51% | | Putnam Strategic Intermediate Municipal Fund | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,662,036 | 12.17% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 1,361,827 | 9.97% | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 1,268,494 | 9.29% |
| A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,222,203 | 8.95% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 995,173 | 7.29% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 725,726 | 5.31% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,716 | 21.68% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,415 | 17.88% | | B | SCOT H TRENKAMP TOD CAROLYN M TRENKAMP SUBJECT TO STA TOD RULES 22903 US 224 FORT JENNINGS OH 45844 | 1,048 | 13.24% | | B | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 849 | 10.73% | | B | ROBERT J BRENNAN & KATHARINE E GREEN JT WROS 18830 TRUDY ST CHUGIAK AK 99567-6647 | 762 | 9.63% | | B | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 762 | 9.62% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 214,783 | 30.86% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 183,958 | 26.43% |
| C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 40,203 | 5.78% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 39,644 | 5.70% | | C | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 36,580 | 5.26% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 114,497 | 99.31% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 1,235,236 | 23.39% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 1,071,695 | 20.30% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 494,600 | 9.37% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 469,046 | 8.88% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 408,671 | 7.74% |
| Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 354,608 | 6.72% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 308,562 | 5.84% | | Putnam Sustainable Future Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 1,639,762 | 8.58% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,417,788 | 7.42% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,251,699 | 6.55% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,020,684 | 5.34% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 2,259 | 14.32% | | B | OPPENHEIMER & CO INC. FBO FBO MARC A DAVILLA IRA 3250 OAKES DR HAYWARD,CA 94542-1238 | 1,427 | 9.05% | | B | OPPENHEIMER & CO INC. FBO THE CALVIN WILLIAM KENNEDY LVG TRUST DTD 02/20/2021 CALVIN W KENNEDY TTEE 43 IDORA AVE SAN FRANCISCO, CA 94127-1044 | 1,339 | 8.49% | | B | OPPENHEIMER & CO INC. FBO YUVAL & SUSAN B SHENKAL CO-TTEES F/T YUVAL & SUSAN B SHENKAL TRUST DTD 12/19/2000 2235 MONTGOMERY AVE CARDIFF, CA 92007-1913 | 1,210 | 7.67% |
| B | PUTNAM FIDUCIARY TRUST CO TTEE FBO DARRELL G SCHIPPER IRA ROLLOVER PLAN 105 HAMPTON CIR WILLIAMSBURG, IA 52361-4701 | 1,184 | 7.51% | | B | PUTNAM FIDUCIARY TRUST CO CUST FBO ST LUKES HOSPITAL OF PA 403(B) PLAN A/C XINYUAN GEDEON5660 OLD MILE HILL RD OREFIELD, PA 18069-2274 | 1,015 | 6.43% | | B | OPPENHEIMER & CO INC. FBO FBO NISAN ENGINEERING & SUPPLY INC 4601 KATY CT LA MESA CA 91941-5600 | 881 | 5.58% | | B | DIANNA LANGDON IRA PLAN 26 FIELDSTONE DR APT 7A HARTSDALE NY 10530-1524 | 789 | 5.00% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 60,387 | 9.83% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 47,675 | 7.76% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 42,055 | 6.85% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 32,919 | 5.36% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 31,113 | 5.07% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 30,693 | 5.00% | | R | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD, CT 06102-5051 | 230,415 | 47.68% |
| R | RELIANCE TRUST CO CUSTODIAN FBO MASSMUTUAL OMNIBUS PLL/SMF PO BOX 78446 ATLANTA, GA 30357-2446 | 48,805 | 10.10% | | R6 | GREAT-WEST TRUST COMPANY, LLC – THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 769,684 | 55.49% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 523,477 | 37.74% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 554,283 | 19.06% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 360,024 | 12.38% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 286,946 | 9.86% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 226,811 | 7.80% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 208,443 | 7.17% | | Y | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 167,893 | 5.77% |
| Putnam Sustainable Leaders Fund | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 3,612,243 | 7.38% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 2,938,865 | 6.00% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 2,638,081 | 5.39% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 23,476 | 8.00% | | B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 16,806 | 5.72% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 50,401 | 11.00% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 46,258 | 10.09% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 41,813 | 9.12% | | C | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 33,798 | 7.37% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 32,007 | 6.98% |
| R | MATRIX TRUST COMPANY CUST FBO OMNICA CORPORATION EMPLOYEES PROFIT 717 17TH ST STE 1300 DENVER CO 80202-3304 | 2,282 | 18.93% | | R | CAPITAL BANK & TRUST CO TRUSTEE FBO MOSSBERG CORP EMP SAVINGS PLAN C/O FASCORE LLC 8579 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111 | 1,512 | 12.54% | | R | ASCENSUS TRUST COMPANY FBO NORMAN'S ELECTRIC SERVICE, INC. 401 711648 PO BOX 10758 FARGO ND 58106-0758 | 1,496 | 12.41% | | R | CAPITAL BANK & TRUST CO TRUSTEE FBO TECHSOURCE INC 401K PROFIT SHARING PLAN C/O FASCORE LLC 8579 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111 | 1,430 | 11.86% | | R | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 1,033 | 8.56% | | R | CHARLES SCHWAB & CO INC CLEARING ACCOUNT FOR THE EXCLUSIVE BENEFIT OF THEIR CUSTOMERS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | 665 | 5.52% | | R | STATE STREET BK & TR TTEE &/OR CUST ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | 616 | 5.11% | | R6 | GREAT-WEST TRUST COMPANY, LLC - THE PUTNAM RETIREMENT PLAN 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 660,762 | 79.13% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 92,628 | 11.09% | | Y | GREAT-WEST TRUST COMPANY LLC - RECORDKEEPING FOR VARIOUS BENEFIT PLANS 8515 E ORCHARD RD. 2T2 GREENWOOD VILLAGE, CO 80111-5002 | 728,774 | 22.44% |
| Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1932 | 469,247 | 14.45% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 272,277 | 8.38% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 253,588 | 7.81% | | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 199,477 | 6.14% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 193,488 | 5.96% | | Putnam Tax Exempt Income Fund | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 13,986,978 | 17.18% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 8,256,421 | 10.14% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 5,278,240 | 6.48% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1901 | 5,084,221 | 6.24% |
| B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 32,862 | 43.79% | | B | ARTHUR BROWN 120 SHEFFIELD CT GALLOWAY, NJ 08205-6666 | 12,462 | 16.61% | | B | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3710 | 5,339 | 7.11% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 5,120 | 6.82% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 225,970 | 14.86% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 203,064 | 13.35% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 194,730 | 12.81% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 115,766 | 7.61% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 115,558 | 7.60% | | C | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 93,269 | 6.13% |
| C | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 81,172 | 5.34% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS, MO 63131-3729 | 627,077 | 99.92% | | Y | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS 4800 DEERLAKE DR E FL3 JACKSONVILLE, FL 32246-6484 | 4,698,461 | 33.05% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 63103-2523 | 1,417,626 | 9.97% | | Y | NATIONAL FINANCIAL SERVICES LLC CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 1,268,734 | 8.92% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1901 | 1,125,184 | 7.91% | | Y | UBS WM USA 0O0 11011 6100 OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 1,060,184 | 7.46% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 1,051,091 | 7.39% | Y | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 1,033,628 | 7.27% |
| Putnam Tax-Free High-Yield Fund | | A | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 5,609,663 | 11.23% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 4,599,785 | 9.21% | | A | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 4,340,388 | 8.69% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 3,469,223 | 6.94% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 2,982,597 | 5.97% | | A | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 2,682,247 | 5.37% | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | 2,659,983 | 5.32% | | B | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 35,257 | 22.46% | | B | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 20,634 | 13.14% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 18,975 | 12.09% |
| B | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 11,643 | 7.42% | | B | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1905 | 10,663 | 6.79% | | B | RONALD D MCINTOSH TOD MULTIPLE BENEFICIARIES SUBJECT TO STA TOD RULES PO BOX 9 CAMPBELLSBURG IN 47108-0009 | 7,929 | 5.05% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 481,546 | 28.55% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-0001 | 261,681 | 15.51% | | C | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 174,090 | 10.32% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 117,810 | 6.98% | | C | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 116,705 | 6.92% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 108,323 | 6.42% | | R6 | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 147,390 | 100.00% |
| Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG FL 33716-1100 | 2,465,693 | 17.04% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY NJ 07310-1995 | 2,263,091 | 15.64% | | Y | TD AMERITRADE INC FBO OUR CUSTOMERS PO BOX 2226 OMAHA NE 68103-2226 | 1,611,810 | 11.14% | | Y | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO 63103-2523 | 1,521,404 | 10.51% | | Y | AMERICAN ENTERPRISE INVESTMENT SVC FBO # 41999970 707 2ND AVE S MINNEAPOLIS MN 55402-2405 | 1,363,755 | 9.42% | | Y | MERRILL LYNCH FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE FL 32246-6484 | 1,164,997 | 8.05% | | Y | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | 898,521 | 6.21% | | Putnam Ultra Short Duration Income Fund | | A | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 180,267,401 | 34.58% | | A | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 56,771,533 | 10.89% |
| A | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 51,479,048 | 9.87% | | A | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 39,115,747 | 7.50% | | A | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 37,629,351 | 7.22% | | A | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 29,696,189 | 5.70% | | A | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 26,621,398 | 5.11% | | B | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 8,653 | 31.00% | | B | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 5,388 | 19.30% | | B | PUTNAM FIDUCIARY TRUST CO CUST FBO ILLINOIS VALLEY COMM COLLEGE 403(B) PLAN A/C LAURA A HODGSON 1285 SUNNYSLOPE DR VARNA IL 61375-9503 | 5,243 | 18.78% | | B | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 3,636 | 13.02% |
| C | CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FBO THEIR CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 | 265,495 | 15.42% | | C | LPL FINANCIAL --OMNIBUS CUSTOMER ACCOUNT-- ATTN: LINDSAY O'TOOLE 4707 EXECUTIVE DRIVE SAN DIEGO, CA 92121-3091 | 255,702 | 14.85% | | C | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 223,177 | 12.96% | | C | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 211,560 | 12.29% | | C | AMERICAN ENTERPRISE INVESTMENT SVC 707 2ND AVE S MINNEAPOLIS, MN 55402-2405 | 191,280 | 11.11% | | C | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 158,804 | 9.22% | | C | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 94,573 | 5.49% | | N | WELLS FARGO CLEARING SERVICES, LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS, MO 83103-2523 | 828,306 | 95.10% | | R | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 97,289 | 21.19% | | R | PAI TRCO INC JOLOHA ENTERPRISES DBA ROACH-REID O 1300 ENTERPRISE DR DE PERE WI 54115-4934 | 93,662 | 20.40% |
| R | ASCENSUS TRUST COMPANY FBO PREMIER TOOL, INC. 401K PO BOX 10758 FARGO, ND 58106-0577 | 86,885 | 18.92% | | R | PERSHING, LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-0001 | 65,498 | 14.26% | | R | CAPITAL BANK & TRUST CO TRUSTEE FBO SILMAR ELECTRONICS INC 401K PROFIT SHARING PLAN C/O FASCORE 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 41,634 | 9.07% | | R | LINDA GAITHER & MARK TWOMBLY TTEE BENDENA STATE BANK 401K C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 | 29,427 | 6.41% | | Y | UBS WM USA OMNI ACCOUNT M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086-6761 | 233,882,968 | 27.20% | | Y | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITS CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK, NY 10004-1965 | 157,302,023 | 18.29% | | Y | MLPF&S FOR THE SOLE BENEFIT OF IT'S CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E FL 3 JACKSONVILLE, FL 32246-6484 | 133,927,997 | 15.58% | | Y | NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD ATTN: MUTUAL FUNDS DEPT 4TH FL JERSEY CITY, NJ 07310-1995 | 82,397,522 | 9.58% | | Y | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS ATTN: COURTNEY WALLER 880 CARILLON PKWY ST PETERSBURG, FL 33716-1100 | 47,442,752 | 5.52% | | Y | EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER RD SAINT LOUIS MO 63131-3710 | 10,271,435 | 81.75% |
| Y | J.P. MORGAN SECURITIES LLC. FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FL MUTUAL FUND DEPT BROOKLYN, NY 11245-0003 | 1,122,680 | 8.94% | | Putnam VT Diversified Income Trust | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 4,721,779 | 46.09% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 4,588,462 | 44.78% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 518,712 | 5.06% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 8,362,319 | 36.43% | | IB | AXA EQUITABLE LIFE INSURANCE CO AXA EQUITABLE SA - 70 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-1472 | 5,386,469 | 23.47% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 3,471,837 | 15.12% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 2,222,407 | 9.68% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,210,595 | 5.27% | | Putnam VT Emerging Markets Equity | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 522,440 | 49.73% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 452,506 | 43.08% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 61,835 | 5.89% |
| IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 363,469 | 80.93% | | IB | ALLSTATE LIFE OF NY 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 27,870 | 6.21% | | Putnam VT Focused International Equity | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 5,782,909 | 47.63% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 4,799,650 | 39.53% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 866,115 | 7.13% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 621,007 | 5.11% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 1,116,420 | 70.61% | | IB | ALLSTATE LIFE OF NY 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 137,967 | 8.73% | | IB | GREAT-WEST LIFE & ANNUITY INS CO VARIABLE ANNUITY 2 SMARTTRACK II 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | 95,696 | 6.05% | | Putnam VT George Putnam Balanced Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 3,104,193 | 57.13% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,966,021 | 36.18% | | IB | THE LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 7,305,226 | 57.49% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 3,175,305 | 24.99% | | IB | LINCOLN LIFE AND ANNUITY COMPANY OF NEW YORK 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 763,441 | 6.01% |
| Putnam VT Global Asset Allocation Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 2,231,280 | 46.59% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 2,165,146 | 45.21% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 868,932 | 39.30% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 432,094 | 19.54% | | IB | AXA EQUITABLE LIFE INSURANCE CO AXA EQUITABLE LIFE SEPARATE ACCT 70 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-1472 | 350,839 | 15.87% | | IB | GREAT-WEST LIFE & ANNUITY INS CO VARIABLE ANNUITY 2 SMARTTRACK II 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | 208,945 | 9.45% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 158,238 | 7.16% | | Putnam VT Global Health Care Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,287,699 | 46.13% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,184,585 | 42.44% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 166,488 | 5.96% | | IB | RIVERSOURCE LIFE INSURANCE COMPANY 70100 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0701 | 3,181,853 | 44.50% | | IB | LINCOLN NATIONAL VARIABLE UNIVERSAL LIFE DB 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 1,689,097 | 23.62% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 1,198,426 | 16.76% |
| Putnam VT Government Money Market Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 21,356,917 | 52.92% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 15,765,439 | 39.06% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 23,216,898 | 68.62% | | IB | ALLSTATE LIFE OF NY 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 5,891,273 | 17.41% | | IB | TRANSAMERICA LIFE INSURANCE COMPANY RETIREMENT BUILDER VAR ANN ACCT 4333 EDGEWOOD RD NE CEDAR RAPIDS IA 52499-0001 | 2,025,119 | 5.99% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,719,661 | 5.08% | | Putnam VT Growth Opportunities Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 30,894,053 | 48.17% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 23,970,670 | 37.38% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 4,606,690 | 7.18% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 8,340,057 | 39.97% | | IB | PRINCIPAL FINANCIAL GROUP PFLX ATTN LIFE ACCOUNTING G-12-S41 711 HIGH ST DES MOINES IA 50392-0001 | 2,793,686 | 13.39% | | IB | MINNESOTA LIFE 400 ROBERT ST N STE A SAINT PAUL MN 55101-2099 | 1,706,935 | 8.18% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,694,174 | 8.12% |
| Putnam High Yield Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 4,762,128 | 24.52% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 4,516,134 | 23.25% | | IA | CMFG GROUP VARIABLE ANNUITY ACCOUNT ATTN: VARIABLE PRODUCTS-FINANCE 2000 HERITAGE WAY WAVERLY IA 50677-9208 | 4,344,549 | 22.37% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 2,150,607 | 11.07% | | IA | METLIFE (PARAGON) 190 CARONDELET PLZ SAINT LOUIS MO 63105-3443 | 1,346,654 | 6.93% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 2,436,829 | 32.24% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,961,721 | 25.95% | | IB | RIVERSOURCE LIFE INSURANCE COMPANY 70100 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0701 | 979,294 | 12.96% | | IB | JEFFERSON NATIONAL LIFE 10350 ORMSBY PARK PL STE 600 LOUISVILLE KY 40223-6175 | 929,770 | 12.30% | | Putnam VT Income Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 4,022,210 | 36.25% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 3,619,584 | 32.62% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,339,634 | 12.07% | | IA | METLIFE (PARAGON) 190 CARONDELET PLZ SAINT LOUIS MO 63105-3443 | 834,347 | 7.52% |
| IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 3,582,109 | 36.36% | | IB | THE LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 1,164,886 | 11.82% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,045,927 | 10.62% | | IB | NATIONWIDE LIFE INSURANCE COMPANY NWPP C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 965,971 | 9.81% | | IB | JEFFERSON NATIONAL LIFE 10350 ORMSBY PARK PL STE 600 LOUISVILLE KY 40223-6175 | 853,884 | 8.67% | | Putnam VT International Equity Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,884,244 | 34.39% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,447,091 | 26.41% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,225,017 | 22.36% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 516,480 | 9.43% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 2,165,875 | 20.38% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,796,383 | 16.90% | | IB | NATIONWIDE LIFE INSURANCE COMPANY NWVA11 C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 1,434,272 | 13.50% |
| IB | RIVERSOURCE LIFE INSURANCE COMPANY 70100 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0701 | 1,301,799 | 12.25% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 988,359 | 9.30% | | IB | ALLSTATE NORTHBROOK LIFE 3100 SANDERS RD NORTHBROOK IL 60062-7155 | 782,306 | 7.36% | | IB | MINNESOTA LIFE 400 ROBERT ST N STE A SAINT PAUL MN 55101-2099 | 704,909 | 6.63% | | Putnam VT International Value Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,623,425 | 48.79% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,090,191 | 32.77% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 170,438 | 5.12% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,020,671 | 20.18% | | IB | NATIONWIDE LIFE INSURANCE COMPANY NWVA11 C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 899,136 | 17.78% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 655,053 | 12.95% | | IB | NATIONWIDE LIFE INSURANCE COMPANY NWVA11 C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 569,351 | 11.26% | | IB | AMER GEN CORPORATE AMERICA 1610 DES PERES RD STE 370 SAINT LOUIS MO 63131-1830 | 383,703 | 7.59% | | IB | JEFFERSON NATIONAL LIFE 10350 ORMSBY PARK PL STE 600 LOUISVILLE KY 40223-6175 | 255,962 | 5.06% |
| IB | THRIVENT FINANCIAL FOR LUTHERANS 625 4TH AVE S MINNEAPOLIS MN 55415-1672 | 253,887 | 5.02% | | Putnam VT Large Cap Value | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 16,535,570 | 46.67% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 14,763,440 | 41.67% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 4,982,409 | 20.05% | | IB | GUARDIAN INSURANCE & ANNUITY CO INC S/A R B-SHARE 2012 0BW INDIV. MARKETS PRODUCT FINANCE NRO 6255 STERNERS WAY BETHLEHEM PA 18017-8993 | 3,718,457 | 14.96% | | IB | LINCOLN NATIONAL VARIABLE UNIVERSAL LIFE DB 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 3,458,023 | 13.91% | | IB | NATIONWIDE LIFE INSURANCE COMPANY NWVA11 C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | 2,464,467 | 9.92% | | Putnam VT Mortgage Securities Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,213,596 | 48.93% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,210,143 | 48.79% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 865,535 | 39.14% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 309,746 | 14.01% |
| IB | GREAT-WEST LIFE & ANNUITY CO SCHWAB ONESOURCE ATTN INVESTMENT OPERATIONS 8515 E ORCHARD RD GREENWOOD VLG CO 80111-5002 | 221,427 | 10.01% | | IB | JEFFERSON NATIONAL LIFE 10350 ORMSBY PARK PL STE 600 LOUISVILLE KY 40223-6175 | 145,279 | 6.57% | | IB | GREAT-WEST LIFE & ANN INS CO SCHWAB ANNUITIES ONE SOURCE CHOICE 8515 E ORCHARD RD GREENWOOD VLG CO 80111-5002 | 124,047 | 5.61% | | Putnam VT Multi-Asset Absolute Return Fund | | IA | THE LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 18,865 | 94.24% | | IA | PUTNAM INVESTMENTS HOLDINGS, LLC ATTN: CORPORATE TREASURY M/S M26C 100 FEDERAL ST BOSTON MA 02110 | 1,153 | 5.76% | | IB | DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO RD STE 30 WALTHAM MA 02451-7360 | 1,198,128 | 47.80% | | IB | JEFFERSON NATIONAL LIFE 10350 ORMSBY PARK PL STE 600 LOUISVILLE KY 40223-6175 | 529,368 | 21.12% | | IB | THE LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3506 | 256,784 | 10.24% | | IB | AXA EQUITABLE LIFE INSURANCE CO AXA EQUITABLE LIFE SEPARATE ACCT 70 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-1472 | 222,573 | 8.88% | | Putnam VT Multi-Cap Core Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 2,111,622 | 49.30% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,885,575 | 44.02% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 2,535,906 | 56.44% |
| IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 921,851 | 20.52% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 617,602 | 13.74% | | IB | ALLSTATE LIFE OF NY 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 275,885 | 6.14% | | Putnam VT Research Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 384,285 | 48.40% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 357,764 | 45.06% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7155 | 634,329 | 43.95% | | IB | THRIVENT FINANCIAL FOR LUTHERANS 625 4TH AVE S MINNEAPOLIS MN 55415-1672 | 381,127 | 26.41% | | IB | AXA EQUITABLE LIFE INSURANCE CO AXA EQUITABLE LIFE SEPARATE ACCT 70 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-1472 | 145,269 | 10.07% | | IB | DELAWARE LIFE INSURANCE COMPANY DLUS 1601 TRAPELO RD STE 30 WALTHAM MA 02451-7360 | 114,751 | 7.95% | | Putnam VT Small Cap Growth Fund | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 511,268 | 54.75% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 422,587 | 45.25% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 544,392 | 56.10% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 209,564 | 21.60% |
| IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 74,188 | 7.65% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 63,684 | 6.56% | | Putnam VT Small Cap Value Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,841,587 | 47.49% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,787,349 | 46.09% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 1,969,095 | 25.56% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 1,391,344 | 18.06% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 1,073,216 | 13.93% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 838,703 | 10.89% | | IB | NORTHBROOK LIFE INSURANCE CO 3100 SANDERS RD STE K4A NORTHBROOK IL 60062-7156 | 725,806 | 9.42% | | Putnam VT Sustainable Future Fund | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 911,749 | 50.00% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 890,497 | 48.84% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 386,771 | 66.55% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 115,349 | 19.85% | | IB | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 31,365 | 5.40% |
| Putnam VT Sustainable Leaders Fund | | IA | RIVERSOURCE LIFE INSURANCE COMPANY 70100 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0701 | 5,855,382 | 30.96% | | IA | TALCOTT RESOLUTION LIFE INSURANCE PO BOX 5051 HARTFORD CT 06102-5051 | 5,199,323 | 27.49% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 5,065,134 | 26.78% | | IA | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 996,042 | 5.27% | | IB | ALLSTATE LIFE INSURANCE CO 3100 SANDERS RD NORTHBROOK IL 60062-7154 | 1,972,542 | 45.05% | | IB | RIVERSOURCE LIFE INSURANCE COMPANY 70100 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0701 | 1,088,841 | 24.87% | | IB | TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 | 526,526 | 12.03% | | IB | ALLSTATE NORTHBROOK LIFE 3100 SANDERS RD NORTHBROOK IL 60062-7155 | 230,494 | 5.26% |
* The address for the name listed is: c/o Putnam Management has contractually agreed, through one year after the most recent annual prospectus update, to waive fees and/or reimburse the fund’s expenses to the extent necessary to limit the cumulative expenses of the fund (exclusive of brokerage, interest, taxes, investment-related expenses (including borrowing costs, i.e., short selling and lines of credit costs), extraordinary expenses, acquired fund fees and expenses, and payments under the fund’s investor servicing contract, the fund’s investment management contract (including any applicable performance-based upward or downward adjustment to a fund’s base management fee), and the fund’s distribution plans), on a fiscal year-to-date basis to an annual rate of 0.20% of the fund’s average net assets over such fiscal year-to-date periodInvestments, 100 Federal Street, Boston, MA 02110.
Putnam Investments
100 Federal Street
Boston, MA 02110
1-800-225-1581
Address correspondence to:
Putnam Investments
P.O. Box 219697
Kansas City, MO 64121-9697
  
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